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HSR Informal Interpretations

2409002 Informal Interpretation

… 2409002 Informal Interpretation 2409002 Informal Interpretation From: Whitehead, Nora <nwhitehead@ftc.gov> Sent: Wednesday, September 4, 2024 6:49:19 PM … Time (US & Canada) To: [Redacted] Cc: HSRHelp <HSRHelp@ftc.gov> Subject: RE: Filing with a Newco Acquiring Person …
Date
Rule
803.6
Yes, parties to an executed LOI can file with a to-be-formed Acquiring Person/Newco and Acquiring Entity. The filing must be certified by someone who will be an officer or director (or the equivalent...
HSR Informal Interpretations

2409005 Informal Interpretation

… 2409005 Informal Interpretation 2409005 Informal Interpretation From: Berg, Karen E. <KBERG@ftc.gov> Sent: Wednesday, September 4, 2024 2:58:43 PM … Time (US & Canada) To: [Redacted] Cc: HSRHelp <HSRHelp@ftc.gov> Subject: RE: HSR Signature Yes, any officer or …
Date
Rule
803.6
Yes, any officer or director of the UPE or of a controlled entity within it authorized to execute on the UPE’s behalf may sign the Certification. And no, it need not be the same person who signs the...
Advocacy Filings

Letter from Sam Levine, Director, Bureau of Consumer Protection, to California Governor Gavin Newsom Regarding FTC's Efforts to Address Harmful Practices Relating to Negative Option Marketing

… Letter from Sam Levine, Director, Bureau of Consumer Protection, to California Governor Gavin Newsom Regarding FTC's Efforts to Address Harmful Practices Relating to … Protection, to California Governor Gavin Newsom Regarding FTC's Efforts to Address Harmful Practices Relating to …
Date
Matter Number
P064202
HSR Informal Interpretations

2408003 Informal Interpretation

… 2408003 Informal Interpretation 2408003 Informal Interpretation From: Shaffer, Kristin <kshaffer@ftc.gov> Sent: Friday, August 30, 2024 1:10:22 PM … Time (US & Canada) To: [Redacted] Cc: HSRHelp <HSRHelp@ftc.gov> Subject: RE: Confirmation of HSR Filing Mechanics …
Date
Rule
801.2, 801.10
You have described two potentially reportable transactions: First, the primary transaction of Company B (its own UPE) acquiring Company C from Company A (UPE of Company C); second, the backside...
HSR Informal Interpretations

2408006 Informal Interpretation

… 2408006 Informal Interpretation 2408006 Informal Interpretation From: Whitehead, Nora <nwhitehead@ftc.gov> Sent: Thursday, August 29, 2024 11:21:39 AM … Time (US & Canada) To: [Redacted] Cc: HSRHelp <HSRHelp@ftc.gov> Subject: RE: Informal Interpretation Request For …
Date
Rule
801.1, 803.1
For the circumstances you describe, there would be two separate sets of filings, each with the appropriate fee. Please note in the cover letter and Item 3a that the sets of filings should be reviewed...
Federal Register Notice

HISA Proposed 2025 Budget

… HISA Proposed 2025 Budget Federal Register Notice HISA Proposed 2025 Budget … HISA Proposed 2025 Budget …
Date
Rules

Telemarketing Sales Rule

… to make specific disclosures of material information; prohibits misrepresentations; sets limits on the times telemarketers may call consumers; prohibits calls to a consumer who has asked not to be called …
Rule Updated Date
The Telemarketing Sales Rule, which requires telemarketers to make specific disclosures of material information; prohibits misrepresentations; sets limits on the times telemarketers may call consumers...
Text of Rule
HSR Informal Interpretations

2408004 Informal Interpretation

… 2408004 Informal Interpretation 2408004 Informal Interpretation From: Shaffer, Kristin <kshaffer@ftc.gov> Sent: Monday, August 26, 2024 4:17:47 PM … Time (US & Canada) To: [Redacted] Cc: HSRHelp <HSRHelp@ftc.gov> Subject: RE: Control Confirmed. Because Holdings …
Date
Rule
801.1
Confirmed. Because Holdings Corp controls Corps A, B, and C, it holds everything that each of them holds. As a result, Holdings Corp holds 100% of OpCo (49% + 39% + 12%) and therefore controls OpCo.
Cases and Proceedings
Closing Letters

TLB Industries, Inc., also d/b/a Retriev-R-Trainer, RRT, and Specialty Products Co.

… Inc., also d/b/a Retriev-R-Trainer, RRT, and Specialty Products Co. TLB Industries, Inc., also d/b/a Retriev-R-Trainer, RRT, and Specialty Products Co. 2024-08-23-tlb-industries-closing-letter.pdf … … Inc., also d/b/a Retriev-R-Trainer, RRT, and Specialty Products Co. …
Date
Matter Number
P074204
Federal Register Notice

16 CFR Part 305: Energy Labeling Rule: Notice of Proposed Rulemaking; Public Hearing

… 16 CFR Part 305: Energy Labeling Rule: Notice of Proposed Rulemaking; Public Hearing Federal Register Notice 16 CFR Part 305: Energy Labeling Rule: Notice of Proposed Rulemaking; Public Hearing R611004 … … 16 CFR Part 305: Energy Labeling Rule: Notice of Proposed Rulemaking; Public Hearing …
Date
HSR Informal Interpretations

2408005 Informal Interpretation

… 2408005 Informal Interpretation 2408005 Informal Interpretation From: Whitehead, Nora <nwhitehead@ftc.gov> Sent: Friday, August 16, 2024 10:42:55 AM … Time (US & Canada) To: [Redacted] Cc: HSRHelp <HSRHelp@ftc.gov> Subject: RE: Foreign to Foreign Transaction - HSR …
Date
Rule
802.51
Under these circumstances, you do not need to aggregate. The aggregation required under 802.51(b) includes only assets and sales of foreign issuers from which a controlling interest is being acquired.
HSR Informal Interpretations

2408011 Informal Interpretation

… 2408011 Informal Interpretation 2408011 Informal Interpretation From: Shaffer, Kristin <kshaffer@ftc.gov> Sent: Friday, August 16, 2024 10:53:05 AM … Time (US & Canada) To: [Redacted] Cc: HSRHelp <HSRHelp@ftc.gov> Subject: RE: Size of Transaction Question …
Date
Rule
801.10
So long as the Performance Shares are related solely to the partners’ future employment and have no relationship to their roles (if any) as shareholders of Company B, we agree.
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