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HSR Informal Interpretations

8308005 Informal Interpretation

… 8308005 Informal Interpretation 8308005 Informal Interpretation (redacted) … Antitrust Improvements Act of 1976, as amended (the HSR Act) Dear Dana: This will confirm our telephone … My June 1, 1983 letter discusses, in general terms, among other things, applicability of the HSR Act filing and waiting …
Date
Rule
801.2; formation of partnerships
No written comments
HSR Informal Interpretations

8307006 Informal Interpretation

… 8307006 Informal Interpretation 8307006 Informal Interpretation (redacted) … 20580 Dear Ms. Vidas: This letter will serve to confirm the conversations between the undersigned and Sandra Vidas of the staff of the Bureau …
Date
Rule
802.1; 7A(c)(1)
SV. Oil & gas. Ordinary course. 7/28/83. Called and advised.
HSR Informal Interpretations

8307005 Informal Interpretation

… 8307005 Informal Interpretation 8307005 Informal Interpretation (redacted) … on July 20, 1983, you rendered informal advice as to the following questions: 1. Where an acquiring person is … warrants to acquire additional voting securities, may the filing be made for the higher threshold which would be …
Date
Rule
803.5; Item 1(c); Item 2(a)
7/26/83. RE: Letter of July 14, 1983. Letter is correct but we hereby ask forcopies of exemption request & send letter if request granted. We assign # and giveC5 letter & when - exemption granted we...
HSR Informal Interpretations

8307001 Informal Interpretation

… 8307001 Informal Interpretation 8307001 Informal Interpretation (redacted) … is to confirm our conversation of last week concerning the acquisition by a British concern of a general … partnership interest in an American partnership engaged in the investment banking business in which you in- formed me …
Date
Rule
801.2
HSR Informal Interpretations

8307002 Informal Interpretation

… 8307002 Informal Interpretation 8307002 Informal Interpretation (redacted) … supplement my letter to you of June 29, 1983, concerning the applicability of the Hart-Scott-Rodino Antitrust Improvements Act of 1976 …
Date
Rule
7A(a)(2)
The attached letters were reviewed by Wayne Kaplan and Dana Abrahamsen prior to July 8,1983 and as modified in the second letter there does not appear to be a reportabletransaction or transactions...
HSR Informal Interpretations

8307003 Informal Interpretation

… 8307003 Informal Interpretation 8307003 Informal Interpretation … Avenues, N.W. Washington, D.C. 20580 Dear Mr. Kaplan: The purpose of this letter is to confirm our telephone … Amend- ment pursuant to 18a(c)(5). If, on the other hand, the ICC determines that the transaction is not exempt, …
Date
Rule
7A(c)(6)
HSR Informal Interpretations

8307004 Informal Interpretation

… 8307004 Informal Interpretation 8307004 Informal Interpretation (redacted) July 15, 1983 BY HAND Patrick Sharpe, Esq. Federal Trade Commission Premerger … This will confirm our phone conversation today concerning the issue of beneficial ownership for purposes of the …
Date
Rule
801.1(c)
John & Dana concur 7-26-83. John. Problem: who has beneficial ownership inthe attached situation? The client or the broker? The situation is identical to theattached example with the exception that...
Advisory Opinions

American Academy of Ophthalmology

… Ophthalmology American Academy of Ophthalmology re: Concerning provisions in a code of ethics regarding delegation of services to non-physician health care …
Date
re: Concerning provisions in a code of ethics regarding delegation of services to non-physician health care providers, arrangements for postoperative care, use of experimental procedures, and...
HSR Informal Interpretations

8306004 Informal Interpretation

… 8306004 Informal Interpretation 8306004 Informal Interpretation (redacted) … follow our telephone conversation today wherein I described the following transaction to you. Corporation A, a company … entity has over $10 million in net sales or total assets. The partners, both general and limited, will contribute a …
Date
Rule
801.11
Agree
HSR Informal Interpretations

8306005 Informal Interpretation

… 8306005 Informal Interpretation 8306005 Informal Interpretation … conversation of yesterday afternoon in which we discussed the applicability if the requirements of the … that determination of when beneficial ownership changes hands is generally to be by the parties but that you agreed …
Date
Rule
801.10
Agree
HSR Informal Interpretations

8305001 Informal Interpretation

… 8305001 Informal Interpretation 8305001 Informal Interpretation Premerger … Washington, D.C. 20580 Attention:Wayne Kaplan Gentlemen: The purpose of this letter is to confirm con- clusions … conversation between Wayne Kaplan of your office and the undersigned on (redacted) concerning the …
Date
Rule
801.11
HSR Informal Interpretations

8305005 Informal Interpretation

… 8305005 Informal Interpretation 8305005 Informal Interpretation (redacted) … confirm our conversation of May 23. You indicated that (1) the formation of joint venture partnerships is not reportable under the Hart-Scott-Rodino Act (the Act) or the Federal Trade …
Date
Rule
802.63
HSR Informal Interpretations

8305006 Informal Interpretation

… 8305006 Informal Interpretation 8305006 Informal Interpretation (redacted) … Re:Hart-Scott-Rodino Improvements Act of 1976 as amended (the HSR) Dear Dana: This will confirm our several recent telephone conversations regarding the use of partnerships as a vehicle to acquire voting …
Date
Rule
801.11
HSR Informal Interpretations

8305007 Informal Interpretation

… 8305007 Informal Interpretation 8305007 Informal Interpretation (redacted) May 31, 1983 By Hand Dana Abrahamsen, Attorney Premerger Notification Office … D.C. 20580 Dear Dana: Set out below is my understanding of the position of the Federal Trade Commission concerning the …
Date
Rule
801.11
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