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… of a security or an asset. Such purchases need not be prereported and are not subject to the waiting period of the … 15. If I have not heard from you, I will assume that prereporting is not required on this transaction, and shall act …

… that the transactions described below are not subject to reporting under the Act because the $15 million threshold … we will proceed with our transactions on the premise that reports under the Act need not be made. The parties involved … between (redacted) was not entered into to avoid reporting under the Act, but for a legitimate business …

… relating to the requirement for Premerger Notification reporting. This letter is to confirm my understanding of … the purposes of determining whether premerger notification reporting is necessary, the assumption of the sublease will …

… the stock of (redacted) by the Partnership will not trigger reporting under the Act. We understand that it is the …

… the minimum requirements specified in the statute (the reportable transaction). The statute requires that the … Department of Justice (DOJ) be notified in writing of any reportable transaction, and also specifies that a minimum … STAFF COMMENT: except finance (capital) leases are not reportable transactions and are exempted from the notice and …

… having a value of less than $6,000,000 which would not be reportable under the rules or the Act. Moreover, any … the interpretation of 802.63 and a broader issue of reportability of any part of a series of transactions. I …

… not necessitate the filing of a Premerger Notification and Report Form with your office. If, upon reconsideration of … you no longer adhere to our position that there is no reporting obligation under the Hart-Scott-Rodino Antitrust … you continue to agree that no Premerger Notification and Report Form need be filed by any party in connection with …

… and the acquisition of the real estate company would not be reportable. Since acquisition of the water company does not … criteria, its acquisition would also not be reportable under Section 801.15(a)(1) (referring to Section …

… that the acquisition of warrants and options are not reportable events. (We recognize that in the event these warrants or options are exercised, reporting may be required when and if the next notification … arrangements do not cause this transaction to become a reportable event under the Hart-Scott-Rodino Rules. Based on …

… apply to the proposed transaction. the Companys most recent report to the Securities and Exchange Commission on Form …

… Accordingly, you informed me that a Notification and Report Form under the Act would not be required for the …

… D.C. 20580 Attn: Andrew Scanlon Re: Notification and Report Forms (redacted) Under the Hart-Scott-Rodino Act of … Sirs: On February 27, 1985, the caption Notification and Report Forms were filed with the Department of Justice and … the acquisition described in the captioned Notification and Report Forms, we believe no new filing under the Act is …

… advice on the Commissions position with respect to the reportability under the Hart-Scott-Rodino Antitrust … Notification staff believes the transaction should be reported, even though reportability is open to some question under the statute and …

… the Commission considera [sic] a transaction of this type a reportable event under the Hart-Scott-Rodino Antitrust … us whether, in the Commissions view, such a transaction is reportable under the Act. The hypothetical transaction is as … whether either or both of the hypothetical transactions are reportable under the Act and regulations. Accordingly, we …

… as to whether it is necessary to file one Notification and Report Form under the Hart-Scott-Rodino Act or two, in … the rules for which the filing of only one Notification and Report Form is necessary, it is my understanding that both A … persons, and that the person filing the Notification and Report Form must provide information separately as an …

… is simply an acquisition of voting securities, and is not reportable as an acquisition of assets or as a joint … person, C is only an acquiring person, and B is not a reportable entity. For this reason, A need only complete …

… that (redacted) and I received from you regarding the reportability under the Hart-Scott-Rodino Antitrust … then what we understood to be your analysis with respect to reportability. You concluded that the transaction as (redacted) and I described it was not reportable under the Act. I. This firm represents a …

… STAFF COMMENTS: See letter dated 8/26/85. Appears to be a reportable transaction if all tests are met unless exempt …

… my letter to you of August 8, 1985 (attached hereto) is not reportable under the Premerger Notification rules set forth … Of course the later acquisition by the JV is potentially reportable. Looks OK to me - DA … 8508006 Informal …

… in each Fund may be subject to the notification and reporting provisions of the Act, notwithstanding that each … Act, 18 U.S.C. 18, and, a fortiori, the notification and reporting requirements of the Act should not apply. Because …