9903015 Informal Interpretation
… 9903015 Informal Interpretation 9903015 Informal Interpretation (redacted) … of march 23, 1999, in which you and I discussed whether the filing of a Notification and Report Form under the …
Date
Rule
801.40; 802.40
3/26/99 Advised writer that formation of Newco was non-reportable under 801.40. It does not have $10 MM in assets and, as a 501(c)(3) non-profit, would not issue voting securities. Advised writer...
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