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HSR Informal Interpretations

8504010 Informal Interpretation

… 8504010 Informal Interpretation 8504010 Informal Interpretation (redacted) April 22, 1985 FEDERAL EXPRESS Dana Abrahamsen, Esq. Federal …
Date
Rule
802.1; 7A(g)
My concern is not with the acquisition but that nobody thought about H-S-R untilafter closing; see 8504008 (letter requesting advice)
HSR Informal Interpretations

8503002 Informal Interpretation

… 8503002 Informal Interpretation 8503002 Informal Interpretation (redacted) March 18, 1985 Wayne Kaplan, Esq. Room 301 Federal Trade Commission Washington, D.C. 20580 Re:Proposed Joint Venture - (redacted)   Exemption from the …
Date
Rule
802.20
I informed (redacted) that I agree on basis of either joint venture analysis or voting securities of issuer within a person analysis. Either results in § 802.20 exemption. 3/20/85 Wayne Kaplan
HSR Informal Interpretations

8503003 Informal Interpretation

… 8503003 Informal Interpretation 8503003 Informal Interpretation (redacted) March … the regulations. In part, our determination is based upon FTC staffs interpretations of certain provisions of the … person in a merger or acquisition transaction, both the FTC and the Department of Justice interpret Section 801.1(b) …
Date
Rule
801.1 (b); 801.11
I notified (redacted) on 3/18/85 that the letter is accurate as far as it goes. Inaddition, there must not be any intent to structure the transaction to avoid a filing(i.e. 801.90 avoidance).
Advisory Opinions

Opinion 85-1

… Opinion 85-1 Opinion 85-1 Expresses view that refusal to serve consumers who provide their own casket violates the funeral rule. …
Date
Expresses view that refusal to serve consumers who provide their own casket violates the funeral rule.
HSR Informal Interpretations

8502011 Informal Interpretation

… 8502011 Informal Interpretation 8502011 Informal Interpretation (redacted) February 21, 1985 Ms. Addie Williams Premerger Notification Office Bureau of Competition Seventh …
Date
Rule
Item 7
3/4/85 Acknowledged receipt of letter and indicated agreement that Items 5-9should reflect data relevant [indecipherable]. Upon later review it is clear that this letter is incomplete and no general...
HSR Informal Interpretations

8502010 Informal Interpretation

… 8502010 Informal Interpretation 8502010 Informal Interpretation (redacted) February 21, 1985 FEDERAL EXPRESS Andrew Scanlon, Esquire Pre-Merger Notification Office …
Date
Rule
7A(c)(8)
2/27/85 T/C Scanlon/(redacted). I explained that HSR did not recognize thegroup concept of SEC and that the individuals should be considered separately(aggregating spouse and minor children) and...
HSR Informal Interpretations

8502007 Informal Interpretation

… 8502007 Informal Interpretation 8502007 Informal Interpretation (redacted) … Mr. Wayne Kaplan Federal Trade Commission Room 301 FTC Building 7th and Pennsylvania Avenue, N.W. Washington, … person in a merger of acquisition transaction, both the FTC and the Department of Justice interpret Section 801.1(b) …
Date
Rule
801.1(b)
2/19/85 called (redacted) and he described partners. No overlap w/ acquiredperson in Addies transaction and 1st transaction is'nt ready. (redacted) will call if that one proceeds. Wayne Kaplan
HSR Informal Interpretations

8502002 Informal Interpretation

… 8502002 Informal Interpretation 8502002 Informal Interpretation (redacted) February 5, 1985 Ms. Addie Williams … with me today concerning the possible applicability of the pre-merger notification requirements to not-for-profit …
Date
Rule
802.40
2/11/85 Acknowledged receipt of letter and indicated to (redacted) that as long asno transfer of assets takes place [indecipherable].
HSR Informal Interpretations

8502004 Informal Interpretation

… 8502004 Informal Interpretation 8502004 Informal Interpretation (redacted) February 6, 1985 Andrew Scanlon, Esq. … Trade Commission Bureau of Compliance [sic] Room 301 Premerger Notification Office Sixth and Pennsylvania, N.W. …
Date
Rule
802.50; 802.20
2/11/85 T/C Scanlon (redacted). Told (redacted) my advice to him as described inthis letter was inaccurate and that the facts described in this letter constitute areportable transaction since the...
HSR Informal Interpretations

8502003 Informal Interpretation

… 8502003 Informal Interpretation 8502003 Informal Interpretation (redacted) … shares) of the foreign issuer? We are not aware that the FTC staff has issued any interpretations on these questions. … parent made substantial sales in or into the U.S. The FTC staff correctly noted that the acquisition of …
Date
Rule
802.50; 801.15
Dana objects on basis 802.20 not w/in 801.15 & suggests parties file. I notified(redacted) secretary on 2/8/85 that the letter is inaccurate and that a filing is required by both parties. See attached...
HSR Informal Interpretations

8502006 Informal Interpretation

… 8502006 Informal Interpretation 8502006 Informal Interpretation (redacted) February 12, 1985 Premerger Notification Office Bureau of Competition - Room …
Date
Rule
801.10; 802.20
Note: It has not been determined that the cooperative share is a voting security. amerger normally means an acquisition of all of the v/s. However, this may or may not be one of the exceptions. It is...
HSR Informal Interpretations

8502012 Informal Interpretation

… 8502012 Informal Interpretation 8502012 Informal Interpretation (redacted) February 25, 1985 Patrick Sharpe, Compliance Specialist Premerger Notification Office Federal Trade Commission 6th …
Date
Rule
802.30
Not exempt under 802.30 must file. Wayne, Kaplan, Andy, Suzzanne & Danaconcur. called (redacted) 2-26-85. This transaction is not exempt under 802.30and you must file if it meets the size requirements...
Displaying 17641 - 17660 of 18395
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