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HSR Informal Interpretations

9210002 Informal Interpretation

… 9210002 Informal Interpretation 9210002 Informal Interpretation October 5, … D.C. 20580 Dear Ms. Ovuka: Thank you very much for taking the time to speak with me this afternoon about our proposed … of reference, attached are two exhibits which set forth the two alternative structures for our proposed transaction. …
Date
Rule
801.11(e)
10/6/92: I contacted (redacted) and informed him that if transaction is structured as Exhibit B, 801.11(e) is inapplicable for Step 2 and a filing would be required. NMO
HSR Informal Interpretations

9209009 Informal Interpretation

… 9209009 Informal Interpretation 9209009 Informal Interpretation September 28, … Dear Dick: I am writing to set forth my understanding of the informal advice you gave me during our conversations on …
Date
Rule
802.20; 802.50; 801.90
10/6/92 Agreed with conclusion in letter. In hypothetical on page 2, the business justification for the spin off is that A only wants to purchase certain assets of subsidiary Y. The substance of the...
HSR Informal Interpretations

9209010 Informal Interpretation

… 9209010 Informal Interpretation 9209010 Informal Interpretation September 30, … D.C. 20580 Re: H-S-R Informal Opinion Dear Patrick: The purpose of this letter is to obtain the views of your office regarding whether the contemplated …
Date
Rule
802.1, 801.1(b), 801.1(c)
I have talked to both parties and have found that the warehouse is owned by a revocable trust. There are at least four settlors of the trust (including B) that are also the beneficiaries. Consequently...
HSR Informal Interpretations

9210004 Informal Interpretation

… 9210004 Informal Interpretation 9210004 Informal Interpretation October 13, 1992 VIA HAND DELIVERY Victor L. Cohen, Esq. Senior Staff Attorney … Avenue, N.W. Washington, D.C. 20580 Re: Application of the Premerger Notification Rules to the Formation of Limited …
Date
Rule
801.40
For purposes of 801.40 analysis, the taking of an equity or membership interest in a limited liability company is tantamount to acquiring a voting security in a corporation. RS agrees with this...
HSR Informal Interpretations

9210009 Informal Interpretation

… 9210009 Informal Interpretation 9210009 Informal Interpretation October 28, … 20580 Dear Mr. Cohen: Enclosed is a summary description of the transaction that (redacted) discussed with you today. As …
Date
Rule
801.1(c)(1)
Acquisitions that are theoretically reportable in the instant letter in which third person (Corp. C) will file for acquisition need not be filed for by A and B due to applicability ofContinuum Theory...
Advocacy Filings

FTC Staff Response to the Hon. Robert J. Pavlovich Concerning Proposed Montana Legislation to Prevent Denturists From Entering Certain Business Relationships With Dentists

… FTC Staff Response to the Hon. Robert J. Pavlovich Concerning Proposed Montana Legislation to Prevent Denturists From Entering Certain Business Relationships With Dentists Submitted …
Date
Matter Number
V920021
HSR Informal Interpretations

9209004 Informal Interpretation

… 9209004 Informal Interpretation 9209004 Informal Interpretation September 15, … Washington, D.C. 20580 Re: Government Exemption Under the Hart-Scott-Rodino Act Dear Mr. Sipple: We spoke on the phone a few weeks ago about the Hart-Scott-Rodino …
Date
Rule
7A(c)(4)
9/25 - Talked to the writer. Indicated that I concurred with his analysis that the acquisition of voting securities by B of As voting securities from LP1 was exempt under (c)(4).
HSR Informal Interpretations

9209007 Informal Interpretation

… 9209007 Informal Interpretation 9209007 Informal Interpretation September 21, 1992 John M. Sipple, Jr., Esq. Assistant Director for the Premerger Notification Office Bureau of Competition Room …
Date
Rule
801.11(b); 801.11(c)
9/25 Called and confirmed that this letter reflects the advice given; also confirmed that the financial statement of 1/3/192 is one of a series of such statements and that such statements are and have...
HSR Informal Interpretations

9209005 Informal Interpretation

… 9209005 Informal Interpretation 9209005 Informal Interpretation September 15, … assistance in our phone conversation yesterday in providing the Premerger Offices position regarding the Hart-Scott-Rodino Act (HSR) and the Commissions …
Date
Rule
801.1(b)
Called on 9/23/92. Informed the writer that he was generally correct. However, I clarified that the partnership will be considered its own UPE, if prior to the transaction to acquire all the...
HSR Informal Interpretations

9209003 Informal Interpretation

… 9209003 Informal Interpretation 9209003 Informal Interpretation September 9, … D.C. 20580   Re: H-S-R Informal Opinion Dear Patrick: The purpose of this letter is to confirm the discussion we had yesterday regarding whether the …
Date
Rule
801.11(c)
Confirmed that total assets are less than $100 mm. This does not meet the size-of-person test. Called (redacted) 9-10-92.
HSR Informal Interpretations

9209002 Informal Interpretation

… 9209002 Informal Interpretation 9209002 Informal Interpretation VIA FACSIMILE … Mr. Sharpe:             This letter is a revised version of the letter I sent you on September 3, 1992. The purpose this …
Date
Rule
7A(c)(1)
This is an acquisition of rights in and to unproductive property and assets incidental to real property for $20 MM – exempt under (c)(1); called (redacted) 9-9-92; Tom Hancock and Richard Smith concur
HSR Informal Interpretations

9209001 Informal Interpretation

… 9209001 Informal Interpretation 9209001 Informal Interpretation September 1, … letter confirms our telephone discussion of today about the transaction described in my letter to you of August 28: the transaction should be reported as described in that …
Date
Rule
801.1(c)(1); 802.1(a); 801.10
See File #9208011 for original letter
Advocacy Filings

FTC Staff Comment Before the Federal Communications Commission In the Matter of Review of the Commissions Regulations Governing Television Broadcasting

… FTC Staff Comment Before the Federal Communications Commission In the Matter of Review of the Commissions Regulations Governing Television Broadcasting Submitted by wfg-adm109 on …
Date
Matter Number
V920020
HSR Informal Interpretations

9208011 Informal Interpretation

… 9208011 Informal Interpretation 9208011 Informal Interpretation … Ms. Nancy Ovuka Dear Ms. Ovuka: This letter outlines the facts pertinent to a proposed transaction to be entered … participate in the acquisition of interests from A. A will handle the assignment of interests to D in the same manner …
Date
Rule
801.1(c)(1); 801.2(a); 801.10
Contacted (redacted). Informed him that we (including R Smith) agree with conclusion, specifically 1. actual adjusted price is the consideration 2. A is merely acting as an “agent” for C & D.
HSR Informal Interpretations

9208008 Informal Interpretation

… 9208008 Informal Interpretation 9208008 Informal Interpretation August 26, … 25, in which you concluded that a premerger filing under the Hart-Scott-Rodino Antitrust Improvements Act would not be required under the following facts. (This letter revises by August 25 …
Date
Rule
802.1; 801.10
I concur with this letter; call (redacted) 8-28-92
HSR Informal Interpretations

9208007 Informal Interpretation

… 9208007 Informal Interpretation 9208007 Informal Interpretation August 25, 1992 BY HAND Mr. Patrick Sharpe Premerger Office Federal Trade … our telephone conversations in which you advised that the following factual pattern does not give rise to a filing …
Date
Rule
801.1(c)
The Investment Advisor/Manager is the general partner of the three partnerships. Pursuant to the partnership agreements, the General Partner has what appears to be certain indicia of beneficial...
HSR Informal Interpretations

9208002 Informal Interpretation

… 9208002 Informal Interpretation 9208002 Informal Interpretation BY FEDERAL …             This letter solicits your advice as to whether a holding company which owns a foreign bank (“Company X”) may, on the facts set forth below, qualify as a “bank holding …
Date
Rule
802.64
8/19/92. Based on the fact scenario set forth in this letter, and the assumed correctness of the legal research, I advised (redacted) that John Sipple and I were of the view that Company X could...
HSR Informal Interpretations

9208001 Informal Interpretation

… 9208001 Informal Interpretation 9208001 Informal Interpretation August 4, 1992 BY HAND Hy Rubenstein, Esquire Premerger Notification Office … Interpretations No. 1 and No. 83) Dear Mr. Rubenstein: The purpose of this letter is to confirm our telephone …
Date
Rule
801.1(c)(1)
None
Displaying 42741 - 42760 of 44764
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