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2209004 Informal Interpretation
… 2209004 Informal Interpretation 2209004 Informal Interpretation … The fee is based upon the size of the reportable transaction. Therefore, the value of the assets held by the other … be included. Please do describe the totality of the transaction in Item 3(a), though. Best regards, Kristin From: …
Rule
803.9
The fee is based upon the size of the reportable transaction. Therefore, the value of the assets held by the other UPE would not be included. Please do describe the totality of the transaction in Item...
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2212004 Informal Interpretation
… 2212004 Informal Interpretation 2212004 Informal Interpretation … and 801.30 Hi Karen. Another question on this 801.30 transaction. The UPE controls a number of entities in the solar … the UPE. The acquisition of voting securities in the transaction has nothing to do with solar energy. It is difficult …
Rule
Item 4(c), 802.4
Unless the controlled entities are foreign with no sales into the US, or have assets valued at less than $10 million, they must be listed in Item 6(a), regardless of whether they are in the same...
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Other Applications, Petitions, and Requests
… revise rule-makings, initiate investigations, or take other action. … Other Applications, Petitions, and Requests …
The Federal Government, Consumer Protection, and Individual Action
Date
By
Earl W. Kintner, Former Commissioner
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