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HSR Informal Interpretations

8612009 Informal Interpretation

… and Size of Transaction tests, the transaction is not reportable under the Antitrust Improvements Act of 1976 (15 … transaction is not subject to that Acts notification and reporting requirements. Best Wishes. Yours truly (redacted) …
Date
Rule
U.S.C. 18a
12/17/86 Indicated to (redacted) by phone that his conclusion of the facts as stated are correct.
HSR Informal Interpretations

8612008 Informal Interpretation

… actual result could be reached in a manner exempt from the reporting requirements of the Act by distribution of Y Co. …
Date
Rule
802.30
Trusts already own shares through X; no filing for acquisition of Y shares by trusts. However, Y acquisition of X in a merger is reportable and so notified. 12/12/86
HSR Informal Interpretations

8612013 Informal Interpretation

… Entity. Accordingly, the Size of Transaction Test for reporting the transaction under Section 7A of te Clayton Act … with the purchase price. Accordingly, the transaction is reportable only if the Board of Directors of the Acquiring …
Date
Rule
801.10
This looks OK to me.
HSR Informal Interpretations

8612017 Informal Interpretation

… of voting securities , valued at $15 million or less, is reported only if the acquiring person will hold a …
Date
Rule
802.20
Upon review it appears that this is a questionable interpretation in that C can elect 50% of the board or more through holding of voting securities. Perhaps C should have been advised to file. More...
HSR Informal Interpretations

8611009 Informal Interpretation

… leases or lease financing transactions are exempt form the reporting requirements of the Act under 802.63 of the … prevent the antitrust agencies from being inundated with reports on the transfer of these lease financing …
Date
Rule
802.1; 802.63
Must use ordinary course exemption analysis. c(2) does not apply because areacquiring an asset. 11/24/86
HSR Informal Interpretations

8611010 Informal Interpretation

… transaction I described in my letter of November 17 was not reportable under the Hart-Scott-Rodino Act because I did not … about the transaction to allow you to determine whether reporting is required under 16 C.F.R. 802.20(b). … assets of $25 million or more, the transaction would be reportable. I have ascertained that the transaction is not …
Date
Rule
802.20
Notified OK 11/21/86
HSR Informal Interpretations

8611014 Informal Interpretation

… which I have supplied, neither of these transactions is reportable because neither is valued at more than $15 … for some period of time and not for purposes of avoiding reporting and (2) there appears to be a facilities and the …
Date
Rule
801.90
Called on 11/25 to confirm understanding. Based on facts, the purchasing corporations appear to be separate persons. Also indicated that facts do not suggest that the transaction is structured as an...
HSR Informal Interpretations

8609012 Informal Interpretation

… for filing the Hart-Scott-Rodino Notification and Report Forms for a number of our clients. In order to serve … cost we have entered the contents of the Notification and Report Form onto our word processing system. In this way we … as an equivalent reproduction of the Notification and Report Form under 16 C.F.R. 803.1(a) on which we can make …
Date
Rule
803.1
Different forms can be used if info. is same. Wayne 10/3/86
HSR Informal Interpretations

8609008 Informal Interpretation

… and its affiliated entities. A Premerger Notification and Report Form was filed with respect to this transaction on … structured as a mortgage or a secured loan, would not be a reportable transaction under the Act. When I described the …
Date
Rule
802.63
If bonafide financing deal this is exempt under 802.63. AS W.K. concurs.
Displaying 2401 - 2420 of 2686
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