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HSR Informal Interpretations

8409009 Informal Interpretation

… shares of XYZ Corporation in December, 1983 strictly as an investment. Our clients holdings have now exceeded 5 percent … that Schedule 13D, our client will indicate his status as a passive investor, but will reserve his right to change his … Act. Please be assured that should our client change his investment intent, or should he wish to purchase more than …
Date
Rule
7A(c)(9), 801.1(i)(l), 802.9
No written comments
HSR Informal Interpretations

8405005 Informal Interpretation

… April 11 letter requesting an informal interpretation that investments in the (redacted) do not constitute potentially … which is (redacted) organized as (redacted) are issued investment units, which evidence their ownership interest in … The acquisition of additional units through an additional investment in the (redacted) results only in the investors …
Date
Rule
7A(c)(2); 801(c)(3)
No written comments
HSR Informal Interpretations

8307004 Informal Interpretation

… would be found in the following situation: A bank, investment banker, or broker is given a sum of money to … to the arrangement, the client delegates to the bank, investment banker, or broker, the power: to select the voting securities (among other types of investments) to be purchased, to sell the voting securities …
Date
Rule
801.1(c)
John & Dana concur 7-26-83. John. Problem: who has beneficial ownership inthe attached situation? The client or the broker? The situation is identical to theattached example with the exception that...
HSR Informal Interpretations

8302002 Informal Interpretation

… attributable to Mr. Smith. Rather, you explained the investment value in Partner- ship a to be attributed to Mr. … on Corporation As regularly prepared Balance Sheet as the Investment Asset value for that entity. You further stated … A for Mr. Smith. With respect to Mr. Smiths personal investment assets, voting securities, and income-producing …
Date
Rule
801.11
HSR Formal Interpretations

Formal Interpretation No. 9

Type of Formal Interpretation
Accounts Receivable (treatment under §801.21)
FORMAL INTERPRETATION PURSUANT TO § 803.30 OF THE PREMERGER NOTIFICATION RULES, 16 C.F.R. § 803.30: The Treatment of Accounts Receivable under § 801.21 of the Premerger Notification Rules, 16 C.F.R. §...
HSR Formal Interpretations

Formal Interpretation No. 4

Type of Formal Interpretation
Solely for Purposes of Investment Exemption
BUREAU OF COMPETITION January 17, 1979 Laurence T. Sorkin, Esquire Cahill, Gordon & Reindel Eighty Pine Street New York, New York 10005 Dear Mr. Sorkin: This formal interpretation is issued by the...
HSR Formal Interpretations

Formal Interpretation No. 12

Type of Formal Interpretation
Subordinated Exchangeable Debentures (whether voting securities under §801.1(f)(1))
BUREAU OF COMPETITION June 2, 1981 Lewis A. Kaplan, Esquire Paul, Weiss, Rifkind, Wharton & Garrison 345 Park Avenue New York, New York 10154 Re: Sun Company, Inc. 10-3/4% Subordinated Exchangeable...
Statutes

Health Information Technology ("HITECH") Provisions of American Recovery and Reinvestment Act of 2009, Title XIII, Subtitle D

… Technology ("HITECH") Provisions of American Recovery and Reinvestment Act of 2009, Title XIII, Subtitle D Health … Technology ("HITECH") Provisions of American Recovery and Reinvestment Act of 2009, Title XIII, Subtitle D This Act … Technology ("HITECH") Provisions of American Recovery and Reinvestment Act of 2009, Title XIII, Subtitle D …
Mission
Consumer Protection
Law
Pub. L. No. 111-5, 123 Stat. 115, codified in relevant part at 42 U.S.C. § 17937 and 17953
This Act directs the FTC to issue a rule requiring certain entities that obtain consumers' personal information but are not subject to the Health Insurance Portability & Accountability Act ("HIPAA")...
https://www.ftc.gov/ehttp://uscode.house.gov/view.xhtml
https://www.ftc.gov/ehttp://uscode.house.gov/view.xhtml
HSR Formal Interpretations

Formal Interpretation No. 17

… merchant banking and insurance company portfolio investment activities. Other financial activities and … banking, such as trust services, data processing services, investment advising and ATM network ownership, under section … five years after enactment), insurance company portfolio investments, and, unless permitted by other law, real estate …
Type of Formal Interpretation
Banking and non-banking businesses under (c)(7) and (c)(8) as amended by the Gramm-Leach-Bliley Act
Premerger Notification: Reporting and Waiting Period Requirements AGENCY: Federal Trade Commission ACTION: Notice of Issuance of Formal Interpretation 17 SUMMARY: The Premerger Notification Office (...
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