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7/21/93 - The writer was advised that the PMN Offices response to question (1)is affirmative. In response to question (2), the grant of a non-exclusive trademarklicense need not be included in the...

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HSR Informal Interpretations

9307007 Informal Interpretation

Date

21 de Jul de 1993

Rule

801.1(c)

7/21/93 - called letter writer and advised that the Premerger Offices view is that the investment advisor does not hold the voting stock it acquires on behalf of its clients. (Also discussed possible...

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HSR Informal Interpretations

9307003 Informal Interpretation

Date

15 de Jul de 1993

Rule

(limited liability company)

7/15/92 - called writer and left message that this letter corrects the incorrect advice given by me and reflected in the last paragraph on page 2 of the 7/13/93 letter. The letter of 7/6 and 7/13, as...

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HSR Informal Interpretations

9306004 Informal Interpretation

Date

9 de Jul de 1993

Rule

801.40; 802.20

7/9/93 called writer and advised that the conditional contributions and/or guarantees to be made to the joint venture if it is successful in its intended activities need not be counted into the assets...

Original Image File (233.83 KB)

HSR Informal Interpretations

9307002 Informal Interpretation

Date

1 de Jul de 1993

Rule

801.40

None

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HSR Informal Interpretations

9307004 Informal Interpretation

Date

1 de Jul de 1993

Rule

802.9

I am not an attorney. This scenario is not exempt under Section 802.9. Trustees are comparable to officers or directors of a corporation. Therefore, the trustees of B becoming directors of A is...

Original Image File (103.41 KB)

HSR Informal Interpretations

9307005 Informal Interpretation

Date

1 de Jul de 1993

Rule

801.1(c) 801.2

Despite the fact that the leased assets are carried on the books of the lessee(redacted) (p.21), beneficial owership (sic) of the assets remains with the lessor(redacted). The (redacted) can buy the...

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HSR Informal Interpretations

9307008 Informal Interpretation

Date

1 de Jul de 1993

Rule

7A(c)(1)

None

Original Image File (76.68 KB)

HSR Informal Interpretations

9306007 Informal Interpretation

Date

1 de Jul de 1993

7/1/93. Conclusion is OK. But only because they do not hold enough stock to elect the one director. If they could elect one by themselves, the transaction would not be exempt. T.F.H."

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HSR Informal Interpretations

9307001 Informal Interpretation

Date

1 de Jul de 1993

Rule

801.1(b)

No written comments from the PNO staff

Original Image File (267.21 KB)

HSR Informal Interpretations

9306006 Informal Interpretation

Date

29 de Jun de 1993

Rule

802.20, 7A(a)(3)(B)

6/29/93 - Advised writer that land and voting stock held by acquired person couldbe included as one transaction. Advised that Company A stock taken back byacquired person may also be reportable. He...

Original Image File (81.41 KB)

HSR Informal Interpretations

9306003 Informal Interpretation

Date

18 de Jun de 1993

Rule

802.20

(Redacted) called HDR on 6-18-93. Confirmed that figures in 2 are latest, andtotal holdings will be less than $15 mm. Exempt - 802.20 (b). HDR. RSconcurs.

Original Image File (68.92 KB)

HSR Informal Interpretations