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Displaying 2161 - 2180 of 45563
HSR Informal Interpretations

2109002 Informal Interpretation

… 2109002 Informal Interpretation 2109002 Informal Interpretation From: Shaffer, Kristin <kshaffer@ftc.gov&gt; Sent: Tuesday, September 7, 2021 3:46:39 PM (UTC-05:00) … Subject: RE: Item 6(b) Question re: Spousal Attribution and how show on the form [Redacted] Thank you for asking. …
Date
Rule
Item 6(b)
Thank you for asking. Please list the husband and wife as holding 40% as a single “entity” in Item 6(b). If you would like, you can clarify in an endnote.
HSR Informal Interpretations

2109003 Informal Interpretation

… 2109003 Informal Interpretation 2109003 Informal Interpretation From: Shaffer, Kristin <kshaffer@ftc.gov&gt; Sent: Tuesday, September 7, 2021 12:05:58 PM … To: [Redacted] Cc: [Redacted] Subject: RE: Question re UPE and 1(e) and 1(f) [Redacted] Thank you for checking. You are …
Date
Rule
Item 1(e), 1(f), 2(a)
Thank you for checking. You are correct that the Individual Person should be listed in Items 1(a) and 2(a) (as well as 3(a)). The Acquired Person should be listed in Items 1(f) and 3(a), as well as in...
HSR Informal Interpretations

2109007 Informal Interpretation

… 2109007 Informal Interpretation 2109007 Informal Interpretation From: Musick, Vesselina <vmusick@ftc.gov&gt; Sent: Thursday, September 2, 2021 3:18:09 PM … SOP is determined looking at the parties as they stand before the transaction. Best, Vesselina From: [Redacted] …
Date
Rule
801.13, 801.10
The transaction is reportable. SOP is determined looking at the parties as they stand before the transaction.
HSR Informal Interpretations

2108005 Informal Interpretation

… 2108005 Informal Interpretation 2108005 Informal Interpretation From: Berg, Karen E. <KBERG@ftc.gov&gt; Sent: Tuesday, August 31, 2021 … Specifically, if the acquiring UPE is an operating company and it has controlled subsidiaries with an Item 7 overlap …
Date
Rule
Item 4(b)
Yes, that would be fine. Please drop a note in Item 4b or the endnotes to the effect that the overlapping entities do not have separate financials.
HSR Informal Interpretations

2108002 Informal Interpretation

… 2108002 Informal Interpretation 2108002 Informal Interpretation From: Musick, Vesselina <vmusick@ftc.gov&gt; Sent: Tuesday, August 24, 2021 9:59:07 AM (UTC-05:00) … list the highest-level entities the natural person controls and all the entities within these highest-level entities, …
Date
Rule
Item 6(a)
For Item 6(a), you need to list the highest-level entities the natural person controls and all the entities within these highest-level entities, not just the directly held entities. You can exclude...
Displaying 2161 - 2180 of 45563
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