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HSR Informal Interpretations

0404021 Informal Interpretation

… 0404021 Informal Interpretation 0404021 Informal Interpretation … 2004 4:41 PM To:Verne, B. Michael Subject: Trust Mike, another quick question: I am trying to determine theultimate parent entity of an irrevocable trust in which …
Date
Rule
801.1(b)
The bank as trustee does not control the trust. Usually the issuer whose v/s are held in the ESOP has the right to remove/replace the trustee. If this is the case, the issuer controls the ESOP. If not...
HSR Informal Interpretations

0404022 Informal Interpretation

… 0404022 Informal Interpretation 0404022 Informal Interpretation … a limited liability company. Ourclient desires to purchase the remaining 40% interest in Company A. Weunderstand that, … Interpretation 15, such acquisitionwould be subject to the requirements of the Hart-Scott-Rodino …
Date
Rule
802.2
Agree.
HSR Informal Interpretations

0404023 Informal Interpretation

… 0404023 Informal Interpretation 0404023 Informal Interpretation … for purposes of applying rules802.50 and 802.51? Or can the party select any reasonable methodology fordetermining whether the sales in or into the US during a particular …
Date
Rule
802.50, 802.51
Use the average exchange rate for the period.
HSR Informal Interpretations

0404024 Informal Interpretation

… 0404024 Informal Interpretation 0404024 Informal Interpretation From: … Michael Subject: RE:Currency conversion In applying the $50 million tests in 802.50 and 802.51, do you put a six monthlimit on the ability of a person to rely on its financials for the …
Date
Rule
802.50, 802.51
Same as size-of-person test. Cannot be more than 15 months old.
HSR Informal Interpretations

0404019 Informal Interpretation

… 0404019 Informal Interpretation 0404019 Informal Interpretation Apri127, 2004 … DC Dear Mike: I am writing to follow up on and confirm the telephoneconversation that (redacted) and I had with you on April 26 regarding the saleof four crude oil tankers. The facts as we described …
Date
Rule
802.50
Agree.
HSR Informal Interpretations

0404020 Informal Interpretation

… 0404020 Informal Interpretation 0404020 Informal Interpretation … and (ii) a limited partnership of whichan affiliate of the investment adviser is the general partner. These securitieswill not be purchased …
Date
Rule
801.1(c)
Agree. The investment advisor does not hold any of the V/S in the separately managed accounts on the partnership. No aggregation is required among them.
Advisory Opinions

Opinion 04-3

… Opinion 04-3 Opinion 04-3 Discusses what funeral goods and services must be separately itemized on the General Price List; under what circumstances items may be listed as "no charge"; whether funeral providers may use separate General Price Lists …
Date
Discusses what funeral goods and services must be separately itemized on the General Price List; under what circumstances items may be listed as "no charge"; whether funeral providers may use separate...
HSR Informal Interpretations

0404017 Informal Interpretation

… 0404017 Informal Interpretation 0404017 Informal Interpretation April 22, … for you a transactionin which Buyer will acquire 50% of the voting securities of SellCo but willalso have either the right or the obligation to acquire the remaining …
Date
Rule
7A(c)(3)
Agree.
HSR Informal Interpretations

0404018 Informal Interpretation

… 0404018 Informal Interpretation 0404018 Informal Interpretation … Subject: HSR Question Mike, I had a quick question on theissue of control. In trying to determine who the UPE of the acquiring party is,the following facts are …
Date
Rule
801.1(b)
Agree. This does not constitute control.
Displaying 28241 - 28260 of 44524
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