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HSR Informal Interpretations

9406004 Informal Interpretation

… 9406004 Informal Interpretation 9406004 Informal Interpretation VIA HAND DELIVERY Nancy Ovuka Premerger … whether I have in anyway misunderstood the position of the FTC Premerger Notification Office staff. As always, I …
Date
Rule
801.11(e)
6/15/94-Neither formation or subsequent acquisition is reportable. [note 1-If $16 MM from bank is not guaranteed by other investors (and bank not getting voting stock), then Company A appears to have...
HSR Statements of Basis and Purpose

59 FR 30545

Federal Register Cite
… 59 FR 30545 59 FR 30545 Proposed Form changes No Final Rule issued 940614pr59fr30545.pdf … 59 FR 30545 …
Type
Proposed Rule
Date
Description
Proposed Form changes No Final Rule issued
Topic
Form
Item 3
Item 4
Item 5
Item 6
Item 7
Item 8
Rules - 803
Advisory Opinions

Elkhart General Hospital

… General Hospital re: Sales of pharmaceuticals by non-profit hospital to hospital operated home health care program Advisory Opinion … Elkhart General Hospital …
Date
re: Sales of pharmaceuticals by non-profit hospital to hospital operated home health care program
HSR Informal Interpretations

9406003 Informal Interpretation

… 9406003 Informal Interpretation 9406003 Informal Interpretation VIA FACSIMILE (REDACTED) Premerger Notification Office Bureau of Competition Federal …
Date
Rule
801.15
6/9/94 - Called letter writer and advised that I was in agreement with the analysis and conclusions in this letter. [note 1-site sketch]
HSR Informal Interpretations

9406001 Informal Interpretation

… 9406001 Informal Interpretation 9406001 Informal Interpretation June 7, 1994 Via Messenger Ms. Melea Epps … to confirm the verbal opinion given by you, a member of the FTC Premerger Notification Staff, on May 31, 1994. The …
Date
Rule
801.2
6/8/94 I called (redacted) and confirmed that the above-stated opinion constitutes the policy of the Premerger Notification Office and is not binding on the Commission.
HSR Informal Interpretations

9406002 Informal Interpretation

… 9406002 Informal Interpretation 9406002 Informal Interpretation VIA FACSIMILE Richard B. Smith Premerger Notification Office Bureau of Competition Federal …
Date
Rule
801.1(b)(2); 801.1(c)(4); 801.11(b)(1) and (2)
6/8/94-Advised writer that I agreed with his conclusion that Mrs. A did not have the contractual power to designate (or to vote in) 50% or more of the directors of the Corporation or the trustees of...
HSR Informal Interpretations

9405013 Informal Interpretation

… 9405013 Informal Interpretation 9405013 Informal Interpretation May 27, 1994 Richard B. Smith Bureau of … made who would be approved by Xs board. You advised me the FTC Premerger Office position with respect to such a …
Date
Rule
801.2(d)
6/3/94 - Advise author that letter correctly reflects the PMN position on non-profit merger except that in the next to last paragraph, where A would be acquiring the assets of non-profits B and C, two...
Advocacy Filings

FTC Staff Comment Before the American Bar Association Concerning Attorney Advertising

… FTC Staff Comment Before the American Bar Association … Enviado por wfg-adm109 el Mié, 01/06/1994 - 00:00 FTC Staff Comment Before the American Bar Association … Attorney Advertising v940012.pdf Advocacy Filing … FTC Staff Comment Before the American Bar Association …
Date
Matter Number
V940012
Advocacy Filings

FTC Staff Comment Before the California Public Utilities Commission Concerning Electricity Industry Restructuring

… FTC Staff Comment Before the California Public Utilities … Enviado por wfg-adm109 el Mié, 01/06/1994 - 00:00 FTC Staff Comment Before the California Public Utilities … Restructuring v940015-ca-electric.pdf Advocacy Filing … FTC Staff Comment Before the California Public Utilities …
Date
Matter Number
V940015
HSR Informal Interpretations

9405011 Informal Interpretation

… 9405011 Informal Interpretation 9405011 Informal Interpretation May 26, 1994 Richard B. Smith, Esq. Premerger Notification Office Bureau of Competition Federal …
Date
Rule
7A(c)(1); 802.1(b); 801.15
5/26/94 - advised writer that his conclusion was correct. (Redacted) are "realty", and payments for such can be subtracted from acquisition price under 801.15 reference to 7A(c)(1). Remaining assets...
HSR Informal Interpretations

9405009 Informal Interpretation

… 9405009 Informal Interpretation 9405009 Informal Interpretation May 20, 1994 VIA FACSIMILE (202) 326-2050 Federal Trade Commission Premerger Notification Office Washington, DC 20580 …
Date
Rule
801.10(c)(2)
See below 5/23/94 Discussed w/PS, who concurred that the letter correctly states current PNO policy. I called and informed (redacted) on 5/23/94 -
HSR Informal Interpretations

9405006 Informal Interpretation

… 9405006 Informal Interpretation 9405006 Informal Interpretation VIA HAND DELIVERY Mr. Patrick Sharpe Compliance … I have in anyway [sic] misunderstood the position of the FTC Premerger Notification Office staff. As always, I …
Date
Rule
801.11(e); 802.20
No response provided.
HSR Informal Interpretations

9405007 Informal Interpretation

… 9405007 Informal Interpretation 9405007 Informal Interpretation May 17, 1994 BY HAND Richard B. Smith, Esquire … If this letter does not accurately reflect the view of the FTC Premerger Notification Office regarding the question …
Date
Rule
801.11(c)(2)
See below 5/18/94 Advised writer that PMN Office agreed with his conclusion. (Discussed with John Sipple who concurred in conclusion). R.B. Smith
HSR Informal Interpretations

9405008 Informal Interpretation

… 9405008 Informal Interpretation 9405008 Informal Interpretation May 18, 1994 Richard B. Smith, Esquire Premerger Notification Office Federal Trade Commission …
Date
Rule
801.10(c)(2)
See below 5/17/94 Advised writer that I disagreed with his conclusion. Estimated future health care cost reimbursement amounts must be included as a liability assumed by the buyer and must, therefore...
HSR Informal Interpretations

9405003 Informal Interpretation

… 9405003 Informal Interpretation 9405003 Informal Interpretation May 5, 1994 VIA TELECOPY Mr. Richard Smith Federal … and Pennsylvania Ave., N.W. Washington, DC 20580 Re: Interpretive Advice on Hart-Scott-Rodino Dear Mr. Smith: We are …
Date
Rule
801.1(b); 802.63; 7A(c)(11)
See below 5/6/94 Writer advises that lender meets ordinary course of business requirement of 802.63. Also that partnership has been set up in the described manner for tax reasons and not for avoidance...
HSR Informal Interpretations

9405004 Informal Interpretation

… 9405004 Informal Interpretation 9405004 Informal Interpretation RECEIPT STAMPED: May 9, 1994 Mr. Patrick Sharpe Compliance Specialist Premerger Notification Office Bureau of Competition Room 303 …
Date
Rule
802.51
See below 5/6/94 Writer advises that lender meets ordinary course of business requirement of 802.63. Also that partnership has been set up in the described manner for tax reasons and not for avoidance...
HSR Informal Interpretations

9405002 Informal Interpretation

… 9405002 Informal Interpretation 9405002 Informal Interpretation VIA HAND DELIVERY … given the complexity of obtaining REIT approval, the FTC staff has applied the exemption to entities in the … an acquisition of realty. It is my understanding that the FTC staff would considered [sic] the merger of the …
Date
Rule
802.1
See below
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