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HSR Informal Interpretations

1109006 Informal Interpretation

… 1109006 Informal Interpretation 1109006 Informal Interpretation From: … 6b. When you have a fund (partnership) that is filingas the acquiring person, new Item 6b asks only for the name of its GP, and notfor any information on the …
Date
Rule
Item 6(b)
owned by the UPE), you would need to supply info on its holders. If it is a partnership, again you would only supply the name of the GP. If it is a corporation or LLC (not wholly-owned), you would...
Early Termination Notices

20111362: Ladenburg Thalmann Financial Services Inc.; Ameriprise Financial, Inc.

… 20111362: Ladenburg Thalmann Financial Services Inc.; Ameriprise Financial, Inc. HSR Early Termination Notice 20111362: …
Date
Acquiring Party
Ladenburg Thalmann Financial Services Inc.
Acquired Party
Ameriprise Financial, Inc.
Acquired Entities
Brecek & Young Advisors, Inc.
Brecek & Young Financial Group Insurance Agency of Texas Inc
Securities America Advisors, Inc.
Securities America Financial Corporation
Securities America, Inc.
Early Termination Notices

20111332: Energy Capital Partners II-A, LP; Strategic Value Restructuring Fund, Ltd.

… Energy Capital Partners II-A, LP; Strategic Value Restructuring Fund, Ltd. HSR Early Termination Notice 20111332: Energy Capital Partners II-A, LP; Strategic Value Restructuring Fund, Ltd. 20111332 Liberty Electric Generation …
Date
Acquiring Party
Energy Capital Partners II-A, LP
Acquired Party
Strategic Value Restructuring Fund, Ltd.
Acquired Entities
Liberty Electric Generation Holdings, LLC
Early Termination Notices

20111329: General Dynamics Corporation; The Veritas Capital Fund III, L.P.

… 20111329: General Dynamics Corporation; The Veritas Capital Fund III, L.P. HSR Early Termination Notice 20111329: General Dynamics Corporation; The Veritas Capital Fund III, L.P. 20111329 Vangent Holding Corp. The Veritas Capital Fund III, L.P. General …
Date
Acquiring Party
General Dynamics Corporation
Acquired Party
The Veritas Capital Fund III, L.P.
Acquired Entities
Vangent Holding Corp.
HSR Informal Interpretations

1109004 Informal Interpretation

… 1109004 Informal Interpretation 1109004 Informal Interpretation From: … Verne, B. Michael; Walsh, Kathryn; Berg, Karen E. Thanksfor the heads up on the call yesterday. I found it quite helpful. Onthe …
Date
Rule
801.1(d)(2)
Correct on both points 1) If the acquiring entity is an LP, then presumably the corporation is a limited partner. I would be surprised if that chain went any higher, because the corporation probably...
HSR Informal Interpretations

1109005 Informal Interpretation

… 1109005 Informal Interpretation 1109005 Informal Interpretation From: … have a quick question. Did you say thatCIM's prepared for other bidders had to be turned in when you are alreadyturning in a CIM for the bidder who one the deal? I didn't hear quite clearly.I …
Date
Rule
Item 4(d)
If there's a ClM dated within a year, submit it as 4(d)(i). We only need the ClM that went to the winning bidder and your approach is therefore fine. FYI, if the winning bidder did not retain a copy...
HSR Informal Interpretations

1109005 Informal Interpretation

… 1109005 Informal Interpretation 1109005 Informal Interpretation From: … have a quick question. Did you say thatCIM's prepared for other bidders had to be turned in when you are alreadyturning in a CIM for the bidder who one the deal? I didn't hear quite clearly.I …
Date
Rule
Item 4(d)
If there's a ClM dated within a year, submit it as 4(d)(i). We only need the ClM that went to the winning bidder and your approach is therefore fine. FYI, if the winning bidder did not retain a copy...
HSR Informal Interpretations

1109004 Informal Interpretation

… 1109004 Informal Interpretation 1109004 Informal Interpretation From: … Verne, B. Michael; Walsh, Kathryn; Berg, Karen E. Thanksfor the heads up on the call yesterday. I found it quite helpful. Onthe …
Date
Rule
801.1(d)(2)
Correct on both points 1) If the acquiring entity is an LP, then presumably the corporation is a limited partner. I would be surprised if that chain went any higher, because the corporation probably...
Early Termination Notices

20111363: Wells Fargo & Company; Cargill, Incorporated

… 20111363: Wells Fargo & Company; Cargill, Incorporated HSR Early Termination Notice 20111363: Wells Fargo & Company; Cargill, Incorporated 20111363 LaCrosse Holdings, LLC Cargill, …
Date
Acquiring Party
Wells Fargo & Company
Acquired Party
Cargill, Incorporated
Acquired Entities
LaCrosse Holdings, LLC
Early Termination Notices

20111361: Valero Energy Corporation; Murphy Oil Corporation

… Energy Corporation; Murphy Oil Corporation HSR Early Termination Notice 20111361: Valero Energy Corporation; Murphy Oil Corporation 20111361 Murphy Oil USA, Inc. Murphy Oil Corporation Valero Energy Corporation … …
Date
Acquiring Party
Valero Energy Corporation
Acquired Party
Murphy Oil Corporation
Acquired Entities
Murphy Oil USA, Inc.
Early Termination Notices

20111360: Smiths Group plc; Bertram Growth Capital I, L.P.

… Group plc; Bertram Growth Capital I, L.P. HSR Early Termination Notice 20111360: Smiths Group plc; Bertram Growth Capital I, L.P. 20111360 Power Holdings, Inc. Bertram Growth Capital I, L.P. Smiths Group plc … …
Date
Acquiring Party
Smiths Group plc
Acquired Party
Bertram Growth Capital I, L.P.
Acquired Entities
Power Holdings, Inc.
Early Termination Notices

20111358: NGL Energy Partners LP; Ernest Osterman

… NGL Energy Partners LP; Ernest Osterman HSR Early Termination Notice 20111358: NGL Energy Partners LP; Ernest Osterman 20111358 E. Osterman Gas Service, Inc. Milford Propane, Inc. Propane Gas, Inc. Saveway Propane Gas Service, Inc. …
Date
Acquiring Party
NGL Energy Partners LP
Acquired Party
Ernest Osterman
Acquired Entities
E. Osterman Gas Service, Inc.
Milford Propane, Inc.
Propane Gas, Inc.
Saveway Propane Gas Service, Inc.
V.E. Properties VI, LLC
Early Termination Notices

20111357: NGL Energy Partners LP; Vincent J. Osterman

… 20111357: NGL Energy Partners LP; Vincent J. Osterman HSR Early Termination Notice 20111357: NGL Energy Partners LP; Vincent J. Osterman 20111357 A.O. Energy Inc. E. Osterman …
Date
Acquiring Party
NGL Energy Partners LP
Acquired Party
Vincent J. Osterman
Acquired Entities
A.O. Energy Inc.
E. Osterman Propane, Inc.
E. Osterman Propane, LLC
E. Osterman, Inc.
Osterman Associated Companies, Inc.
Osterman Propane Storage Limited Partnership
Osterman Propane, Inc.
Osterman Realty of Ware, LLC
Pioneer Valley Real Estate Trust III
Propane Gas, Inc.
Saveway Propane Gas Service, Inc.
V.E. Properties V, LLC
Early Termination Notices

20111352: TA XI L.P.; Aicent, Inc.

… 20111352: TA XI L.P.; Aicent, Inc. HSR Early Termination Notice 20111352: TA XI L.P.; Aicent, Inc. 20111352 Aicent, Inc. Aicent, Inc. TA XI L.P. … …
Date
Acquiring Party
TA XI L.P.
Acquired Party
Aicent, Inc.
Acquired Entities
Aicent, Inc.
Displaying 17221 - 17240 of 44467
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