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HSR Informal Interpretations

0003009 Informal Interpretation

… 0003009 Informal Interpretation 0003009 Informal Interpretation … Office Federal Trade Commission Washington, D.C. Re: Compliance with Hart-Scott-Rodino Antitrust Improvements Act … property, related (inventory, trade names, service marks and like assets, (ii) to license certain intellectual …
Date
Rule
801.10
Agree. B. Michael Verne 3/22/00 N.Ovuka concurs.
Early Termination Notices

20002309: Brian L. Roberts; Netlab L.L.C.

… 20002309: Brian L. Roberts; Netlab L.L.C. HSR Early Termination Notice 20002309: Brian L. Roberts; Netlab L.L.C. 20002309 Online Retail Partners, Inc. Netlab L.L.C. Brian L. Roberts … 20002309: Brian L. …
Date
Acquiring Party
Brian L. Roberts
Acquired Party
Netlab L.L.C.
Acquired Entities
Online Retail Partners, Inc.
Early Termination Notices

20001861: James E. Koons; Estate of James M. Kline

… 20001861: James E. Koons; Estate of James M. Kline HSR Early Termination Notice … Kline Collision Repair Center, Inc. Kline Imports of Arlington, Inc. Kline Tysons Imports, Inc. Estate of James M. …
Date
Acquiring Party
James E. Koons
Acquired Party
Estate of James M. Kline
Acquired Entities
Kline Collision Repair Center, Inc.
Kline Imports of Arlington, Inc.
Kline Tysons Imports, Inc.
Early Termination Notices

20001631: i2 Technologies, Inc.; Holdco

… 20001631: i2 Technologies, Inc.; Holdco HSR Early Termination Notice 20001631: i2 Technologies, Inc.; Holdco …
Date
Acquiring Party
i2 Technologies, Inc.
Acquired Party
Holdco
Acquired Entities
International Business Machines Corportion
HSR Informal Interpretations

0003005 Informal Interpretation

… 0003005 Informal Interpretation 0003005 Informal Interpretation   … by the result that when someone acquires shares during an IPO in a reportable transaction, the transaction does not qualify as an 801.30 transaction and the acquired person is obligated t file HSR before the …
Date
Rule
Isn't a purchase of stock in an IPO essentially an open market purchase? Couldn't we extend 801.30 treatment to such an acquisition on that basis?
Isn't a purchase of stock in an IPO essentially an open market purchase? Couldn't we extend 801.30 treatment to such an acquisition on that basis? R. Smith concurs that as long as there is no contract...
HSR Informal Interpretations

0003007 Informal Interpretation

… 0003007 Informal Interpretation 0003007 Informal Interpretation … Thank you again for discussing with me the application and scope of Rule 801.11(e)(1)(i)-(ii) in determining the … by Company A solely for the purpose of completing the transactions contemplated (the "Transaction"). To effect the …
Date
Rule
801.1(e)
Agree with the writer's conclusion. This is true only if A & B (or their successors) remain as entities which are subs of Newco. If A & B disappear into Newco in the consolidation, this not applicable...
HSR Informal Interpretations

0003008 Informal Interpretation

… 0003008 Informal Interpretation 0003008 Informal Interpretation   From: … 10:52 AM Subject: 801.2(e) For the purposes of determining the size-of-person an individual shareholder who has to make an 801.2(e) filing, is the value of the voting securities the individual …
Date
Rule
801.2(e)
No - S must prepare a pro forma balance sheet, valuing its stock in A by any acceptable accounting method. The value of B stock being acquired determines the size of transaction. It has no bearing on...
Cases and Proceedings

DBC Financial, Inc.

… DBC Financial, Inc. DBC Financial, Inc. … DBC Financial, Inc. …
Type of Action
Federal
Last Updated
FTC Matter/File Number
992 3228
Docket Number
C-3931
Displaying 36481 - 36500 of 45484
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