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HSR Informal Interpretations

9301004 Informal Interpretation

… 9301004 Informal Interpretation 9301004 Informal Interpretation January 12, 1993 … concerning the position of the Federal Trade Commission (FTC) with respect to a proposed acquisition of the … and March 18, 1991, addressed to Mr. Patrick Sharp), the FTC took the position that the acquisition of a [redacted] …
Date
Rule
801.1(c); 801.63
The Trust remains in existence and continues to hold title to the asset after the transaction. This is a purchase of a stream of income and not reportable.
HSR Informal Interpretations

9301008 Informal Interpretation

… 9301008 Informal Interpretation 9301008 Informal Interpretation VIA TELECOPIER/ REGULAR U. S. MAIL Mr. Victor … of [redacted], such acquisition would be exempt under FTC Rule 802.51(b) under the Hart-Scott-Rodino Antitrust …
Date
Rule
802.51
In order to be an exempt transaction under section 802.51, you need only to satisfy one of the subsections (a, b, c or d) listed therein.
Advocacy Filings

FTC Staff Comment Before the Legislative Audit Counsel, State of South Carolina Concerning the Regulation of the Health Care Professions

… FTC Staff Comment Before the Legislative Audit Counsel, … South Carolina Concerning the Regulation of the Health Care Professions Enviado por wfg-adm109 el Vie, 01/01/1993 - 00:00 FTC Staff Comment Before the Legislative Audit Counsel, …
Date
Matter Number
V920023
HSR Informal Interpretations

9212005 Informal Interpretation

… 9212005 Informal Interpretation 9212005 Informal Interpretation December 14, 1992 Staff Attorney Patrick Sharpe, … I am not an attorney; my title is compliance specialist.) Premerger Notification Office Bureau of Competition Room 303 …
Date
Rule
7A(c)(1); 802.1
See # 23 in Premerger Practice Manual refers to the PMN Office position on loans. Called [redacted] 12-18-92. Noted that the sale of substantially all of a portfolio of loans can be exempt under c-1...
HSR Informal Interpretations

9212004 Informal Interpretation

… 9212004 Informal Interpretation 9212004 Informal Interpretation The trust is known colloquially as a … defines voting securities as “any securities\ which at present or upon conversion entitle the owner or holder …
Date
Rule
801.40; 801.1(f)(1)
12/16/92 – Advised [redacted- colleague] in the absence of [redacted- author of the letter] that the premerger office was of the view that the trust units were not voting securities. Asked for further...
HSR Informal Interpretations

9212002 Informal Interpretation

… 9212002 Informal Interpretation 9212002 Informal Interpretation December 10, 1992 VIA FACSIMILE Ms. Nancy Ovuka … Notification Practice Manual (1991), Interpretation 64, the FTC staff concluded that a single-member public benefit …
Date
Rule
801.2(d); 802.30
12/14/92 The transaction is exempt. The parties have already filed for a merger and consolidation so that the contemplated restructuring is covered by the prior filing. JS andRS concurs 802.30 does...
HSR Informal Interpretations

9112003 Informal Interpretation

… 9112003 Informal Interpretation 9112003 Informal Interpretation December 3, 1991   CERTIFIED MAIL RETURN RECEIPT REQUESTED Mr. Patrick Sharp Premerger Specialist Premerger Notification Office H-303 …
Date
Rule
801.1(c); 802.63
Called (redacted) firm and informed a cast of thousands in a conference call that my answer was over-simplified. After explaining John Sipples letter of 11-21-90, the parties decided to file and did...
HSR Informal Interpretations

9212001 Informal Interpretation

… 9212001 Informal Interpretation 9212001 Informal Interpretation December 2, 1992 BY HAND Patrick Sharpe, Esq. Premerger Notification Office Bureau of Competition Room 321 …
Date
Rule
801.10
If this is straight up, as is, with no side deals (contractual agreements, etc.) then this is ok. Otherwise, we are troubled lets talk. Called [redacted] 12-3-92. [Redacted] said that the parties will...
HSR Informal Interpretations

9212003 Informal Interpretation

… 9212003 Informal Interpretation 9212003 Informal Interpretation December 10, 1992 John Sipple, Esq. Director Pre-Merger Notification Office Federal Trade Commission 6th …
Date
Rule
801.10(b)
Clarified that payment is not received until after the services is provided. If payment was received before the service is provided the countervailing liability/obligation would have to be added to...
HSR Informal Interpretations

9212008 Informal Interpretation

… 9212008 Informal Interpretation 9212008 Informal Interpretation VIA FACSIMILE Richard B. Smith, Esq. Premerger … to you of December 11 in which you advised me that the FTC Premerger Notification Staff concurred that no …
Date
Rule
801.40; 801.1(f)
See File # 9212004
HSR Informal Interpretations

9212009 Informal Interpretation

… 9212009 Informal Interpretation 9212009 Informal Interpretation August 26, 1993 VIA FEDERAL EXPRESS Victor Cohen, … in restraint of trade violation of both the Sherman Act and FTC Act.) [redacted] You stated that the proposed joint …
Date
Rule
801.1(c)
Where there is a management agreement for operation by the previous non-holder (esp. where there is a change in name also) this would constitute an acquisition. Facts in this case do not meet this...
Advocacy Filings

FTC Staff Comment Before the Joint Administrative Rules Review Committee of the Washington State Legislature Concerning Optician Fitting of Contact Lenses

… FTC Staff Comment Before the Joint Administrative Rules … Lenses Enviado por wfg-adm109 el Mar, 01/12/1992 - 00:00 FTC Staff Comment Before the Joint Administrative Rules … Fitting of Contact Lenses af-14.pdf Advocacy Filing … FTC Staff Comment Before the Joint Administrative Rules …
Date
Matter Number
V930004
Advocacy Filings

FTC Staff Comment Before the Missouri Board of Chiropractic Examiners Concerning a Proposed Rule to Control How Chiropractors May Offer Free or Discounted Services

… FTC Staff Comment Before the Missouri Board of Chiropractic Examiners Concerning a Proposed Rule to Control How … Services Enviado por wfg-adm109 el Mar, 01/12/1992 - 00:00 FTC Staff Comment Before the Missouri Board of Chiropractic …
Date
Matter Number
V930002
HSR Informal Interpretations

9211009 Informal Interpretation

… 9211009 Informal Interpretation 9211009 Informal Interpretation November 27, 1992 Nancy Ovuka Federal Trade … requirements to that fact situation. You asked that I provide you with a letter requesting an informal opinion. …
Date
Rule
7A(c)(1); 802.1(b)
11/30/92 Called [redacted]. Transaction is not exempt. This is not a lease financing arrangement under 7A(c)(1) or 802.1(b). PS and RS concur.
HSR Informal Interpretations

9211008 Informal Interpretation

… 9211008 Informal Interpretation 9211008 Informal Interpretation November 23, 1992 VIA FACSIMILE Richard Smith, … course of business and exempt under section 802.1(b) of the FTC's Rules (16 CFR 802.1(b)). Set forth below in a more …
Date
Rule
801.1(c)
11/30/92 - Advised [redacted] that under the particular facts of this situation, there is no need for lessee to file for taking of title to [redacted] from lessor. Under the present lease, we are of...
HSR Informal Interpretations

9211005 Informal Interpretation

… 9211005 Informal Interpretation 9211005 Informal Interpretation November 17, 1992 VIA FACSIMILE NO. (202) 326-2050 Mr. Richard Smith Premerger Notification Office Bureau of Competition Federal …
Date
Rule
7A(c)(9); 802.9
11/18/92 - spoke to [redacted]. Advised that assuming [redacted] would be taking more than $15 MM in the Company's stock, it appears that evidence has been presented to support the conclusion that...
HSR Informal Interpretations

9211004 Informal Interpretation

… 9211004 Informal Interpretation 9211004 Informal Interpretation November 13, 1992 VIA TELEFAX (202) 326-2050 Ms. … for this transaction. File #: 9211004 HYPOTHETICAL FOR THE FTC STAFF X will receive approximately 14% of the voting …
Date
Rule
801.10(c)(2)
Called [redacted]. It appears that $18 mm in assumed liabilities will remain after covering written premiums, and, therefore, is acquisition price. RS and PS concur.
HSR Informal Interpretations

9211003 Informal Interpretation

… 9211003 Informal Interpretation 9211003 Informal Interpretation November 10, 1992 VIA FAX-202-326-2050 Nancy Ovuka, Esq. Federal Trade Commission Premerger Notification Office Washington, D.C. 20580 Re: …
Date
Rule
7A(c)(1)
Called [redacted]. Both "secured loans" and "financing leases" are lease financing transactions. In "secured loans", seller does not take "title", but does have a security interest in leased equipment...
Displaying 16421 - 16440 of 18346
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