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HSR Informal Interpretations

9803013 Informal Interpretation

… 9803013 Informal Interpretation 9803013 Informal Interpretation … 1998 Alice Villavicencio Federal Trade Commission Pre-Merger Notification Office Room 301 6th and Pennsylvania Avenue, N.W. Washington, D.C. 20580 Dear …
Date
Rule
801.40
3/18/1998, called writer to inform him that size of person test (by JV) was [not] met because the sub-leasing is not a guaranty and, thus, would not be included as a contribution in the formation of...
HSR Informal Interpretations

9803010 Informal Interpretation

… 9803010 Informal Interpretation 9803010 Informal Interpretation … of Competition Room 303 Federal Trade Commission Sixth and Pennsylvania Avenues, N.W. Washington, D.C. 20580 … Dear Mr. Smith: As you know from our conversations, I am legal counsel for nine separate corporations, all of which …
Date
Rule
802.30; 801.1(c)(2); 7A(c)(3)
3/18/98 Writer confirmed that on chart included on Section 4 Page 2, the husband and wife noted held all of the outstanding voting stock of the nine corporations listed. The balance of the authorized...
HSR Informal Interpretations

9803015 Informal Interpretation

… 9803015 Informal Interpretation 9803015 Informal Interpretation VIA FACSIMILE Richard B. Smith Premerger Notification Office U.S. Federal Trade Commission 600 … an opportunity to review the description of the transaction and my comments, I would like to speak with you to confirm …
Date
Rule
7A(c)(1); 802.1(a)
3/18/98 Advised writer that sale of subject assets did not appear to constitute the disposition of an “operating unit”. Since seller was remaining in the mortgage servicing business, the transaction...
HSR Informal Interpretations

9803008 Informal Interpretation

… 9803008 Informal Interpretation 9803008 Informal Interpretation … an individual, A, owned the rights to 31% of the profits and assets upon dissolution of the LLC and that three … ownership and control of the settler for income gift and estate tax purposes. As such, A does not retain any control …
Date
Rule
801.1 (e) (3)
Agree 3/16/98
HSR Informal Interpretations

9803009 Informal Interpretation

… 9803009 Informal Interpretation 9803009 Informal Interpretation … discussion, your conference thereafter with Dick Smith and our follow-up discussion. Corporations A and B each own … are, therefore, exempt under 802.51(c) absent aggregation considerations which are inapplicable for the reasons given …
Date
Rule
801.10, 801.14, 801.15
Called (redacted) 3/13/98. Does not meet the size-of- transaction test. I concur with this letter
HSR Informal Interpretations

9803005 Informal Interpretation

… 9803005 Informal Interpretation 9803005 Informal Interpretation … (redacted) March 9, 1998 VIA FACSIMILE Patrick Sharpe Premerger Notification Office Bureau of Competition Federal Trade … it) the telephonic conversations we had on March 5, 1998, and march 9, 1998 (the Conversations). In the Conversations …
Date
Rule
802.9
called 3/13/98 I concur with this letter
HSR Informal Interpretations

9803004 Informal Interpretation

… 9803004 Informal Interpretation 9803004 Informal Interpretation (redacted) March 4, 1998 Premerger Notification Office Bureau of Competition Federal Trade … 20580 Re:Hart-Scott-Rodino Act treatment of acquisitions and divestitures of broadcasting properties by (redacted) …
Date
Rule
801. 2
3/12/98 Confirmed w/ writer that same procedure should be followed, namely that(redacted) does not have to file, but filing may be made by (redacted) and (redacted).
HSR Informal Interpretations

9802018 Informal Interpretation

… 9802018 Informal Interpretation 9802018 Informal Interpretation … in our exchange of telephone messages of February 18 and 19, 1998 regarding the application of the … sales and assets. The seller of the New Franchises in the Estate of (redacted) which presently owns (redacted). …
Date
Rule
801.13(b)
3/11/98 Confirmed w/ writer that acquisition of new franchises would be looked at as a separate transaction from previously filed transaction and thresholds would be applicable. If acquisition did not...
HSR Informal Interpretations

9803001 Informal Interpretation

… 9803001 Informal Interpretation 9803001 Informal Interpretation (redacted) March 2, 1998 VIA HAND DELIVERY Premerger Notification Office Bureau of … that the simultaneity requirement results from tax considerations. First, Company B will reorganize in order to …
Date
Rule
None
3/6/98 Advised writer that shareholders of B do not have to report for the taking of the same % ( or lesser) shares in Newco since Newco is the successor to B and only holds B as a sub. Also on p.6...
Displaying 41641 - 41660 of 45499
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