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HSR Informal Interpretations

8308001 Informal Interpretation

… 8308001 Informal Interpretation 8308001 Informal Interpretation … of the Hart-Scott-Rodino Amendment to the proposed transaction involving interstate motor common carriers over which … you suggested that a copy of the petition for exemption filed with the ICC be forwarded to your commission so that …
Date
Rule
802.6
HSR Informal Interpretations

8308002 Informal Interpretation

… 8308002 Informal Interpretation 8308002 Informal Interpretation … 8, 1983, I asked your assistance in evaluating a transaction in which my client will be involved. The enclosed … so that I can fill in some of the information that is missing from the chart, and review my tentative conclusions. …
Date
Rule
801.10
Not reportable. B is keeping $5MM and the rest is being passed through. Doesnot meet the size-of-person test. P1 and P2 formation and partnerships are notreportable.
HSR Informal Interpretations

8308003 Informal Interpretation

… 8308003 Informal Interpretation 8308003 Informal Interpretation … of JVs voting securities. Question Is the above transaction, i.e., the purchases of JVs voting securities by A, B … by A, B and C to determine whether the size-of transaction exceeds the $15 million threshold, one should include …
Date
Rule
801.10(c)(2)
No response noted
HSR Informal Interpretations

8307006 Informal Interpretation

… 8307006 Informal Interpretation 8307006 Informal Interpretation … July 28, 1983. In those conversations, a proposed transaction was described which involves the purchase by a … and gas property transactions that no notification need be filed under the Act with respect to the transaction …
Date
Rule
802.1; 7A(c)(1)
SV. Oil & gas. Ordinary course. 7/28/83. Called and advised.
HSR Informal Interpretations

8307005 Informal Interpretation

… 8307005 Informal Interpretation 8307005 Informal Interpretation … be identified. In the course of the describing the transaction in response to Item 2(a), it should be explained that … purchase of voting securities from the officer, the transaction would not be considered a 801.30 transaction. Thank …
Date
Rule
803.5; Item 1(c); Item 2(a)
7/26/83. RE: Letter of July 14, 1983. Letter is correct but we hereby ask forcopies of exemption request & send letter if request granted. We assign # and giveC5 letter & when - exemption granted we...
HSR Informal Interpretations

8307002 Informal Interpretation

… 8307002 Informal Interpretation 8307002 Informal Interpretation … facts relating to the possi- bility that the Phase II transaction might trigger the Acts reporting requirements. As we … not be reportable, a Notification would not have to be filed if the transaction took this form. 2) PSI might …
Date
Rule
7A(a)(2)
The attached letters were reviewed by Wayne Kaplan and Dana Abrahamsen prior to July 8,1983 and as modified in the second letter there does not appear to be a reportabletransaction or transactions...
HSR Informal Interpretations

8307003 Informal Interpretation

… 8307003 Informal Interpretation 8307003 Informal Interpretation … conversation of July 13, 1983, concerning the proposed transaction described below, and the applicability of the … that copies of all information and documentary material filed with the Federal agency be contemporaneously filed …
Date
Rule
7A(c)(6)
HSR Informal Interpretations

8307004 Informal Interpretation

… 8307004 Informal Interpretation 8307004 Informal Interpretation (redacted) July 15, 1983 BY HAND … matter. Very truly yours, (redacted) (redacted) … 8307004 Informal Interpretation …
Date
Rule
801.1(c)
John & Dana concur 7-26-83. John. Problem: who has beneficial ownership inthe attached situation? The client or the broker? The situation is identical to theattached example with the exception that...
HSR Informal Interpretations

8306003 Informal Interpretation

… 8306003 Informal Interpretation 8306003 Informal Interpretation … mergers, particularly those in leveraged buyout trans- actions, for Hart-Scott-Rodino filing purposes. As a result … Notification and Report forms with respect to such transactions may characterize the transaction as an acquisition …
Date
Rule
801.2(d)
HSR Informal Interpretations

8306004 Informal Interpretation

… 8306004 Informal Interpretation 8306004 Informal Interpretation … conversation today wherein I described the following transaction to you. Corporation A, a company with over $100 … the assets of Corporation A. We concluded that this transaction is not reportable since the ultimate parent entity of …
Date
Rule
801.11
Agree
HSR Informal Interpretations

8305005 Informal Interpretation

… 8305005 Informal Interpretation 8305005 Informal Interpretation … course of the creditors businesses. The facts of the transaction to which the foregoing principles apply are as … to the size of the parties involved or the size of the transaction, for two reasons. First, this transaction involves …
Date
Rule
802.63
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