The legal library gives you easy access to the FTC’s case information and other official legal, policy, and guidance documents.
Displaying 16301 - 16320 of 18346
… 9402011 Informal Interpretation 9402011 Informal Interpretation February 28, 1994 VIA TELECOPIER (202) 326-2050 Richard Smith, Esq. Staff Attorney Pre-Merger Notification Filing Office Federal Trade …
Date
Rule
801.1(c)(4)
See below 3/1/94 Advised writer that if grantor names itself as beneficiary of trust (and paragraph 3(b) seems to clearly establish such), then SBP of 7/31/78 at 33459 states that the settlor is...
File
Original Image File
(175.94 KB)
9403004 Informal Interpretation
… 9403004 Informal Interpretation 9403004 Informal Interpretation March 8, 1994 Via … of not-for-profit corporations. You told me that the FTCs position is that the formation of a not-for-profit … are not considered to be voting securities. This is the FTCs position with respect to the formation of all …
Date
Rule
801.40; 802.40
See below
File
Original Image File
(44.02 KB)
9403005 Informal Interpretation
… 9403005 Informal Interpretation 9403005 Informal Interpretation March 15, 1994 BY HAND DELIVERY Mr. Patrick Sharpe Compliance Specialist PreMerger Notification Office Bureau of Competition, Room …
Date
Rule
801.90
See below
File
Original Image File
(52.58 KB)
9403008 Informal Interpretation
… 9403008 Informal Interpretation 9403008 Informal Interpretation March 16, 1994 VIA TELECOPY Hy Rubenstein, Esq. … responsible for the April 1 loss. Would this result if the FTC determining that the buyer had beneficial ownership …
Date
Rule
801.1
See below This escrow arrangement is OK. RS concurs.
File
Original Image File
(104.15 KB)
9403003 Informal Interpretation
… 9403003 Informal Interpretation 9403003 Informal Interpretation Mr. Patrick Sharpe Compliance Specialist Pre-Merger Notification Office Bureau of Competition, Room …
Date
Rule
801.1; 801.40; 801.90; 802.20
See below
File
Original Image File
(509.03 KB)
FTC Staff Comment to the Hon. David Wright Concerning Pennsylvania H.B. 2347 to Regulate Sellers of Pre-Need Cemetery or Funeral Goods or Services
… FTC Staff Comment to the Hon. David Wright Concerning Pennsylvania H.B. 2347 to Regulate Sellers of Pre-Need Cemetery or Funeral Goods or Services Enviado por wfg-adm109 el Mar, 01/03/1994 - 00:00 FTC Staff Comment to the Hon. David Wright Concerning …
Date
Matter Number
V940010
FTC Staff Comment to the Hon. David Wright Concerning Pennsylvania H.B. 2347 to Regulate Sellers of Pre-Need Funeral Goods or Services
… FTC Staff Comment to the Hon. David Wright Concerning Pennsylvania H.B. 2347 to Regulate Sellers of Pre-Need Funeral Goods or Services Enviado por wfg-adm109 el Mar, 01/03/1994 - 00:00 FTC Staff Comment to the Hon. David Wright Concerning …
Date
Matter Number
V940010
9402009 Informal Interpretation
… 9402009 Informal Interpretation 9402009 Informal Interpretation February 22, 1994 VIA FACSIMILE Richard B. Smith, Esq. Premerger Notification Office Federal Trade Commission 6th …
Date
Rule
802.10; 802.51(b)
See below 2/28/94 Advised writer that no filing is required. Exempt under interpretations the PNM Office has given regarding re-incorporations under 802.10 or the fact that the acquiring persons...
File
Original Image File
(149.88 KB)
9402003 Informal Interpretation
… 9402003 Informal Interpretation 9402003 Informal Interpretation February 3, 1994 VIA HAND DELIVERY Richard B. Smith, Esq. Senior Staff Attorney Premerger Notification Office Bureau of Competition Federal …
Date
Rule
7A(c)(1); 802.1(a)
2/18/94 - advised author of letter that, based on the facts presented, no filing need be made for the sale and purchase of the (redacted). RBSmith
File
Original Image File
(139.93 KB)
9402007 Informal Interpretation
… 9402007 Informal Interpretation 9402007 Informal Interpretation February 16, 1994 VIA FAX Richard B. Smith, Esq. Premerger Notification Office Federal Trade Commission 6th …
Date
Rule
801.11(c)(1); 802.20(b)
See below Writer advised that change to a fiscal year basis had not been done to avoid filing for sale of Subsidiary B. I advised that, since B had opted to switch to a fiscal year basis, the PMN...
File
Original Image File
(133.47 KB)
9402006 Informal Interpretation
… 9402006 Informal Interpretation 9402006 Informal Interpretation … this office has had with the Federal Trade Commission (the “FTC”) 2 , we have been informed that if there is any reason … not operable. We understand from our discussions with the FTC that valid reasons may include, by way of example: (i) …
Date
Rule
801.1; 801.11(e)
No response provided.
File
Original Image File
(253.88 KB)
American Medical Association
… Medical Association American Medical Association re: Professional society peer review of physicians' fees: …
Date
re: Professional society peer review of physicians' fees: required physician participation in advisory fee review; medical society discipline for fee-related conduct
Advisory opinion on the permissibility under the antitrust laws of a system of professional society peer review of physicians' fees
… the permissibility under the antitrust laws of a system of professional society peer review of physicians' fees … the permissibility under the antitrust laws of a system of professional society peer review of physicians' fees Re: A program proposed by the American Medical Association and the …
Date
Re: A program proposed by the American Medical Association and the Chicago Medical Society involving peer review of physician fees is not likely to violate antitrust laws, Decisions Volume 117
Redmond Products, Inc.
… Redmond Products, Inc. Redmond Products, Inc. Federal Trade Commission Decisions, Volume 117, Page 71 … Redmond Products, Inc. …
Federal Trade Commission Decisions, Volume 117, Page 71
Type of Action
Federal
Last Updated
9401011 Informal Interpretation
… 9401011 Informal Interpretation 9401011 Informal Interpretation January 25, 1994 Via Facsimile and First Class … notification requirements is established by Guide II of the FTCs Introductory Guides to the Premerger Notification …
Date
Rule
7A(c)(6)
2/8/94 The transaction is exempt under (c)(6). Although filings by telecommunications carriers are submitted under HSR (perhaps due to time constraints w/FCC), parties filing w/ the FCC would be...
File
Original Image File
(97.33 KB)
9401009 Informal Interpretation
… 9401009 Informal Interpretation 9401009 Informal Interpretation January 25, 1994 VIA TELECOPY AND MAIL Patrick Sharpe Premerger Notification Office Bureau of Competition Federal …
Date
Rule
801.1(c)(3) - 801.2(a)
with clarifications noted, I concur-called 2-2-94 - [note 1-right to 85% of assets upon dissolution]-[note 2-This was not structured this way to avoid filing under H-S-R.]-[note 3-bona fide lease not...
File
Original Image File
(117.5 KB)
9402002 Informal Interpretation
… 9402002 Informal Interpretation 9402002 Informal Interpretation February 1, 1994 By Hand Delivery Patrick Sharpe, Esq. Premerger Notification Office Bureau of Competition Room 303 …
Date
Rule
802.50(a)(1)
I concur. PS. See letter to RS 8-13-93 that supports this position. Called (redacted) 2-2-94
File
Original Image File
(87.42 KB)
9402012 Informal Interpretation
… 9402012 Informal Interpretation 9402012 Informal Interpretation February 28, 1994 Richard Smith, Staff Attorney Federal Trade Commission Pre-Merger Notification Office, Room 303 Washington, D.C. …
Date
Rule
802.30; 7A(c)(10); 7A(c)(3)
See below
File
Original Image File
(45.1 KB)
9402001 Informal Interpretation
… 9402001 Informal Interpretation 9402001 Informal Interpretation February 1, 1994 … Improvements Act of 1976, as amended (the Act), and FTCs Premerger Notification Rules, 16 CFR 800.1 et seq. I … the United States. In our discussion, you advised that the FTC staff now takes the position that a company which does …
Date
Rule
803.2(c)
None.
File
Original Image File
(86.05 KB)
9402004 Informal Interpretation
… 9402004 Informal Interpretation 9402004 Informal Interpretation VIA HAND DELIVERY Mr. Patrick Sharpe Compliance … me know immediately if I have in any way misunderstood the FTC’s position on this issue. …
Date
Rule
7A(c)(1)
I concur. PS. Attempted to call (redacted) 2-4-94 but number is not in service. However, this is a standard letter that she sends periodically. I concur with the content of this letter.
File
Original Image File
(90.07 KB)
Displaying 16301 - 16320 of 18346