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HSR Informal Interpretations

8612001 Informal Interpretation

… 8612001 Informal Interpretation 8612001 Informal Interpretation … under C.F.R. 803.30, concerning whether a particular transaction is exempt from the premerger filing requirements of … Act of 1976, 15 U.S.C. 18(a). The proposed transaction involves the purchase by a U.S. corporation of the …
Date
Rule
803.30
OK
HSR Informal Interpretations

8612007 Informal Interpretation

… 8612007 Informal Interpretation 8612007 Informal Interpretation … 1986, attached is an explanatory chart detailing the transaction outlined in my prior memorandum to you of November … I believe that this will serve to explain the transaction to your satisfaction. We would appreciate your …
Date
Rule
802.50
None - but see 8611017 for original letter
HSR Informal Interpretations

8612014 Informal Interpretation

… 8612014 Informal Interpretation 8612014 Informal Interpretation … as Attachment 1 to the Premerger Notification Forms filed by both parties to this transaction. As we have discussed, we do not believe that this …
Date
Rule
Item 4(c)
Offering document must be included as 4(c).
HSR Informal Interpretations

8612015 Informal Interpretation

… 8612015 Informal Interpretation 8612015 Informal Interpretation … under the Hart-Scott-Rodino Act in connection with a transaction proposed by one of our clients. In order to confirm … telephone conversation, I will outline the proposed transaction and my understanding of the application of the …
Date
Rule
16 C.F.R. 801.19(b)
O.K.
HSR Informal Interpretations

8612017 Informal Interpretation

… 8612017 Informal Interpretation 8612017 Informal Interpretation Joe … are currently finalizing the structure of a proposed transaction scheduled to close on December 30, 1986, necessitated … from you that there is an available exemption from pre-transaction notification and waiting period requirements under …
Date
Rule
802.20
Upon review it appears that this is a questionable interpretation in that C can elect 50% of the board or more through holding of voting securities. Perhaps C should have been advised to file. More...
HSR Informal Interpretations

8612018 Informal Interpretation

… 8612018 Informal Interpretation 8612018 Informal Interpretation December 29, 1986 Wayne Kaplan, Esq. … 802.20. Sincerely, (redacted) cc: (redacted) … 8612018 Informal Interpretation …
Date
Rule
16 C.F.R 802.20
Subject to real intent of parties to actually acquire and hold the 49% of the initial org. is not reportable.
HSR Informal Interpretations

8611007 Informal Interpretation

… 8611007 Informal Interpretation 8611007 Informal Interpretation … made for your concurrence in my opinion that the transaction described below would be exempt pursuant to the provisions of Section [8]02.30 (Intra-person Transactions) of the Rules of the Federal Trade Commission …
Date
Rule
802.30
Incorrect. Persons are A acquiring B & 802.30 inapplicable despite comparable shareholdings. Wayne Kaplan 11/12/86 Notified writer on 11/13/86
HSR Informal Interpretations

8611012 Informal Interpretation

… 8611012 Informal Interpretation 8611012 Informal Interpretation … and that the staff will apply this position to a given transaction. Therefore, in determining the size of the parties … the acquisition, there would not be a reportable transaction under the Act because the partnership would have less …
Date
Rule
801.11
OK. Agree
HSR Informal Interpretations

8609009 Informal Interpretation

… 8609009 Informal Interpretation 8609009 Informal Interpretation … recently organized for the purpose of effecting this transaction. Partnership X has two corporate general partners, … the proposed transaction described above do not intend to file a Notification and Report Form with the FTC or the …
Date
Rule
802.1
O.K. W.E.K. 10/1/86
Displaying 6241 - 6260 of 6914
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