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HSR Informal Interpretations

9112011 Informal Interpretation

… 9112011 Informal Interpretation 9112011 Informal Interpretation … 16, 1991   BY MESSENGER Federal Trade Commission 6th and Pennsylvania Avenue, N.W. Room 303 Washington, D.C. 20580 Attention:Ms. Nancy Ovuka Compliance Specialist   Re: Advice Concerning …
Date
Rule
801.21
Title (and other indicia of beneficial ownership) will remain w/ trust. Only cash equivalent (right to receive income stream) is being purchased. Payment for such is excluded from size-of-transaction...
Advocacy Filings

FTC Staff Comment to the Hon. John D. Pridnia Concerning Michigan S.B. 301-302 to Remove the Prohibition on Joint Ownership or Operation of a Funeral Establishment and Cemetery

… FTC Staff Comment to the Hon. John D. Pridnia Concerning Michigan S.B. 301-302 to Remove the Prohibition on Joint Ownership or Operation of a Funeral Establishment and Cemetery Enviado por wfg-adm109 el Dom, 01/12/1991 - …
Date
Matter Number
V910021
HSR Informal Interpretations

9111016 Informal Interpretation

… 9111016 Informal Interpretation 9111016 Informal Interpretation … Room 303Fax: (202) 326-2050 Federal Trade Commission 6th and Pennsylvania Avenue Washington, D.C. 20580 Re: HSR … authorized to use, sell or lease property of the bankrupts estate after notice and hearing before the appropriate …
Date
Rule
Bankruptcy
11-25 Called (redacted). OK.
HSR Informal Interpretations

9111009 Informal Interpretation

… 9111009 Informal Interpretation 9111009 Informal Interpretation … Attention: Mr. Patrick Sharpe   Re: Premerger Notification and Report Dear Mr. Sharpe: This letter is to confirm my … the Rules on their facedo not provide clear exemptions for transactions that do not raise the competition and …
Date
Rule
802.30; 802.10
Contacted (redacted) 11-22-91 and said I disagree. PS. RS concurs with me. The Unit holder must report. See # 69 Premerger Practice Manual.
HSR Informal Interpretations

9111012 Informal Interpretation

… 9111012 Informal Interpretation 9111012 Informal Interpretation … November 18, 1991   Richard B. Smith, Esq. Premerger Notification Office Room 312, Headquarters Building … Bureau of Competition Federal Trade Commission 6th Street and Pennsylvania Avenue, NW Washington, D.C. 20580   Re: …
Date
Rule
7A(c)(1); 802.1(b)
11/19/91 - called (redacted). Advised that since sale involved less than all of (redacted)'s rights in bona fide financing arrangements (and buyer does not engagein commercial trucking activities...
HSR Informal Interpretations

9111010 Informal Interpretation

… 9111010 Informal Interpretation 9111010 Informal Interpretation November 15, 1991   BY HAND Richard B. Smith, Esq. Premerger Notification Office … is a large corporation that also regularly originates lease transactions and has regularly purchased and sold equity …
Date
Rule
7A(c)(1); 802.1(b)
11/18/91 - called (redacted). He confirmed that this proposed sale did not involvethe sale of substantially all of the assets of a division of the seller and that the buyers purchase of these lease...
HSR Informal Interpretations

9111008 Informal Interpretation

… 9111008 Informal Interpretation 9111008 Informal Interpretation … Richard B. Smith, Esq. Federal Trade Commission 6th and Pennsylvania Avenue, NW Room 303 Washington, D.C. 20580   Re: Application of Section 801.11(e)   …
Date
Rule
801.11(e); 801.40
11/14/91 - called (redacted) and advised that letter correctly reflects our earlier discussion and that 801.11(e) would reduce (redacted) size below $10MM for thepurchase of the various voting stock...
HSR Informal Interpretations

9111003 Informal Interpretation

… 9111003 Informal Interpretation 9111003 Informal Interpretation … Competition, Room 303 Federal Trade Commission 6th Street and Pennsylvania Avenue, NW Washington, D.C. 20580   Dear … the premerger notification implications of four related transactions. A finance company A is winding up its business …
Date
Rule
7A(c)(1)
11/8/91 OK. TFH
HSR Informal Interpretations

9111004 Informal Interpretation

… 9111004 Informal Interpretation 9111004 Informal Interpretation … Office Bureau of Competition; Room 303 6th Street and Pennsylvania Avenue, NW Washington, D.C. 20580   Re: … land. The Buyer is in the business of buying and selling real estate and in fact in this instance has arranged to …
Date
Rule
7A(c)(1); 802.1
11/8/91 - Writer misunderstood what I said. Applicability of exemption depends exclusively on the fact that raw land is being transferred. TFH
HSR Informal Interpretations

9111006 Informal Interpretation

… 9111006 Informal Interpretation 9111006 Informal Interpretation November 6, 1991   VIA FAX (202) 326-2050 AND REGULAR MAIL Dick Smith, Esq. Staff Attorney Federal … the facts set forth above, you would circulate it to other legal staff of the Federal Trade Commission in order to be …
Date
Rule
801.1 (a)(2)
11/7/91 Called (redacted) and advised that the System is a state agency (non-corporate) and, as such, is not an entity under Sec. 801.1 (a)(2). This conclusion is supported by the enabling legislation...
HSR Informal Interpretations

9111002 Informal Interpretation

… 9111002 Informal Interpretation 9111002 Informal Interpretation … 4, 1991   VIA TELECOPY (202) 326-2050 Mr. Patrick Sharp, Compliance Specialist Premerger Notification Office, Room … formation of a noncorporate joint venture between Party X and Party Y that would own mining rights (the realty …
Date
Rule
7A (c)(1); 802.1; 801.40
This letter is in error; called (redacted) 11-5-91 and informed her of such. PS
HSR Informal Interpretations

9401003 Informal Interpretation

… 9401003 Informal Interpretation 9401003 Informal Interpretation VIA … 11, 1994 Richard B. Smith, Esq. Senior Attorney Premerger Notification Office Federal Trade Commission 6th Street … license. My questions, after reading Interpretations 49 and 129 of the most recent Premerger Notification Practice …
Date
Rule
801.10(b), 801.10(c)
Exclusive licenses. Valuation of. 11/4/91 advised writer that grant of 4 year, North American exclusive patent and know-how license is the transfer of an asset. The lump sum payment and estimated...
HSR Informal Interpretations

9111001 Informal Interpretation

… 9111001 Informal Interpretation 9111001 Informal Interpretation … Competition, Room 303 Federal Trade Commission 6th Street and Pennsylvania Avenue, NW Washington, D.C. 20580   Dear … this process to dispose of over 90% of its assets in four transactions with four different parties. After the …
Date
Rule
7A(c)(1)
None, but see #9111003
HSR Informal Interpretations

9111005 Informal Interpretation

… 9111005 Informal Interpretation 9111005 Informal Interpretation … this letter to you as a follow-up to confirm my understanding that a Pre-Merger Notification filing under the … for all of the assets is $17,000,000. The assets include real estate, buildings and other improvements valued at an …
Date
Rule
801.1(c); 801.10; 801.90
None.
HSR Informal Interpretations

9111011 Informal Interpretation

… 9111011 Informal Interpretation 9111011 Informal Interpretation … November 18, 1991   BY TELECOPIER Mr. Patrick Sharpe Premerger Notification Office Room 303 Federal Trade Commission … of foreign corporation B from foreign individuals X, Y and Z. Corporation B owns 50% of the voting securities of …
Date
Rule
801.30; 802.51
Called (redacted) and informed notice must be given to V (the issuer) and perhaps cc a copy to C to bring them into the loop. Otherwise, I agree with letter. PS. RS concurs. See PDF exhibit for...
HSR Informal Interpretations

9111013 Informal Interpretation

… 9111013 Informal Interpretation 9111013 Informal Interpretation … J. Schechter Federal Trade Commission Room 311 Sixth and Pennsylvania Avenue, NW Washington, D.C. 20580   Dear … because it is essentially an acquisition of unimproved realty. Company A (the Buyer) is a $100 million person. …
Date
Rule
802.1
Writer told that this was NOT an exempt transaction. WS called (redacted) andtold that this transaction was not exempt. WS discussed this letter with R Smithand N. Ovuka, and they concurred.
Displaying 43741 - 43760 of 45645
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