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HSR Informal Interpretations

9603005 Informal Interpretation

… 9603005 Informal Interpretation 9603005 Informal Interpretation VIA HAND DELIVERY Richard Smith, Esq. Office of Premerger … filings by “acquired persons” would be necessary. Among the considerations we discussed in this regard were: (i) …
Date
Rule
801.2(d); 801.10(b); 801.1(b); 801.1(c)(8)
3/8/96 - Called writer and advised that I agreed with the filing procedures outlined in his letter. RBSmith
HSR Informal Interpretations

9603004 Informal Interpretation

… 9603004 Informal Interpretation 9603004 Informal Interpretation … March 6, 1996 Via Facsimile Richard B. Smith Premerger Notification Office Room 303 Federal Trade Commission … steps. Step One. A will convert to a for-profit corporation and will unilaterally form a non-profit foundation, A1. A …
Date
Rule
801.40; 801.2; 802.9; 802.30
3/7/96 - Advised writer that only possible reportable event is taking of AB shares by former public shareholders, which hold 20% of B. If each such shareholder will take 10% or less of AB's voting...
HSR Informal Interpretations

9603001 Informal Interpretation

… 9603001 Informal Interpretation 9603001 Informal Interpretation … B. Smith Federal Trade Commission Assistant Chief Premerger Notification Office Bureau of Competition Federal Trade … 29, 1996 with [redacted] of this office,  [redacted]  and  [redacted]  and me. As we discussed, represents an …
Date
Rule
801.2(d); 802.20(a)
3/6/96 - Advised writer that, in paragraph two above, the advice given is that of an informal interpretation by the Premerger Office, which is not binding on the Commission or the Department of...
HSR Informal Interpretations

9603002 Informal Interpretation

… 9603002 Informal Interpretation 9603002 Informal Interpretation … Very truly yours, [redacted] Enclosure Broker X purchases and sells the on a take or pay contract to A1, a wholly … [** Staff comment: bank? Does it engage in such transactions in its ordinary course of business?] … 9603002 …
Date
Rule
802.1 (c)(1)
[redacted] confirmed that B, a bank, routinely makes acquisitions similar to this one. This transaction is exempt in the ordinary course of business. 802.1-c-1. Called [redacted] 3/4/96. PS. RS...
HSR Informal Interpretations

9603010 Informal Interpretation

… 9603010 Informal Interpretation 9603010 Informal Interpretation VIA FACSIMILE Victor Cohen, Esq. Staff Attorney Pre-Merger Notification Office Bureau of Competition Federal Trade Commission, Room 301 Sixth Street and Pennsylvania Avenue, NW Washington, D.C. 20580 …
Date
Rule
7A(c)(7); (c)(1)
This transaction relates to the beneficial transfer of mortgage servicing rights prior to a merger between bank holding companies that requires Federal Reserve Board (FRB) approval. The transfer of...
HSR Informal Interpretations

9603011 Informal Interpretation

… 9603011 Informal Interpretation 9603011 Informal Interpretation … Ms. Nancy Ovuka Federal Trade Commission Premerger Office Washington, D.C. 20580 Dear Nancy: I wanted to follow up with our earlier conversations and my letter to you of February 20, 1996, and clarify that …
Date
Rule
801.1(c)(8)
None.
HSR Informal Interpretations

9603012 Informal Interpretation

… 9603012 Informal Interpretation 9603012 Informal Interpretation (redacted) March 20, 1996 Patrick Sharpe Compliance Specialist Federal Trade Commission 6th St. and Pennsylvania Avenue N.W. Washington, D.C. BY FAX Dear …
Date
Rule
801.10; 801.40
Called (redacted) 3-20-96. This does not meet the size-of-transaction test - - comments and questions noted. PS
HSR Informal Interpretations

9603014 Informal Interpretation

… 9603014 Informal Interpretation 9603014 Informal Interpretation By Hand Mr. Victor Cohen Bureau of Competition Room 303 Federal … Commission 6th Street & Pennsylvania Avenue, N.W. Washington, D.C. 20580 Dear Mr. Cohen:             This letter …
Date
Rule
802.50; 802.51(b)(1); 802.51(b)(2)
Pursuant to section 802.51(b) an acquisition by a foreign person of the voting stock of a foreign issuer is exempt from HSR reporting requirements if such an acquisition does not confer control of...
HSR Informal Interpretations

9603019 Informal Interpretation

… 9603019 Informal Interpretation 9603019 Informal Interpretation … 1996 BY TELECOPY Richard Smith, Esq. Senior Attorney Premerger Notification Office Bureau of Competition Room 303 Federal Trade Commission 6th Street and Pennsylvania Avenue N.W. Washington, D.C. 20580 Re: …
Date
Rule
None.
None.
HSR Informal Interpretations

9603020 Informal Interpretation

… 9603020 Informal Interpretation 9603020 Informal Interpretation … of Competition Room 303 Federal Trade Commission 6th Street and Pennsylvania Avenue N.W. Washington, D.C. 20580 Re: … promulgation of 801.11(e), that rule is appropriate because transactions that may pose an antitrust concern are those in …
Date
Rule
801.11(b)(1)
None, but see 9603018.
Displaying 42761 - 42780 of 45674
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