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HSR Informal Interpretations

9405012 Informal Interpretation

… 9405012 Informal Interpretation 9405012 Informal Interpretation May 26, 1994 VIA FACSIMILE Hy David Rubenstein, Esq. Premerger Notification Office Federal Trade Commission 6th …
Date
Rule
801.40
(note #1 - formation of partnership or joint venture (not a corp.). Called writer; step 1 is a formation of a non-corp. - not reportable.
HSR Informal Interpretations

9405014 Informal Interpretation

… 9405014 Informal Interpretation 9405014 Informal Interpretation May 27, 1994 Via … is defined expressly to exclude a state agency and the FTC staff has applied this reasoning to state trust. The … whether I have in any way misunderstood the position of the FTC Premerger Notification Office staff. As always, I …
Date
Rule
801.1(a)(2); 801.11(e); 7A(c)(4)
Contacted (redacted). I concur with this letter. RS concurs. Note #1 - Does this trustmeet the test on page 1 as an agency of the state? Yes.
Advocacy Filings

FTC Staff Comment Before the Federal Maritime Commission Concerning Ocean Transportation Industry Agreements

… FTC Staff Comment Before the Federal Maritime Commission … Enviado por wfg-adm109 el Dom, 01/05/1994 - 00:00 FTC Staff Comment Before the Federal Maritime Commission … Agreements v940014-fmc-shipping-act.pdf Advocacy Filing … FTC Staff Comment Before the Federal Maritime Commission …
Date
Matter Number
V940014
HSR Informal Interpretations

9404003 Informal Interpretation

… 9404003 Informal Interpretation 9404003 Informal Interpretation April 5, 1994 BY FAX and MAIL Richard B. Smith, Esq. Senior …
Date
Rule
801.10(b)
See below 4/13/94 Advised writer that PMN Office agreed with his conclusion and that the sales agency agreement need not be considered in determining the acquisition price. R.B. Smith
HSR Informal Interpretations

9404002 Informal Interpretation

… 9404002 Informal Interpretation 9404002 Informal Interpretation … failure to meet the Size-of-the-Transaction Test), will the FTC refund the filing fee?                         Scenario … 37 of the Premerger Notification Practice Manual, where the FTCmeasures the intention of the individual to participate …
Date
Rule
801.10(c); 802.20(b); 802.9
No response provided.
HSR Informal Interpretations

9404004 Informal Interpretation

… 9404004 Informal Interpretation 9404004 Informal Interpretation April 12, 1994 VIA TELECOPIER Victor Cohen, Esq. Federal …
Date
Rule
801.1(c); 802.30
An irrevocable proxy to vote shares does not, by itself constitute beneficial ownership of the shares & thus, the holder of the proxy does not hold these shares even though they must be aggregated...
Advocacy Filings

FTC Staff Comment to the Hon. Ted Weggeland Concerning California A.B. 3539 to Make Explicit How Californias Law Governing Vehicle Dealers Applies to Brokering Services for New Cars

… FTC Staff Comment to the Hon. Ted Weggeland Concerning … New Cars Enviado por wfg-adm109 el Vie, 01/04/1994 - 00:00 FTC Staff Comment to the Hon. Ted Weggeland Concerning … New Cars v940011-ca-auto-brokering.pdf Advocacy Filing … FTC Staff Comment to the Hon. Ted Weggeland Concerning …
Date
Matter Number
V940011
HSR Informal Interpretations

9403009 Informal Interpretation

… 9403009 Informal Interpretation 9403009 Informal Interpretation March 24 1994 Mr. Dick Smith Premerger Notification Office Room 303 Federal Trade …
Date
Rule
801.1(c)(4); 7A(a)(2)(A) and (C)
See below 3/30/94 The Company has named itself and some of its subsidiaries as the beneficiaries of the Trustestablished by the Company, i.e., the settlor. The Commission, on pg. 33459 of the 7/31...
HSR Informal Interpretations

9403010 Informal Interpretation

… 9403010 Informal Interpretation 9403010 Informal Interpretation March 28 1994 BY HAND Mr. Richard B. Smith The Premerger Notification Office Bureau of Competition Federal …
Date
Rule
7A(c)(1); 802.1(b)
See below 3/29/84 - advised writer that under the PMN Offices treatment of accounts receivable, this transaction is non-reportable under 7A(c)(1) and 802.1(b) as a transfer in the ordinary course of...
HSR Informal Interpretations

9403007 Informal Interpretation

… 9403007 Informal Interpretation 9403007 Informal Interpretation March 15, 1994 Richard Smith, Esq. Premerger … only those of the PMN Office and were not those of the FTC and did not bind it. Writer said that CA had recently …
Date
Rule
801.11(c); 7A(a)(2)(A)
See below 3/21/94 Advised writer that my views reflected only those of the PMN Office and were not those of the FTC and did not bind it. Writer said that CA had recently passed a partnership merger...
HSR Informal Interpretations

9403006 Informal Interpretation

… 9403006 Informal Interpretation 9403006 Informal Interpretation March 15, 1994 VIA FAX: 1-202-326-2050 Mr. Patrick … minimum dollar value exemption in 802.20 of the pertinent FTC rules, unless the $4.5 million payment to Customer is …
Date
Rule
802.20(b)
See below I concur with this letter. We are not giving advice on the Robinson Patman Act or other antitrust laws. The PMN Office gives advice on the H-S-R Act. As long as the v/s of T are valued in...
HSR Informal Interpretations

9403002 Informal Interpretation

… 9403002 Informal Interpretation 9403002 Informal Interpretation March 4, 1994 BY HAND DELIVERY Richard Smith, … that the acquisition described above would fall within the FTCs informal policy that the acquisition of a REIT by a …
Date
Rule
7A(c)(1); 802.1
See below 3/11/94 Advised writer that a REITs purchase of the assets or voting stock of another REIT is exempt under 7A(c)(1). However, the acquisition of the voting stock of a REIT by someone other...
HSR Informal Interpretations

9403001 Informal Interpretation

… 9403001 Informal Interpretation 9403001 Informal Interpretation March 1, 1994 VIA … section of ABA Interpretation Nos. 38 and 236, the FTC staff interprets 15 U.S.C. 18a(c)(10) and 16 C.F.R. … if I have in any way misunderstood the opinion of the FTC Premerger staff in this regards [sic]. As always, I …
Date
Rule
7A(c)(10); 802.10
See below 3/3/94 Advised writer that transactions described in this letter would result in no reportable events. R.B. Smith
HSR Informal Interpretations

9402010 Informal Interpretation

… 9402010 Informal Interpretation 9402010 Informal Interpretation February 22, 1994 VIA FACSIMILE Mr. Dick Smith Premerger Notification Office Bureau of Competition, Room …
Date
Rule
801.11(c)
See below 3/1/94 Called writer and advised that no filing need be made for the acquisition of Company C since it is not engaged in manufacturing, has sales less than $100 MM and its last regularly...
Displaying 16281 - 16300 of 18346
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