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HSR Informal Interpretations

9909004 Informal Interpretation

… interest in B and balance sheet entry entitled step-up investment. Ds only asset is its partnership interest in B. …
Date
Rule
801.1(f)(1); 802.4
9/9/99 Called writer and advised that while Steps (1) and (2) above would not be reportable, step (3) is reportable, as long as the partnership below does not hold exempt realty, which would permit...
Early Termination Notices

19994290: Gerald W. Schwartz; Oak Investment Partners VI, Limited Parternship

… 19994290: Gerald W. Schwartz; Oak Investment Partners VI, Limited Parternship HSR Early Termination Notice 19994290: Gerald W. Schwartz; Oak Investment Partners VI, Limited Parternship 19994290 VXI Electronics, Inc. Oak Investment Partners VI, Limited Parternship Gerald W. …
Date
Acquiring Party
Gerald W. Schwartz
Acquired Party
Oak Investment Partners VI, Limited Parternship
Acquired Entities
VXI Electronics, Inc.
Early Termination Notices

19994123: Lord Abbett Affiliated Fund, Inc.; Real Silk Investments, Incorporated

… 19994123: Lord Abbett Affiliated Fund, Inc.; Real Silk Investments, Incorporated HSR Early Termination Notice … 19994123: Lord Abbett Affiliated Fund, Inc.; Real Silk Investments, Incorporated 19994123 Real Silk Investments, Incorporated Real Silk Investments, …
Date
Acquiring Party
Lord Abbett Affiliated Fund, Inc.
Acquired Party
Real Silk Investments, Incorporated
Acquired Entities
Real Silk Investments, Incorporated
HSR Informal Interpretations

9908012 Informal Interpretation

… exemption, 15 U.S.C. § 18a(c)(10), or (ii) the “investment purposes only” exemption, 15 U.S.C. … these circumstances.                (ii)         The “investment purposes only” exemption.                …
Date
Rule
7A(c)(10); 801.12; 802.9
9/1/99 - Left phone mail for writer advising that the Premerger Office (MV also reviewed earlier letter) agreed with his conclusions except for last paragraph on page 3. In that paragraph, control of...
HSR Informal Interpretations

9909010 Informal Interpretation

… sheet. Companies A, B, C and D , which comprise various investment funds, each of which is its own ultimate parent … located in the United States, other than cash which is an investment asset, and (ii) has no sales in or into the …
Date
Rule
801.40, 802.50(b), 802.51(b) and 801.11(e)
See notes on attached draft. (Editors note: this letter was the final version of9009008 and 9909011. On 9909011, staff made some notes/edits which were incorporated into this final document).
HSR Informal Interpretations

9909013 Informal Interpretation

… and equipment, automobiles for key employees and minority investments in affiliated title and mortgage companies. The … assets not accounted for above (i.e, the other assets and investment) is, in the aggregate, $614,455. Assuming that …
Date
Rule
802.2(d); 802.4
(none)
HSR Informal Interpretations

9908007 Informal Interpretation

… did not have an organizational meeting for the IPO with its investment bankers until June 15, 1999.   …
Date
Rule
801.1(f)(3)
8/19/99 Called writer and advised that no filing was required. The IPO action by Company B, in the context of Items 1 through 6 above ? and particularly the points made on Items 1 and 5 ?, render this...
Early Termination Notices

19994030: EMSIcon Investments, LLC; Paul A. Keany

… 19994030: EMSIcon Investments, LLC; Paul A. Keany HSR Early Termination Notice 19994030: EMSIcon Investments, LLC; Paul A. Keany 19994030 W.F. Wood, Incorporated Paul A. Keany EMSIcon Investments, LLC … 19994030: EMSIcon Investments, LLC; Paul …
Date
Acquiring Party
EMSIcon Investments, LLC
Acquired Party
Paul A. Keany
Acquired Entities
W.F. Wood, Incorporated
Early Termination Notices

19993995: Kelso Investment Associates VI, L.P.; Unilab Corporation

… 19993995: Kelso Investment Associates VI, L.P.; Unilab Corporation HSR Early Termination Notice 19993995: Kelso Investment Associates VI, L.P.; Unilab Corporation 19993995 Unilab Corporation Unilab Corporation Kelso Investment Associates VI, L.P. … 19993995: Kelso Investment …
Date
Acquiring Party
Kelso Investment Associates VI, L.P.
Acquired Party
Unilab Corporation
Acquired Entities
Unilab Corporation
HSR Informal Interpretations

9908003 Informal Interpretation

… of the UPE lists the names of entities in which it has investments at the amount that was paid for the entities. … its interest in the entities. The revenues of the minority investments would be whatever interest, dividends or other … does not have a regularly-prepared financial statement, the investment assets of the individual in minority-owned …
Date
Rule
801.11(b)(c)(d)(e)
Note #1 - added subsection (d); OK; called writer 8/11/99
HSR Informal Interpretations

9908001 Informal Interpretation

… already indicated an interest in investing - some of these investments will be larger than Company A’s and some … involved in discussions with Company B concerning possible investment.                Company A’s proposed investment meets the size-of-person test and the …
Date
Rule
802.9
8/6/99 - Writer advises that observer might be asked by board “ how is services and supply agreement going?” Observer would respond on status of such agreement. Supply Company A (through observer...
Early Termination Notices

19993798: The Allstate Corporation; American Heritage Life Investment Corporation

… 19993798: The Allstate Corporation; American Heritage Life Investment Corporation HSR Early Termination Notice … 19993798: The Allstate Corporation; American Heritage Life Investment Corporation 19993798 American Heritage Life Investment Corporation American Heritage Life Investment …
Date
Acquiring Party
The Allstate Corporation
Acquired Party
American Heritage Life Investment Corporation
Acquired Entities
American Heritage Life Investment Corporation
Early Termination Notices

19993660: Golden Investment Company, L.L.C.; Carlos Bailey and Brenda Bailey (husband and wife)

… 19993660: Golden Investment Company, L.L.C.; Carlos Bailey and Brenda Bailey … and wife) HSR Early Termination Notice 19993660: Golden Investment Company, L.L.C.; Carlos Bailey and Brenda Bailey … Carlos Bailey and Brenda Bailey (husband and wife) Golden Investment Company, L.L.C. … 19993660: Golden Investment …
Date
Acquiring Party
Golden Investment Company, L.L.C.
Acquired Party
Carlos Bailey and Brenda Bailey (husband and wife)
Acquired Entities
Great Western Products Company, Inc.
Early Termination Notices

19993572: GAP Coinvestment Partners, L.P.; Security First Technologies Corporation

… 19993572: GAP Coinvestment Partners, L.P.; Security First Technologies … Corporation HSR Early Termination Notice 19993572: GAP Coinvestment Partners, L.P.; Security First Technologies … Corporation Security First Technologies Corporation GAP Coinvestment Partners, L.P. … 19993572: GAP Coinvestment …
Date
Acquiring Party
GAP Coinvestment Partners, L.P.
Acquired Party
Security First Technologies Corporation
Acquired Entities
Security First Technologies Corporation
Early Termination Notices

19993548: Apollo Investment Fund IV, L.P.; Allied Waste Industries, Inc.

… 19993548: Apollo Investment Fund IV, L.P.; Allied Waste Industries, Inc. HSR Early Termination Notice 19993548: Apollo Investment Fund IV, L.P.; Allied Waste Industries, Inc. … Waste Industries, Inc. Allied Waste Industries, Inc. Apollo Investment Fund IV, L.P. … 19993548: Apollo Investment Fund …
Date
Acquiring Party
Apollo Investment Fund IV, L.P.
Acquired Party
Allied Waste Industries, Inc.
Acquired Entities
Allied Waste Industries, Inc.
Displaying 1541 - 1560 of 1860
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