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HSR Informal Interpretations

9201005 Informal Interpretation

… January 17, 1992 BY FAX Premerger Notification Office Bureau of Competition, Room 303 Federal Trade Commission … to make a Hart-Scott-Rodino filing in connection with the Partnerships acquisition on December 30, 1991 of an …
Date
Rule
801.10(c)(3)
If partnership has made a good faith determination under 801.10(c)(3) that the fair market value of the interest it will acquire in the real property is less than$15MM, then no filing is required...
HSR Informal Interpretations

9201006 Informal Interpretation

… 9201006 Informal Interpretation January 22, 1992   Mr. Patrick Sharpe Premerger Office H-303 Federal Trade Commission Washington, D.C. 20580 … This letter is to confirm our telephone conversation of January 21, 1992, in which you told me that the …
Date
Rule
7A(c)(4)?
None. (Appears to be a follow-up to 9201004)
HSR Informal Interpretations

9201010 Informal Interpretation

… Richard B. Smith, Esq. Federal Trade Commission Premerger Office 6th and Pennsylvania Ave., N.W. Washington, D.C. … earlier today, we would appreciate receiving the views of the Premerger Office on the following hypothetical … of its wholly-owned subsidiary, Corporation Z, to P, a partnership 90% controlled by A, in exchange for a 60% …
Date
Rule
801.2(a)
None
HSR Informal Interpretations

9201013 Informal Interpretation

… Nancy Ovuka Federal Trade Commission Premerger Notification Office 6th and Pennsylvania, NW Washington, D.C. 20580   … information. Lender wants to sell cable operator. Ultimate parent entity of acquired person has assets that exceed $10,000,000. UPE …
Date
Rule
802.20
None.
HSR Informal Interpretations

9201014 Informal Interpretation

… DELIVERY Federal Trade Commission Premerger Notification Office Bureau of Competition (Attn: Mr. Victor Cohen) 7th and Pennsylvania …   Dear Mr. Cohen:   We have been asked on behalf of the parties to a contemplated transaction to request an informal …
Date
Rule
801
When a person joins an existing partnership P by contributing assets this is equivalent to the formation of a P and is not reportable. Withdrawal from a P by having the P acquire the interest is not...
HSR Informal Interpretations

9201009 Informal Interpretation

… Informal Interpretation BY TELECOPY (202-326-2050) Mr. Patrick Sharpe Federal Trade Commission Premerger Notification Office Sixth Street and Pennsylvania Avenue, N.W. … D.C. 20580                         Re:      Availability of Exemption Under                                     …
Date
Rule
7A(c)(3); 7A(c)(10)
Called (redacted) 1-30-92. The first and second steps are exempt under c-3 and c-10. The last step (3rd) is reportable for both shareholders for the conversion. JS & RS concur.
Advocacy Filings

FTC Staff Comment Before the Federal Communications Commission In the Matter of Advanced Television Systems and Their Impact Upon the Existing Television Broadcast Service

… Before the Federal Communications Commission In the Matter of Advanced Television Systems and Their Impact Upon the Existing Television Broadcast Service Enviado … Before the Federal Communications Commission In the Matter of Advanced Television Systems and Their Impact Upon the …
Date
Matter Number
V920002
Advocacy Filings

FTC Staff Comment Before Maine House of Representatives Committee on Business Legislation Concerning L.D. 1866 to Repeal Prohibitions Against Optometry Practice in Retail Settings and Corporate Affiliations

… FTC Staff Comment Before Maine House of Representatives Committee on Business Legislation … 01/01/1992 - 00:00 FTC Staff Comment Before Maine House of Representatives Committee on Business Legislation … Advocacy Filing … FTC Staff Comment Before Maine House of Representatives Committee on Business Legislation …
Date
Matter Number
V920005
HSR Informal Interpretations

9112014 Informal Interpretation

… Mr. John Sipple Mr. Richard Smith Premerger Notification Office Bureau of Competition Federal Trade Commission … I am writing to you at the suggestion of (redacted) of the Department of Justice. On December 23, 1991 I spoke with Mr. …
Date
Rule
801.10
12/26/91- called (redacted). Advised that Scenario A is reportable. (Do not trace partnership interest held thru to assets of partnership.) B is not reportable. C isreportable if, after redemption of...
HSR Informal Interpretations

9112013 Informal Interpretation

… 18, 1991   Richard B. Smith, Esq. Premerger Notification Office Room 312, Headquarters Building Bureau of Competition Federal Trade Commission 6th Street & … telephone conversation of today, in which (redacted) also participated, respecting the ordinary course of business …
Date
Rule
7A(c)(1)
12/19/91 (Redacted) advises that the (redacted) are built by a German firm. (Redacted) purchases them and arranges leases with persons needing equipment. Lessee uses this approach rather than...
HSR Informal Interpretations

9112006 Informal Interpretation

… 1991   Mr. Richard Smith, Attorney Pre-Merger Notification Office Federal Trade Commission, Rm 303 Washington, D.C. … a letter reiterating our discussion so I can have a record of it and you can verify it. I understand that the … Improvement Act, under 16 C.F.R. 8.01, 8.02, 8.03, part ot (sic) Title II is about pre- merger notification. …
Date
Rule
7A(c)(1); 802.(1)(b)
12/18/91 advised (redacted) that contents of this letter did not reflect the presentview of the PMN Office. If land had produced a stream of income (which itapparently had) and size tests were met...
HSR Informal Interpretations

9112005 Informal Interpretation

… FAX   Mr. Hy David Rubenstein, Esq. Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenue, … writing to obtain the Staffs position on the applicability of Section 801.40(c) to the transaction described below. FACTS Company A and Company B propose to form a joint venture …
Date
Rule
801.40
Dec. 12: Called (redacted). Reportable as it stands now. 801.40(c) requires aggregation of all contributions to J.V. R.S. of our office agrees.
HSR Informal Interpretations

9112001 Informal Interpretation

… Smith, Esq. Thomas Hancock, Esq. Pre-Merger Notification Office, H-303 Federal Trade Commission Washington, D.C. … Dear Mr. Smith and Mr. Hancock:             The purpose of this letter is to request an informal determination in … that Foundation, and the “acquiring person of which it is a part,” is also obligated to make only one filing. Background …
Date
Rule
801.1(a); 801.1(b); 7A(c) (1)
12/9/91 called (redacted). Advised that Tom and I were of the view that even though the Medical Group, the Hospital Corporation and the (redacted) had the same equity and interest holders, no one...
HSR Informal Interpretations

9112002 Informal Interpretation

… 1991 BY FAX Richard B. Smith, Esq. Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenue, … writing to obtain the Staffs position on the applicability of the statutory (c)(4) exemption for transfers to or from a … of the Regulations under the facts outlined below. FACTS Company A, a wholly-owned subsidiary of Company B, is a State X …
Date
Rule
7A(c)(4); 801.1(a)(2)
12/3/91 called (redacted) and advised that where a state Commissioner of Insurance, an elected state official, becomes the receiver or conservator of aninsurance company pursuant to a state statute...
HSR Informal Interpretations

9112004 Informal Interpretation

…   VIA FEDERAL EXPRESS Victor Cohen Premerger Notification Office Bureau of Competition, Room 303 7 Pennsylvania Avenue … Connection with the Acquisition of Assets of a Foreign Company   Dear Mr. Cohen:   This letter is to confirm the … to file a Notification and Report Form with the FTC or the Department of Justice in connection with the proposed …
Date
Rule
802.50(a)(2)
Section 802.50(a)(2) requires a person to as certain the amount of sales in or in to the U.S. attributable to the foreign assets. A person may rely on financial records even though they are not...
HSR Informal Interpretations

9112007 Informal Interpretation

… Concerning Hart-Scott-Rodino Antitrust Improvements Act of 1976 (the Act) Dear Ms. Ovuka: This letter is to request advice regarding the position of the Federal Trade Commission (FTC) with respect to the … (redacted) (the Lessee), is the lessee under eleven separate leveraged sale-leaseback transactions (the …
Date
Rule
801.21
Title is not passing. Acquiring only right to receive income stream.
HSR Informal Interpretations

9112008 Informal Interpretation

… Concerning Hart-Scott-Rodino Antitrust Improvements Act of 1976 (the Act)   Dear Ms. Ovuka: We refer to our letter of even date herewith (the Request Letter) requesting advice … transactions to which (redacted) proposes to become a party. This letter will confirm your oral advice that the …
Date
Rule
801.21
None (but see file # 9112007)
HSR Informal Interpretations

9112011 Informal Interpretation

… Concerning Hart-Scott-Rodino Antitrust Improvements Act of 1976 (the Act)   Dear Ms. Ovuka: This letter is intended … notification filing would be required in the acquisition of the beneficial interest in a trust established in a prior … in exchange for new (redacted) notes containing different payment terms. As a result, the lease payments made by …
Date
Rule
801.21
Title (and other indicia of beneficial ownership) will remain w/ trust. Only cash equivalent (right to receive income stream) is being purchased. Payment for such is excluded from size-of-transaction...
Displaying 43661 - 43680 of 45583
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