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HSR Informal Interpretations

8612014 Informal Interpretation

… Joseph Price, Esq. Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania Avenue, NW, Room 303 Washing … or analyzing the acquisition. (Emphasis added) The Commissions Premerger Notification Compliance Guide as well …
Date
Rule
Item 4(c)
Offering document must be included as 4(c).
HSR Informal Interpretations

8612015 Informal Interpretation

… Mr. Andrew Scanlon Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania Avenue, NW, Room 303 Washing … my understanding of the application of the Federal Trade Commissions Pass Through interpretation as we discussed. …
Date
Rule
16 C.F.R. 801.19(b)
O.K.
HSR Informal Interpretations

8612016 Informal Interpretation

… M. Sipple, Esq. Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania Avenue, NW, Room 303 Washing … B, does not hold or own Bs securities. Finally, you did not comment specifically on the spousal attribution of X and Ys …
Date
Rule
7A(c)(3); 803.30
None noted
HSR Informal Interpretations

8612017 Informal Interpretation

… Joe Price, Esq. Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania Avenue, NW, Room 303 Washington, … for all of the capital stock, both preferred and common, of Newco are structured in a manner so that none of …
Date
Rule
802.20
Upon review it appears that this is a questionable interpretation in that C can elect 50% of the board or more through holding of voting securities. Perhaps C should have been advised to file. More...
HSR Informal Interpretations

8612018 Informal Interpretation

… Kaplan, Esq. Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Ave., N.W. Washington, DC … concerning a proposed acquisition of voting securities. Company A intends to acquire Company B, a wholly-owned subsidiary of Company C, for …
Date
Rule
16 C.F.R 802.20
Subject to real intent of parties to actually acquire and hold the 49% of the initial org. is not reportable.
Advocacy Filings

FTC Staff Comment Before the U.S. International Trade Commission In the Matter of Certain Electronically-Resistive Monocomponent Toner

… FTC Staff Comment Before the U.S. International Trade Commission In the Matter of Certain Electronically-Resistive Monocomponent Toner Enviado por wfg-adm109 el Lun, 01/12/1986 - …
Date
Matter Number
P874625
Advocacy Filings

FTC Staff Comment Before the Securities and Exchange Commission Concerning Proposed Rules and Rule Changes on Mutual Fund Advertising

… FTC Staff Comment Before the Securities and Exchange Commission Concerning Proposed Rules and Rule Changes on … Enviado por wfg-adm109 el Lun, 01/12/1986 - 00:00 FTC Staff Comment Before the Securities and Exchange Commission …
Date
Matter Number
P874623
Advocacy Filings

FTC Staff Comment Before the City Council of the City of New York Concerning Bill No. 700 to Increase the Number of Licensed Taxis

… FTC Staff Comment Before the City Council of the City of New York … Enviado por wfg-adm109 el Lun, 01/12/1986 - 00:00 FTC Staff Comment Before the City Council of the City of New York … of Licensed Taxis p874622.pdf Advocacy Filing … FTC Staff Comment Before the City Council of the City of New York …
Date
Matter Number
P874622
Advocacy Filings

FTC Staff Comment Before the American Bar Association Concerning Guidelines Respecting Dignity in Advertising

… FTC Staff Comment Before the American Bar Association Concerning … Enviado por wfg-adm109 el Lun, 01/12/1986 - 00:00 FTC Staff Comment Before the American Bar Association Concerning … in Advertising p874618.pdf Advocacy Filing … FTC Staff Comment Before the American Bar Association Concerning …
Date
Matter Number
P874618
Advocacy Filings

FTC Staff Comment Before the Maryland State Board of Medical Examiners Concerning the Practice and Regulation of the Dispensing of Prescription Drugs by Physicians

… FTC Staff Comment Before the Maryland State Board of Medical Examiners … Enviado por wfg-adm109 el Lun, 01/12/1986 - 00:00 FTC Staff Comment Before the Maryland State Board of Medical Examiners … Drugs by Physicians af-47.pdf Advocacy Filing … FTC Staff Comment Before the Maryland State Board of Medical Examiners …
Date
Matter Number
P874626
Advocacy Filings

FTC Staff Comment Before the Department of Labor Concerning Proposed Rulemaking to Replace Ban on Homework in Six Industries with Certificate System

… FTC Staff Comment Before the Department of Labor Concerning Proposed … Enviado por wfg-adm109 el Lun, 01/12/1986 - 00:00 FTC Staff Comment Before the Department of Labor Concerning Proposed … Certificate System p874617.pdf Advocacy Filing … FTC Staff Comment Before the Department of Labor Concerning Proposed …
Date
Matter Number
P874617
Advocacy Filings

FTC Staff Comment Before the New Mexico Attorney General Concerning Proposal to Repeal or Modify Board of Optometry Rules Restricting Advertising

… FTC Staff Comment Before the New Mexico Attorney General Concerning … Enviado por wfg-adm109 el Lun, 01/12/1986 - 00:00 FTC Staff Comment Before the New Mexico Attorney General Concerning … Advertising p874616.pdf Advocacy Filing … FTC Staff Comment Before the New Mexico Attorney General Concerning …
Date
Matter Number
P874616
HSR Informal Interpretations

8611009 Informal Interpretation

… Linda Heban, Esq. Premerger Notification Office Bureau of Competition Room 301 Federal Trade Commission 6th Street and Pennsylvania Avenue, N.W. … of this inquiry such transactions may be defined as the Commission did in the Statement of Basis and Purpose: In a …
Date
Rule
802.1; 802.63
Must use ordinary course exemption analysis. c(2) does not apply because areacquiring an asset. 11/24/86
HSR Informal Interpretations

8611015 Informal Interpretation

… 1986 Wayne Kaplan Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania Avenue, NW, Room 303 Washing … paid by the acquiring person in the form of preferred or common stock, the fair market value of that consideration …
Date
Rule
801.10 (b), 801.10 (c) (2), 801.13 (b) (1)
Letter incorrect. Since portions of the consideration are undetermined, the acquiring person must have good faith determine the fair market value of assets. 11/24/1986
HSR Informal Interpretations

8611007 Informal Interpretation

… 1986 Premerger Notification Office Room 303 Federal Trade Commission Washington, D.C. 20580  and Director of … Transactions) of the Rules of the Federal Trade Commission promulgated under Section 201 of the … A and Corporation B are, thus, sister corporations under common control. After the acquisition of the voting …
Date
Rule
802.30
Incorrect. Persons are A acquiring B & 802.30 inapplicable despite comparable shareholdings. Wayne Kaplan 11/12/86 Notified writer on 11/13/86
HSR Informal Interpretations

8611003 Informal Interpretation

… Mr. Patrick Sharpe Premerger Notification Office Bureau of Competition Room 303 6th Street & Pennsylvania Ave., N.W. Federal Trade Commission Washington, D.C. 20580 Re: (redacted) Dear Mr. … you informed (redacted) and me that it is the Federal Trade Commissions position that partnerships are their own …
Date
Rule
801.40
Called (redacted) 11-10-86. I concur
HSR Informal Interpretations

8611006 Informal Interpretation

… Interpretation (redacted) November 7, 1986 Federal Trade Commission Room 301 Washington, D.C. 20580 Gentlemen: We are … for identifying the relevant SIC codes, but have compiled the following code numbers and descriptions from …
Date
Rule
Rule 803.1 (Item 5 of Form)
See Text Boxes
HSR Informal Interpretations

8611012 Informal Interpretation

… 1986 Andrew Scanlon Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania Avenue, NW, Room 303 Washington, … our conversation, it is my understanding that Federal Trade Commission (the F.T.C.) Staff takes the position with …
Date
Rule
801.11
OK. Agree
HSR Informal Interpretations

8611014 Informal Interpretation

… (redacted) Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania Avenue, NW, Room 303 Washington, … I requested an informal interpretation under 803.30 of the Commissions Hart-Scott-Rodino rules. The question I posed …
Date
Rule
801.90
Called on 11/25 to confirm understanding. Based on facts, the purchasing corporations appear to be separate persons. Also indicated that facts do not suggest that the transaction is structured as an...
Displaying 44141 - 44160 of 45259
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