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Legal Library: Search
The legal library gives you easy access to the FTC’s case information and other official legal, policy, and guidance documents.
… 20580 Re:Hart-Scott-Rodino Antitrust Improvements Act of 1976 as amended (the HSR Act) Dear Dana: This will … and several other persons regarding a proposed acquisition of certain assets (the Business) of corporation (the Seller) by a newly-formed limited partnership (the Partnership) of which a newly-formed …
… (redacted) November 23, 1983 Premerger Notification Office Room 303 Federal Trade Commission Washington, D.C. 20580 Re:Request for Information Interpretation of Requirements of the Hart-Scott-Rodino Antitrust … Material Facts A is a non-profit corporation engaged principally in the issuance of service contracts under the …
… Under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 Transaction: (redacted) BY FEDERAL EXPRESS Wayne Kaplan, Esquire Premerger Notification Office Room 301 Bureau of Competition Federal Trade … of (redacted). In that connection, we advised you that the parties had petitioned the Interstate Commerce Commission …
… today regarding the report and wait requirements of the Hart-Scott-Rodino Antitrust Improvements Act of 1976 (the Act). You advised that given the following … of the Act: Corporation A and Corporation B form a partnership, P, for the purpose of engaging as a …
… CERTIFIED MAIL Premerger Notification Office, Room 301 RETURN RECEIPT … notification filings would be required with regard to one particular aspect of the spin-off pursuant to the … notification filings to your agency and the Justice Department in connection with the distribution of …
… Under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 Transaction Number: (redacted) Dear Mr. Kaplan: This … transaction between (redacted) has been consummated by the parties. In connection with your letter dated October 14, … 1983, please note that the reference in the second sentence of your letter to Section 7A(c)(5) of the Clayton Act is …
… 1983 Dana Abrahamsen, Esq. Premerger Notification Bureau of Competition, Room 303 Federal Trade Commission Washington, D.C. 20580 Re: Ultimate Parent Entity of an Unincorporated Joint Venture Dear Mr. … the FTCs interpretation (with the knowledge of the Justice Department) of the Rules that an unincorporated joint …
… Kaplan Federal Trade Commission Premerger Notification Office Bureau of Competition Room 301 Dear Mr. Kaplan: I contact you by … set of facts. Our client (redacted) together with another party (the buyers) will acquire from a group of sellers (all …
… (redacted) September 26, 1983 BY MESSENGER Director of Operations Antitrust Division, Room 3218 Departmentof Justice 10th and Constitution Avenues, N.W. …
… (redacted) (Redacted) (Redacted) September 1, 1983 Mr. Patrick Sharpe Premerger Notification Office Federal Trade Commission 6th Street & Pennsylvania … This letter is to confirm our telephone conversations of August 11 and 12, 1983, with respect to the formation by …
… BY TELECOPIER Dana Abrahamsen, Esq. Premerger Notification Office Federal Trade Commission Washington, D.C. 20580 Dear Mr. Abrahamsen: In our telephone conversation of September 13, 1093, I requested informal advice, pursuant … of the FTC Rules, with respect to the following facts: Company A seeks to acquire assets from Company B. As part of …
… Informal Interpretation (redacted) September 20, 1983 Mr. Patrick Sharpe Premerger Notification Office Federal Trade Commission 6th Street & Pennsylvania … Mr. Sharpe: This is to confirm our telephone conversation of this date wherein you indicated to me that you had …
… 28, 1983 Dana Abrahamsen, Esq. Premerger Notification Office Federal Trade Commission Washington, D.C. 20580 Re: Letter of September 14, 1983 Dear Mr. Abrahamsen: During our … Accordingly, subsection (b) now reads: The fee Company A earns through its collection of Company Bs …
… 1983 regarding the following question: Does the exercise of contractual preemptive rights by a holder (A) of voting securities in another issuer (B), for the purpose of avoiding dilution of percentage of outstanding stock in …
… Amendment Wayne Kaplan, Esq. Premerger Notification Office Room 301 Federal Trade Commission Seventh & … conversation which you concerning the applicability of the Hart-Scott-Rodino Amendment to the proposed … commission so that yo will have knowledge of the actual parties involved and have the case assigned a docket number …
… Informal Interpretation (redacted) August 8, 1983 Mr. Patrick Sharpe PreMerger Notification Office Room 301, Federal Trade Commission Pennsylvania … will be involved. The enclosed chart will hopefully be of some help in evaluating the deal. I would appreciate it …
Date
Rule
801.10
Not reportable. B is keeping $5MM and the rest is being passed through. Doesnot meet the size-of-person test. P1 and P2 formation and partnerships are notreportable.