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Displaying 43681 - 43700 of 45755
9212008 Informal Interpretation
Date
Rule
801.40; 801.1(f)
See File # 9212004
File
Original Image File
(67.97 KB)
9212009 Informal Interpretation
Date
Rule
801.1(c)
Where there is a management agreement for operation by the previous non-holder (esp. where there is a change in name also) this would constitute an acquisition. Facts in this case do not meet this...
File
Original Image File
(99.57 KB)
9211009 Informal Interpretation
Date
Rule
7A(c)(1); 802.1(b)
11/30/92 Called [redacted]. Transaction is not exempt. This is not a lease financing arrangement under 7A(c)(1) or 802.1(b). PS and RS concur.
File
Original Image File
(105.89 KB)
9211008 Informal Interpretation
Date
Rule
801.1(c)
11/30/92 - Advised [redacted] that under the particular facts of this situation, there is no need for lessee to file for taking of title to [redacted] from lessor. Under the present lease, we are of...
File
Original Image File
(323.19 KB)
9211005 Informal Interpretation
Date
Rule
7A(c)(9); 802.9
11/18/92 - spoke to [redacted]. Advised that assuming [redacted] would be taking more than $15 MM in the Company's stock, it appears that evidence has been presented to support the conclusion that...
File
Original Image File
(242.08 KB)
9211004 Informal Interpretation
Date
Rule
801.10(c)(2)
Called [redacted]. It appears that $18 mm in assumed liabilities will remain after covering written premiums, and, therefore, is acquisition price. RS and PS concur.
File
Original Image File
(155.52 KB)
9211003 Informal Interpretation
Date
Rule
7A(c)(1)
Called [redacted]. Both "secured loans" and "financing leases" are lease financing transactions. In "secured loans", seller does not take "title", but does have a security interest in leased equipment...
File
Original Image File
(193.14 KB)
9211001 Informal Interpretation
Date
Rule
7A(c)(1)
11/9/92 Advised [redacted] by phone that the letter accurately reflected the present position of the PNO regarding purchases by REITS and that the proposed transaction would be exempt under 7A(c)(1)...
File
Original Image File
(80.89 KB)
9210008 Informal Interpretation
Date
Rule
801.40
Wrong the formation of a corporation is potentially reportable under Section 801.40 inspite of the language (except consolidations or mergers). Talked to (redacted) 11-6-92. PMN staff concurs (John...
File
Original Image File
(62.99 KB)
9210006 Informal Interpretation
Date
Rule
7A(a); 801.11
11/2/92 - called (redacted). He states that very recent financials (12/91annual sales) are being used for both sides. (Redacted) constitutes the vast bulk of (redacted) operations. (Redacted) assets...
File
Original Image File
(40.81 KB)
Honickman, Harold A., United States of America (For the FTC)
Type of Action
Federal
Last Updated
Docket Number
9233
9211002 Informal Interpretation
Date
Rule
Item 4(b) of the Form
Called [redacted]. Advised that the PMN Office had concluded that the Company's year-end financial statement was an annual report and is therefore covered by Item 4(b) and must be submitted with the...
File
Original Image File
(239.2 KB)
9211007 Informal Interpretation
Date
Rule
801.10(c)(2)
Contract for re-insurers is ordinary course of business, not an acquisition in this matter. When [redacted] takes over policies an acquisition will occur and is reportable since competitors are...
File
Original Image File
(83.65 KB)
9211010 Informal Interpretation
Date
Rule
801.1
Facts indicate that transfer of non-cash assets to partnership for cash is part of formation process and is exempt. Timing of transfer and fact that partnership was not funded and not active are...
File
Original Image File
(119.33 KB)
Displaying 43681 - 43700 of 45755