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Advisory Opinions

Suffolk County Dental Society

… of "exclusive dental plans"; proposed dental society disciplinary action against dentists sponsoring such plans Advisory Opinion … Suffolk County Dental …
Date
re: Legality of "exclusive dental plans"; proposed dental society disciplinary action against dentists sponsoring such plans
Advisory Opinions

South East Managed Care Organization/Jackson Medical Cooperative

… Medical Cooperative re: Physician network joint venture between physician directed managed care … organization and group of physician providers Advisory Opinion … South East Managed Care Organization/Jackson Medical …
Date
re: Physician network joint venture between physician directed managed care organization and group of physician providers
Advisory Opinions

ACMG, Inc

… ACMG, Inc ACMG, Inc re: Proposed agreement between state medical society and independent health care management and development company … to establish society sponsored state-wide PPO Advisory Opinion … ACMG, Inc …
Date
re: Proposed agreement between state medical society and independent health care management and development company to establish society sponsored state-wide PPO
HSR Informal Interpretations

9407009 Informal Interpretation

… 9407009 Informal Interpretation 9407009 Informal Interpretation July 21, 1994 … Dear Ms. Ovuka: This letter is to confirm our discussion in the above-referenced telephone conferences and certain …
Date
Rule
801.11
If asset acquisition were made by Company As UPE, the individual, the value of the assetswould be included and added to Company As regularly prepared balance sheet.
Advocacy Filings

FTC Staff Comment Before the Bureau of Alcohol, Tobacco, and Firearms Concerning Relationships Between Suppliers and Retailers

… FTC Staff Comment Before the Bureau of Alcohol, Tobacco, and Firearms Concerning Relationships Between Suppliers and Retailers Enviado … Before the Bureau of Alcohol, Tobacco, and Firearms Concerning Relationships Between Suppliers and Retailers …
Date
Matter Number
V940016
HSR Informal Interpretations

9406007 Informal Interpretation

… 9406007 Informal Interpretation 9406007 Informal Interpretation June 22, 1994 … 20580 Re: Request for Staff Interpretation of Section 7A of the Clayton Act Dear Ms. Ovuka: This letter requests an …
Date
Rule
7A(c)(1)
6/23-The transfer of a used (redacted) as a trade-in on a new (redacted) is exempt in the ordinary course of business. The parties are not competitors. Also, used (redacted) has been used as a...
HSR Informal Interpretations

9606005 Informal Interpretation

… 9606005 Informal Interpretation 9606005 Informal Interpretation (redacted) … Pursuant to your invitation, we are writing to confirm the substance of that conversation and to seek, pursuant to … that this transaction is not reportable under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as …
Date
Rule
801.1(b)(2); 801.1(c)(8); 802.30(non-profit acquisition)
6/19/94 Writers co-counsel advises that Bishop of diocese is one of 5 trustees of (redacted) Corp. A but does not directly appoint the other 4. Bishop also does not directly appoint three members who...
Advisory Opinions

Advisory opinion on whether proposed interlocking directorate would violate provisions of Final Order entered against SCM

… Advisory opinion on whether proposed interlocking directorate would violate provisions of Final Order entered against SCM Advisory opinion on whether proposed interlocking directorate would violate …
Date
Due to insufficient information supplied by respondent SCM Corporation, Commission was unable to determine whether proposed interlocking directorate would violate provisions of Final Order entered...
HSR Informal Interpretations

9406005 Informal Interpretation

… 9406005 Informal Interpretation 9406005 Informal Interpretation June 13, 1994 … Interest Dear Mr. Smith: I am writing to follow up on the various telephone conversations we have had regarding …
Date
Rule
801.40; 801.1(f)(1)
6/16/94-called writer and advised that the conclusions reached in this letter were correct.(The writer had previously informed me that there were no avoidance intent behind the manner in which this...
HSR Informal Interpretations

9406006 Informal Interpretation

… 9406006 Informal Interpretation 9406006 Informal Interpretation June 14, 1994 … NW Room 303 Washington, D.C. 20580 Dear Mr. Hancock: Further with respect to our telephone conversation today, … conclusion correct that no Notification need be filed by either of the two corporations involved in the merger?[note 1] …
Date
Rule
802.20(b)
6/16/94 - Called writer and told him this is OK. [note 1-Memorandum to File]
HSR Informal Interpretations

9406004 Informal Interpretation

… 9406004 Informal Interpretation 9406004 Informal Interpretation VIA HAND DELIVERY Nancy Ovuka Premerger Notification Office … is to confirm our telephone conversation earlier today. The facts are as follows: Company B currently has a wholly …
Date
Rule
801.11(e)
6/15/94-Neither formation or subsequent acquisition is reportable. [note 1-If $16 MM from bank is not guaranteed by other investors (and bank not getting voting stock), then Company A appears to have...
HSR Statements of Basis and Purpose

59 FR 30545

Federal Register Cite
… 59 FR 30545 59 FR 30545 Proposed Form changes No Final Rule issued 940614pr59fr30545.pdf … 59 FR 30545 …
Type
Proposed Rule
Date
Description
Proposed Form changes No Final Rule issued
Topic
Form
Item 3
Item 4
Item 5
Item 6
Item 7
Item 8
Rules - 803
Advisory Opinions

Elkhart General Hospital

… to hospital operated home health care program Advisory Opinion … Elkhart General Hospital …
Date
re: Sales of pharmaceuticals by non-profit hospital to hospital operated home health care program
HSR Informal Interpretations

9406003 Informal Interpretation

… 9406003 Informal Interpretation 9406003 Informal Interpretation VIA FACSIMILE … This letter is to confirm our telephone conversation on the morning of June 6, 1994 as clarified on the morning of …
Date
Rule
801.15
6/9/94 - Called letter writer and advised that I was in agreement with the analysis and conclusions in this letter. [note 1-site sketch]
HSR Informal Interpretations

9406001 Informal Interpretation

… 9406001 Informal Interpretation 9406001 Informal Interpretation June 7, 1994 … D.C. 20580 Dear Ms. Epps: This letter is to confirm the verbal opinion given by you, a member of the FTC Premerger Notification Staff, on May 31, 1994. The …
Date
Rule
801.2
6/8/94 I called (redacted) and confirmed that the above-stated opinion constitutes the policy of the Premerger Notification Office and is not binding on the Commission.
HSR Informal Interpretations

9406002 Informal Interpretation

… 9406002 Informal Interpretation 9406002 Informal Interpretation VIA FACSIMILE … our discussion of June 3, 1994, in which we reviewed the determination of the “ultimate parent entity” of a corporation making an …
Date
Rule
801.1(b)(2); 801.1(c)(4); 801.11(b)(1) and (2)
6/8/94-Advised writer that I agreed with his conclusion that Mrs. A did not have the contractual power to designate (or to vote in) 50% or more of the directors of the Corporation or the trustees of...
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