Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 4081 - 4100 of 4616
Date
Rule
801.40
Lender is considered UPE of newco and must file to acquire target
File
Original Image File
(100.46 KB)
Date
Rule
801.11(e); 801.40
I concur with this letter. This appears to be covered under section 801.11(e)called.
File
Original Image File
(236.39 KB)
Date
Rule
803.30; 801.40; 802.20; 801.11(c); 801.11(e)
Per Staff Meeting 3-30-89 this is not an 801.40 deal. This is a reportable transaction. You must go by Financial statements. If a restated income statement is generated prior to consummation, you may...
File
Original Image File
(163.32 KB)
Date
Rule
801.11
Answer resolved at staff meeting 3-30-89. The $10.0 mm prepayment of debt is not consideration going to the acquired person. Section 801.11(e) does not carveout pre-payment of debt to other parties...
File
Original Image File
(76.64 KB)
Date
Rule
802.51(c)
Non-Reportable Answered 2/28/89
File
Original Image File
(69.03 KB)
Date
Rule
7A(c)(10); 801.20
In one transaction from indirect to direct & lower % of stock being held -ok. 1) cant buy any more unless file 2) only applies since hold shares in issuer based upon holding shares in parent and not...
File
Original Image File
(140.78 KB)
Date
Rule
801.10; 802.20
Not Reportable No Guarantee by client on A/R’s thus, not include in purchase price
File
Original Image File
(78.44 KB)
Date
Rule
801.11
1-2-89 Called (redacted) and stated PNO office agreed with the conclusions in his letter. RBS
File
Original Image File
(110.58 KB)
Date
Rule
803.63(b)
Exemption limited to contract of insurance and not extend to investment of premiums
File
Original Image File
(195.39 KB)
Date
Rule
803.2(c)(l)
ok contacted Mr. (redacted) 12-28-88 ( I concur with letter)
File
Original Image File
(49.15 KB)
Date
Rule
802.63(C)(1)
Called (redacted) 12-15-88 and told him this is not exempt under C 1 or 802.63. 802.63 applies to creditor getting title. 802.63 also focuses on the establishment not the dissolution of lease...
File
Original Image File
(161.92 KB)
Date
Rule
802.1
Called (redacted) 12-8-88 and told him I concur with the this letter-with the exception noted. PS
File
Original Image File
(79.29 KB)
Date
Rule
802.20
12-5 called (redacted) and advised that conclusion that transaction does not meet minimum size of test of 802.20 appears correct. (Redacted)
File
Original Image File
(156.59 KB)
Date
Rule
802.50(b)
OK Wayne E. Kaplan 11/18/88
File
Original Image File
(65.23 KB)
Date
Rule
7A(c)(3)
OK Wayne Kaplan 11/17/88
File
Original Image File
(76.1 KB)
Displaying 4081 - 4100 of 4616