1704001 Informal Interpretation
… Walsh, Kathryn E. Subject: RE: HSR Inquiry -- Acquisition of Restricted Shares with Voting Rights. Cashless exercise of options. [Redacted] Please see below in red. [Redacted] … subject of the initial HSR filing is now scheduled to begin passing to the individual. I assume, but seek to confirm, …
Date
Rule
801.1(c), 7A(c)(10)
1. A second filing is not required because for HSR purposes the individual is deemed to already hold the stock based on the first HSR filing (i.e., beneficial ownership already passed). 2. If the...
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