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HSR Informal Interpretations

9405005 Informal Interpretation

… 9405005 Informal Interpretation 9405005 Informal Interpretation May … advice was given. Our client satisfies the $100 million standard of the size of person test and the other party to the … me as soon as possible if you do not agree with this restatement of your advice. Very truly yours, (redacted) …
Date
Rule
801.1(c); 801.1(f); 802.63
See below
HSR Informal Interpretations

9405012 Informal Interpretation

… 9405012 Informal Interpretation 9405012 Informal Interpretation May 26, 1994 VIA FACSIMILE Hy David Rubenstein, Esq. Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenue, N.W. Washington, D.C. 20580 Re: …
Date
Rule
801.40
(note #1 - formation of partnership or joint venture (not a corp.). Called writer; step 1 is a formation of a non-corp. - not reportable.
HSR Informal Interpretations

9405014 Informal Interpretation

… 9405014 Informal Interpretation 9405014 Informal Interpretation May 27, 1994 Via Hand Delivery Mr. Patrick Sharpe Compliance Specialist Federal Trade Commission Bureau of …
Date
Rule
801.1(a)(2); 801.11(e); 7A(c)(4)
Contacted (redacted). I concur with this letter. RS concurs. Note #1 - Does this trustmeet the test on page 1 as an agency of the state? Yes.
HSR Informal Interpretations

9405001 Informal Interpretation

… 9405001 Informal Interpretation 9405001 Informal Interpretation May 2, 1994 Premerger Notification Office Room 303 Federal Trade Commission … will be receiving only convertible voting securities and that therefore no Hart-Scott-Rodino Premerger …
Date
Rule
801.1(f)(2); 802.31
See below
HSR Informal Interpretations

9404003 Informal Interpretation

… 9404003 Informal Interpretation 9404003 Informal Interpretation April 5, 1994 BY FAX and MAIL Richard B. Smith, Esq. Senior Attorney Premerger Notification Office Federal Trade Commission 6th and …
Date
Rule
801.10(b)
See below 4/13/94 Advised writer that PMN Office agreed with his conclusion and that the sales agency agreement need not be considered in determining the acquisition price. R.B. Smith
Cases and Proceedings

Archer Daniels Midland Company

… Archer Daniels Midland Company Archer Daniels Midland Company Federal Trade Commission Decisions, Volume 117, Page 403 … Archer Daniels Midland Company …

Federal Trade Commission Decisions, Volume 117, Page 403

Type of Action
Federal
Last Updated
FTC Matter/File Number
C-3492
HSR Informal Interpretations

9404001 Informal Interpretation

… 9404001 Informal Interpretation 9404001 Informal Interpretation … Competition Room 303 Federal Trade Commission Sixth Street and Pennsylvania Avenue, N.W. Washington, D.C. 20580 … the Federal Trade Commission that a REIT which operates in compliance with the requirements to operate as a REIT under …
Date
Rule
7A(c)(1)
See below
HSR Informal Interpretations

9404002 Informal Interpretation

… 9404002 Informal Interpretation 9404002 Informal Interpretation … (redacted) RE:                 Hart-Scott-Rodino Filing DATED:         April 5, 1994 … which Shareholders must file.             It is our understanding that if the acquisition price is not fixed when the …
Date
Rule
801.10(c); 802.20(b); 802.9
No response provided.
HSR Informal Interpretations

9404004 Informal Interpretation

… 9404004 Informal Interpretation 9404004 Informal Interpretation … Esq. Federal Trade Commission Bureau of Competition Premerger Notification Office Sixth Street and Pennsylvania Ave., N.W. Washington, D.C. 20580 Dear Mr. …
Date
Rule
801.1(c); 802.30
An irrevocable proxy to vote shares does not, by itself constitute beneficial ownership of the shares & thus, the holder of the proxy does not hold these shares even though they must be aggregated...
HSR Informal Interpretations

9404005 Informal Interpretation

… 9404005 Informal Interpretation 9404005 Informal Interpretation April 28, 1994 VIA FACSIMILE AND FEDERAL EXPRESS Premerger Notification Office Bureau of … 303 Federal Trade Commission   Attention: Patrick Sharpe Compliance Specialist Re: Request for informal …
Date
Rule
802.51
See below
Advocacy Filings

FTC Staff Comment to the Hon. Ted Weggeland Concerning California A.B. 3539 to Make Explicit How Californias Law Governing Vehicle Dealers Applies to Brokering Services for New Cars

… FTC Staff Comment to the Hon. Ted Weggeland Concerning California A.B. 3539 to Make Explicit How …
Date
Matter Number
V940011
HSR Informal Interpretations

9403009 Informal Interpretation

… 9403009 Informal Interpretation 9403009 Informal Interpretation … the Company, thisletter describing the proposed transaction and our interpretation of Hart-Scott-Rodino andrequest your … remained secured by substantially all of theCompanys real estate. The Company, and its subsidiaries, meets both …
Date
Rule
801.1(c)(4); 7A(a)(2)(A) and (C)
See below 3/30/94 The Company has named itself and some of its subsidiaries as the beneficiaries of the Trustestablished by the Company, i.e., the settlor. The Commission, on pg. 33459 of the 7/31...
HSR Informal Interpretations

9403010 Informal Interpretation

… 9403010 Informal Interpretation 9403010 Informal Interpretation March 28 1994 BY HAND Mr. Richard B. Smith The Premerger Notification Office Bureau of Competition Federal Trade …
Date
Rule
7A(c)(1); 802.1(b)
See below 3/29/84 - advised writer that under the PMN Offices treatment of accounts receivable, this transaction is non-reportable under 7A(c)(1) and 802.1(b) as a transfer in the ordinary course of...
Cases and Proceedings

Mr. Coffee, Inc.

… Mr. Coffee, Inc. Mr. Coffee, Inc. Federal Trade Commission Decisions, Volume 117, Page 156 … Mr. Coffee, Inc. …

Federal Trade Commission Decisions, Volume 117, Page 156

Type of Action
Federal
Last Updated
HSR Informal Interpretations

9403007 Informal Interpretation

… 9403007 Informal Interpretation 9403007 Informal Interpretation March 15, 1994 Richard Smith, Esq. Premerger Office 6th and Pennsylvania Avenue, N.W. Room 301 Washington, D.C. …
Date
Rule
801.11(c); 7A(a)(2)(A)
See below 3/21/94 Advised writer that my views reflected only those of the PMN Office and were not those of the FTC and did not bind it. Writer said that CA had recently passed a partnership merger...
HSR Informal Interpretations

9403006 Informal Interpretation

… 9403006 Informal Interpretation 9403006 Informal Interpretation … March 15, 1994 VIA FAX: 1-202-326-2050 Mr. Patrick Sharpe Compliance Officer Pre-Merger Notification Office Bureau of … Washington, D.C. 20580 Dear Mr. Sharpe: Last week, I called and spoke with you seeking informal confirmation by the …
Date
Rule
802.20(b)
See below I concur with this letter. We are not giving advice on the Robinson Patman Act or other antitrust laws. The PMN Office gives advice on the H-S-R Act. As long as the v/s of T are valued in...
HSR Informal Interpretations

9403002 Informal Interpretation

… 9403002 Informal Interpretation 9403002 Informal Interpretation March 4, 1994 BY HAND DELIVERY Richard Smith, Esquire Premerger Notification … Notification Office with respect to the acquisition of a real estate investment trust (REIT) by a REIT. In our …
Date
Rule
7A(c)(1); 802.1
See below 3/11/94 Advised writer that a REITs purchase of the assets or voting stock of another REIT is exempt under 7A(c)(1). However, the acquisition of the voting stock of a REIT by someone other...
HSR Informal Interpretations

9403001 Informal Interpretation

… 9403001 Informal Interpretation 9403001 Informal Interpretation … Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenues, N.W. Room 301 Washington, D.C. … (redacted) STAFF COMMENTS: 3/3/94 Advised writer that transactions described in this letter would result in no …
Date
Rule
7A(c)(10); 802.10
See below 3/3/94 Advised writer that transactions described in this letter would result in no reportable events. R.B. Smith
Displaying 43421 - 43440 of 45632
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