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Displaying 43401 - 43420 of 45459
9211009 Informal Interpretation
Date
Rule
7A(c)(1); 802.1(b)
11/30/92 Called [redacted]. Transaction is not exempt. This is not a lease financing arrangement under 7A(c)(1) or 802.1(b). PS and RS concur.
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9211008 Informal Interpretation
Date
Rule
801.1(c)
11/30/92 - Advised [redacted] that under the particular facts of this situation, there is no need for lessee to file for taking of title to [redacted] from lessor. Under the present lease, we are of...
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(323.19 KB)
9211005 Informal Interpretation
Date
Rule
7A(c)(9); 802.9
11/18/92 - spoke to [redacted]. Advised that assuming [redacted] would be taking more than $15 MM in the Company's stock, it appears that evidence has been presented to support the conclusion that...
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(242.08 KB)
9211004 Informal Interpretation
Date
Rule
801.10(c)(2)
Called [redacted]. It appears that $18 mm in assumed liabilities will remain after covering written premiums, and, therefore, is acquisition price. RS and PS concur.
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(155.52 KB)
9211003 Informal Interpretation
Date
Rule
7A(c)(1)
Called [redacted]. Both "secured loans" and "financing leases" are lease financing transactions. In "secured loans", seller does not take "title", but does have a security interest in leased equipment...
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(193.14 KB)
9211001 Informal Interpretation
Date
Rule
7A(c)(1)
11/9/92 Advised [redacted] by phone that the letter accurately reflected the present position of the PNO regarding purchases by REITS and that the proposed transaction would be exempt under 7A(c)(1)...
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(80.89 KB)
9210008 Informal Interpretation
Date
Rule
801.40
Wrong the formation of a corporation is potentially reportable under Section 801.40 inspite of the language (except consolidations or mergers). Talked to (redacted) 11-6-92. PMN staff concurs (John...
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(62.99 KB)
9210006 Informal Interpretation
Date
Rule
7A(a); 801.11
11/2/92 - called (redacted). He states that very recent financials (12/91annual sales) are being used for both sides. (Redacted) constitutes the vast bulk of (redacted) operations. (Redacted) assets...
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(40.81 KB)
Honickman, Harold A., United States of America (For the FTC)
Type of Action
Federal
Last Updated
Docket Number
9233
9211002 Informal Interpretation
Date
Rule
Item 4(b) of the Form
Called [redacted]. Advised that the PMN Office had concluded that the Company's year-end financial statement was an annual report and is therefore covered by Item 4(b) and must be submitted with the...
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(239.2 KB)
9211007 Informal Interpretation
Date
Rule
801.10(c)(2)
Contract for re-insurers is ordinary course of business, not an acquisition in this matter. When [redacted] takes over policies an acquisition will occur and is reportable since competitors are...
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(83.65 KB)
9211010 Informal Interpretation
Date
Rule
801.1
Facts indicate that transfer of non-cash assets to partnership for cash is part of formation process and is exempt. Timing of transfer and fact that partnership was not funded and not active are...
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(119.33 KB)
9210007 Informal Interpretation
Date
Rule
802.30, 801.1(f)(i)
10/30/92 Advised that under Section 617.011 of newly revised Non-Profit Corporation Act and non-profit corporation Cs by-laws, it was the Premerger Offices conclusion that X and Y held voting stock in...
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(89.89 KB)
9210005 Informal Interpretation
Date
Rule
801.1(c)(3). 802.71
I concur with this with exceptions noted in margin. Called (redacted) 10-26-92. RS concurs.
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(74.38 KB)
57 FR 47466
Federal Register Cite
File
57 FR 47466
(703.14 KB)
Type
Notice
Date
Description
Filing fee of $25,000 beginning 10/7/92
Topic
Filing Fee
9210001 Informal Interpretation
Date
Rule
802.52
8 Oct. 92 Called. Exempt
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(71.24 KB)
9210002 Informal Interpretation
Date
Rule
801.11(e)
10/6/92: I contacted (redacted) and informed him that if transaction is structured as Exhibit B, 801.11(e) is inapplicable for Step 2 and a filing would be required. NMO
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(141.1 KB)
Displaying 43401 - 43420 of 45459