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HSR Informal Interpretations

9404004 Informal Interpretation

… 9404004 Informal Interpretation 9404004 Informal Interpretation April 12, 1994 VIA TELECOPIER Victor Cohen, Esq. Federal …
Date
Rule
801.1(c); 802.30
An irrevocable proxy to vote shares does not, by itself constitute beneficial ownership of the shares & thus, the holder of the proxy does not hold these shares even though they must be aggregated...
Advocacy Filings

FTC Staff Comment to the Hon. Ted Weggeland Concerning California A.B. 3539 to Make Explicit How Californias Law Governing Vehicle Dealers Applies to Brokering Services for New Cars

… FTC Staff Comment to the Hon. Ted Weggeland Concerning … New Cars Enviado por wfg-adm109 el Vie, 01/04/1994 - 00:00 FTC Staff Comment to the Hon. Ted Weggeland Concerning … New Cars v940011-ca-auto-brokering.pdf Advocacy Filing … FTC Staff Comment to the Hon. Ted Weggeland Concerning …
Date
Matter Number
V940011
HSR Informal Interpretations

9403009 Informal Interpretation

… 9403009 Informal Interpretation 9403009 Informal Interpretation March 24 1994 Mr. Dick Smith Premerger Notification Office Room 303 Federal Trade …
Date
Rule
801.1(c)(4); 7A(a)(2)(A) and (C)
See below 3/30/94 The Company has named itself and some of its subsidiaries as the beneficiaries of the Trustestablished by the Company, i.e., the settlor. The Commission, on pg. 33459 of the 7/31...
HSR Informal Interpretations

9403010 Informal Interpretation

… 9403010 Informal Interpretation 9403010 Informal Interpretation March 28 1994 BY HAND Mr. Richard B. Smith The Premerger Notification Office Bureau of Competition Federal …
Date
Rule
7A(c)(1); 802.1(b)
See below 3/29/84 - advised writer that under the PMN Offices treatment of accounts receivable, this transaction is non-reportable under 7A(c)(1) and 802.1(b) as a transfer in the ordinary course of...
HSR Informal Interpretations

9403007 Informal Interpretation

… 9403007 Informal Interpretation 9403007 Informal Interpretation March 15, 1994 Richard Smith, Esq. Premerger … only those of the PMN Office and were not those of the FTC and did not bind it. Writer said that CA had recently …
Date
Rule
801.11(c); 7A(a)(2)(A)
See below 3/21/94 Advised writer that my views reflected only those of the PMN Office and were not those of the FTC and did not bind it. Writer said that CA had recently passed a partnership merger...
HSR Informal Interpretations

9403006 Informal Interpretation

… 9403006 Informal Interpretation 9403006 Informal Interpretation March 15, 1994 VIA FAX: 1-202-326-2050 Mr. Patrick … minimum dollar value exemption in 802.20 of the pertinent FTC rules, unless the $4.5 million payment to Customer is …
Date
Rule
802.20(b)
See below I concur with this letter. We are not giving advice on the Robinson Patman Act or other antitrust laws. The PMN Office gives advice on the H-S-R Act. As long as the v/s of T are valued in...
HSR Informal Interpretations

9403002 Informal Interpretation

… 9403002 Informal Interpretation 9403002 Informal Interpretation March 4, 1994 BY HAND DELIVERY Richard Smith, … that the acquisition described above would fall within the FTCs informal policy that the acquisition of a REIT by a …
Date
Rule
7A(c)(1); 802.1
See below 3/11/94 Advised writer that a REITs purchase of the assets or voting stock of another REIT is exempt under 7A(c)(1). However, the acquisition of the voting stock of a REIT by someone other...
HSR Informal Interpretations

9403001 Informal Interpretation

… 9403001 Informal Interpretation 9403001 Informal Interpretation March 1, 1994 VIA … section of ABA Interpretation Nos. 38 and 236, the FTC staff interprets 15 U.S.C. 18a(c)(10) and 16 C.F.R. … if I have in any way misunderstood the opinion of the FTC Premerger staff in this regards [sic]. As always, I …
Date
Rule
7A(c)(10); 802.10
See below 3/3/94 Advised writer that transactions described in this letter would result in no reportable events. R.B. Smith
HSR Informal Interpretations

9402010 Informal Interpretation

… 9402010 Informal Interpretation 9402010 Informal Interpretation February 22, 1994 VIA FACSIMILE Mr. Dick Smith Premerger Notification Office Bureau of Competition, Room …
Date
Rule
801.11(c)
See below 3/1/94 Called writer and advised that no filing need be made for the acquisition of Company C since it is not engaged in manufacturing, has sales less than $100 MM and its last regularly...
HSR Informal Interpretations

9402011 Informal Interpretation

… 9402011 Informal Interpretation 9402011 Informal Interpretation February 28, 1994 VIA TELECOPIER (202) 326-2050 Richard Smith, Esq. Staff Attorney Pre-Merger Notification Filing Office Federal Trade …
Date
Rule
801.1(c)(4)
See below 3/1/94 Advised writer that if grantor names itself as beneficiary of trust (and paragraph 3(b) seems to clearly establish such), then SBP of 7/31/78 at 33459 states that the settlor is...
HSR Informal Interpretations

9403004 Informal Interpretation

… 9403004 Informal Interpretation 9403004 Informal Interpretation March 8, 1994 Via … of not-for-profit corporations. You told me that the FTCs position is that the formation of a not-for-profit … are not considered to be voting securities. This is the FTCs position with respect to the formation of all …
Date
Rule
801.40; 802.40
See below
HSR Informal Interpretations

9403008 Informal Interpretation

… 9403008 Informal Interpretation 9403008 Informal Interpretation March 16, 1994 VIA TELECOPY Hy Rubenstein, Esq. … responsible for the April 1 loss. Would this result if the FTC determining that the buyer had beneficial ownership …
Date
Rule
801.1
See below This escrow arrangement is OK. RS concurs.
Advocacy Filings

FTC Staff Comment to the Hon. David Wright Concerning Pennsylvania H.B. 2347 to Regulate Sellers of Pre-Need Cemetery or Funeral Goods or Services

… FTC Staff Comment to the Hon. David Wright Concerning Pennsylvania H.B. 2347 to Regulate Sellers of Pre-Need Cemetery or Funeral Goods or Services Enviado por wfg-adm109 el Mar, 01/03/1994 - 00:00 FTC Staff Comment to the Hon. David Wright Concerning …
Date
Matter Number
V940010
Advocacy Filings

FTC Staff Comment to the Hon. David Wright Concerning Pennsylvania H.B. 2347 to Regulate Sellers of Pre-Need Funeral Goods or Services

… FTC Staff Comment to the Hon. David Wright Concerning Pennsylvania H.B. 2347 to Regulate Sellers of Pre-Need Funeral Goods or Services Enviado por wfg-adm109 el Mar, 01/03/1994 - 00:00 FTC Staff Comment to the Hon. David Wright Concerning …
Date
Matter Number
V940010
HSR Informal Interpretations

9402009 Informal Interpretation

… 9402009 Informal Interpretation 9402009 Informal Interpretation February 22, 1994 VIA FACSIMILE Richard B. Smith, Esq. Premerger Notification Office Federal Trade Commission 6th …
Date
Rule
802.10; 802.51(b)
See below 2/28/94 Advised writer that no filing is required. Exempt under interpretations the PNM Office has given regarding re-incorporations under 802.10 or the fact that the acquiring persons...
HSR Informal Interpretations

9402003 Informal Interpretation

… 9402003 Informal Interpretation 9402003 Informal Interpretation February 3, 1994 VIA HAND DELIVERY Richard B. Smith, Esq. Senior Staff Attorney Premerger Notification Office Bureau of Competition Federal …
Date
Rule
7A(c)(1); 802.1(a)
2/18/94 - advised author of letter that, based on the facts presented, no filing need be made for the sale and purchase of the (redacted). RBSmith
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