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HSR Informal Interpretations

0004014 Informal Interpretation

… and Pennsylvania Avenue, N.W. Washington, D.C. 20580 Re: Nonreportability of Transaction Dear Patrick: This letter will … of the Company B voting securities by Company A would be nonreportable under 16 C.F.R. 802.9 since it is being made …
Date
Rule
802.9
Called [redacted] 1/25/00. I concur with this letter. P.S.
HSR Informal Interpretations

0001005 Informal Interpretation

… Re: [redacted] Joint Venture and Related Acquisition - Not Reportable Under Hart-Scott-Rodino Dear Mr. Verne: On behalf … joint venture between described below, is subject to the reporting requirements of Hart-Scott-Rodino Antitrust … as to why three distinct aspects of the transaction are not reportable under HSR: (1) the initial creation of the joint …
Date
Rule
807.70
Since [redacted] is 50% held by [redacted] . Paid A to this closing, this step consist the non-profit formation of a partnership. Agree this is non-reportable - B. Michael Verne 1/13/00 Agree this is...
HSR Informal Interpretations

0001003 Informal Interpretation

… ("Company B") is a transaction that is being separately reported under the HSR Act. As a result of such acquisition, … Company B, will not be required to file a Notification and Report Form under the HSR Act because, based on the … and, accordingly, will be required to file Notification and Report Forms under the HSR Act. If you do not agree with our …
Date
Rule
802.9
Agree Signed B. Michael Verne 1/11/00
HSR Informal Interpretations

0001006 Informal Interpretation

… Re: (redacted) Joint Venture and Related Acquisitions - Not Reportable Under Hart-Scott-Rodino Dear Mr. Verne: On behalf … between (redacted) described below is subject to the reporting requirements of the Hart-Scott-Rodino Antitrust … as to why three distinct aspects of the transaction are not reportable under HSR: (1) the initial creation of the …
Date
Rule
802.70
See Below
HSR Informal Interpretations

9912006 Informal Interpretation

… in the trust described in the attached description could be reportable under the Hart-Scott-Rodino Antitrust …
Date
Rule
801.21, 7A(c)(2), 801.1(c)
All of the assets of the trust are 801.21 assets (debentures are bonds, a CD is a cash equivalent) therefore even if beneficial ownership passes, this is not reportable. B. Michael Verne 12/15/99 (N...
Federal Register Notice

Charges for Certain Disclosures - Fair Credit Reporting Act

… Charges for Certain Disclosures - Fair Credit Reporting Act Federal Register Notice Charges for Certain Disclosures - Fair Credit Reporting Act 991214chargesforcertaindisclosures.pdf … Charges for Certain Disclosures - Fair Credit Reporting Act …
Date
HSR Informal Interpretations

9912003 Informal Interpretation

… license is the transfer of an asset, and thus potentially reportable under the Act. See ABA, Premerger Notification … Company A's patents would be nonexclusive and thus not reportable. On the other hand, Company A's license under … States) exceeds $15 million, the transaction would be reportable. Under 15 C.F.R. 802.51 (1998), certain …
Date
Rule
802.51
Agree with the writer's conclusions 12/9/99
HSR Informal Interpretations

9911014 Informal Interpretation

… average size of 25 vehicles, and which you agreed was non-reportable.) Title to some, but not all of the affected … should not apply , and the transaction should be non-reportable. I would, however, like to call you to provide …
Date
Rule
801.1(c)(1), 802.1(d)(1)
No response provided.
HSR Informal Interpretations

9910014 Informal Interpretation

… property makes the license "nonexclusive" and therefore, nonreportable under the Act. Additionally, you advised that … and to make the granting of such a license a nonreportable event under th Act. I inquired if your answer … ever be reached, the transaction would not be immediately reportable. However, the license could become exclusive once …
Date
Rule
801.10
Note # 1 - inserted the word "contract"; Notes #2 and #3 - OK called (redacted) 10/29/99. I concur with the conclusions of this letter.
HSR Informal Interpretations

9910009 Informal Interpretation

… the Acquiror or Target to file a Premerger Notification and Report under the Hart-Scott-Rodino Antitrust Improvements …
Date
Rule
801.10, 801.90
Note #1 - Agree. Agree that acquisition price does not exceed $15 mm. Advised caller that the board of the acquiror must also determine that the fair market value of the assets will not exceed $15 mm...
HSR Informal Interpretations

9910003 Informal Interpretation

… transaction.   We have advised out client that no HSR report is required. Accordingly, please call me at … further reflection, you conclude that the transaction is reportable; or if you require any additional information. As …
Date
Rule
802.51
Called (redacted) 10/14/99. I concur
HSR Informal Interpretations

9910004 Informal Interpretation

… Avenue, NW Washington, D.C. 20580 Re: Notification and Report Form - Size of Person Determination Dear Mr. Verne: I … parties to a transaction must file a Notification and Report Form ("the HSR form") if one of the persons has less … therein cites the Statement of Basis and Purpose which reports that mandatory use of GAAP was rejected. Thank you …
Date
Rule
801.11(b0(2)
Agree - size of person test is not satisfied. 10/7/99. TH concurs.
HSR Informal Interpretations

9910001 Informal Interpretation

… the requirements of filing and HSR notification and report form.   I would like to call you to discuss our … by Corporation Z of the Gathering Line Facilities be a reportable transaction under the Hart-Scott-Rodino Antitrust … acquisition of the Gathering Line Facilities would not be reportable under the exemptions contained 16 C.F.R.802.1(b) …
Date
Rule
802.2(a)
Note #1 - Disagree that this is not an operating unit because it has not been operated.. Note #2 - No. Note #3 - Agree that this transaction is exempt as the purchase of a new facility. N. Ovuka...
HSR Informal Interpretations

9911001 Informal Interpretation

… (redacted) has concluded that the fair market value of the reportable assets is between @12.9 million and $14.6 … not exceed $15 million, the no premerger notification and report forms will be filed in connection with the … a contrary determination, then the transaction will be reported.             I would appreciate your letting me …
Date
Rule
801.10(b)
10/5 TH concurs
Displaying 1641 - 1660 of 2689
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