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Advocacy Filings

FTC Staff Comment to the Hon. John D. Pridnia Concerning Michigan S.B. 301-302 to Remove the Prohibition on Joint Ownership or Operation of a Funeral Establishment and Cemetery

… to Remove the Prohibition on Joint Ownership or Operation of a Funeral Establishment and Cemetery Enviado por … to Remove the Prohibition on Joint Ownership or Operation of a Funeral Establishment and Cemetery … to Remove the Prohibition on Joint Ownership or Operation of a Funeral Establishment and Cemetery …
Date
Matter Number
V910021
HSR Informal Interpretations

9111016 Informal Interpretation

… Dear Hy: Further to our telephone conversation of today, you requested that I set forth the facts which we … the Federal Trade Commissions opinion on certain aspects of the Hart-Scott-Rodino premerger notification regulations. … (Bankrupt). Bankrupt is controlled by a solvent company (Parent). Bankrupt is currently in bankruptcy …
Date
Rule
Bankruptcy
11-25 Called (redacted). OK.
HSR Informal Interpretations

9111009 Informal Interpretation

… 1991 VIA U.P.S. NEXT DAY DELIVERY   Premerger Notification Office Bureau of Competition Room 303 Sixth Street & … Trade Commission Washington, D.C. 20580   Attention: Mr. Patrick Sharpe   Re: Premerger Notification and Report Dear … filing with andreview by the Federal Trade Commission and Department of Justice in this context wouldunnecessarily …
Date
Rule
802.30; 802.10
Contacted (redacted) 11-22-91 and said I disagree. PS. RS concurs with me. The Unit holder must report. See # 69 Premerger Practice Manual.
HSR Informal Interpretations

9111012 Informal Interpretation

… 18, 1991   Richard B. Smith, Esq. Premerger Notification Office Room 312, Headquarters Building Bureau of Competition Federal Trade Commission 6th Street and … leasing of trucks). The value of the consideration to be paid for these lease receivables would be approximately $22 …
Date
Rule
7A(c)(1); 802.1(b)
11/19/91 - called (redacted). Advised that since sale involved less than all of (redacted)'s rights in bona fide financing arrangements (and buyer does not engagein commercial trucking activities...
HSR Informal Interpretations

9111010 Informal Interpretation

…   BY HAND Richard B. Smith, Esq. Premerger Notification Office Bureau of Competition Federal Trade Commission Room 312 6th and … The assets are currently under lease to several different parties, including railroads, a steel company, a chemical …
Date
Rule
7A(c)(1); 802.1(b)
11/18/91 - called (redacted). He confirmed that this proposed sale did not involvethe sale of substantially all of the assets of a division of the seller and that the buyers purchase of these lease...
HSR Informal Interpretations

9111008 Informal Interpretation

… NW Room 303 Washington, D.C. 20580   Re: Application of Section 801.11(e)   Dear Mr. Smith:   Thank you for your … (redacted) and me during our telephone conversation of November 6, 1991, regarding Section 801.11(e) of the … of your responses to our questions regarding a particular transaction anticipated by our client (the …
Date
Rule
801.11(e); 801.40
11/14/91 - called (redacted) and advised that letter correctly reflects our earlier discussion and that 801.11(e) would reduce (redacted) size below $10MM for thepurchase of the various voting stock...
HSR Informal Interpretations

9111003 Informal Interpretation

… FEDERAL EXPRESS Thomas Hancock, Esq. Premerger Notification Office Bureau of Competition, Room 303 Federal Trade … implications of four related transactions. A finance company A is winding up its business and in the process … the ordinary course of business since A is winding up its affairs and are therefore not exempt from notification (if …
Date
Rule
7A(c)(1)
11/8/91 OK. TFH
HSR Informal Interpretations

9111004 Informal Interpretation

… Hancock Federal Trade Commission Premerger Notification Office Bureau of Competition; Room 303 6th Street and Pennsylvania Avenue, … to sell a substantial portion of the land to a third-party simultaneously with the closing of its purchase of the …
Date
Rule
7A(c)(1); 802.1
11/8/91 - Writer misunderstood what I said. Applicability of exemption depends exclusively on the fact that raw land is being transferred. TFH
HSR Informal Interpretations

9111006 Informal Interpretation

… Room 303 Washington, D.C. 20580   Re: Applicability of Hart-Scott-Rodino Act to Acquisition of Assets by State … agency is shown by its placement within a state fiscal department for administrative and oversight purposes. The head …
Date
Rule
801.1 (a)(2)
11/7/91 Called (redacted) and advised that the System is a state agency (non-corporate) and, as such, is not an entity under Sec. 801.1 (a)(2). This conclusion is supported by the enabling legislation...
HSR Informal Interpretations

9111002 Informal Interpretation

… November 4, 1991   VIA TELECOPY (202) 326-2050 Mr. Patrick Sharp, Compliance Specialist Premerger Notification Office, Room 303 Bureau of Competition Federal Trade Commission Washington, D.C. …
Date
Rule
7A (c)(1); 802.1; 801.40
This letter is in error; called (redacted) 11-5-91 and informed her of such. PS
HSR Informal Interpretations

9401003 Informal Interpretation

… B. Smith, Esq. Senior Attorney Premerger Notification Office Federal Trade Commission 6th Street & Pennsylvania … the phone today, I appreciate the chance to describe some of the details of a potential transaction involving … numbers I will use have not even been shared with the other party; however, I believe the structure is almost settled. …
Date
Rule
801.10(b), 801.10(c)
Exclusive licenses. Valuation of. 11/4/91 advised writer that grant of 4 year, North American exclusive patent and know-how license is the transfer of an asset. The lump sum payment and estimated...
HSR Informal Interpretations

9111001 Informal Interpretation

… EXPRESS William Schechter, Esq. Premerger Notification Office Bureau of Competition, Room 303 Federal Trade … had discussed on October 24, 25 and 28, 1991. A finance company A is winding up its business. it intends in this … company. Two of these transactions relate to company As consumer financing portfolio and involve assignments of …
Date
Rule
7A(c)(1)
None, but see #9111003
HSR Informal Interpretations

9111005 Informal Interpretation

… William Schechter, Esq. Federal Trade Commission 6th St. & Pa. Avenue, NW Washington, D.C. 20580   Re: (Redacted) Dear Mr. Schechter: As I mentioned to you at the conclusion of our telephone conversation of October 31, 1991, I am sending this letter to you as a …
Date
Rule
801.1(c); 801.10; 801.90
None.
HSR Informal Interpretations

9111011 Informal Interpretation

… Interpretation November 18, 1991   BY TELECOPIER Mr. Patrick Sharpe Premerger Notification Office Room 303 Federal Trade Commission Washington, D.C. … to me over the telephone today regarding certain aspects of the Hart-Scott-Rodino Premerger Notification filing …
Date
Rule
801.30; 802.51
Called (redacted) and informed notice must be given to V (the issuer) and perhaps cc a copy to C to bring them into the loop. Otherwise, I agree with letter. PS. RS concurs. See PDF exhibit for...
HSR Informal Interpretations

9111013 Informal Interpretation

… further information concerning our telephone conversation of Monday, November 18, 1991, in which I requested your … is subject to the reporting and waiting period requirements of the Hart-Scott-Rodino Antitrust Improvements Act (the … it is essentially an acquisition of unimproved realty. Company A (the Buyer) is a $100 million person. Company B (the …
Date
Rule
802.1
Writer told that this was NOT an exempt transaction. WS called (redacted) andtold that this transaction was not exempt. WS discussed this letter with R Smithand N. Ovuka, and they concurred.
HSR Informal Interpretations

9111015 Informal Interpretation

…   Mr. Victor L. Cohen, Esquire Premerger Notification Office Bureau of Competition Federal Trade Commission Room 303 6th and … Act, 15 U.S.C. Sec. 18A(c)(2), when acquired in a package transaction with assets utilized to service the …
Date
Rule
7A(c)(2); 801.21; 801.13
The acquisition of mortgages is exempt under 7A(c)(2) and a mortgage is not an asset under 801.21. Therefore, its value need not be aggregated with other non-exempt assets under 801.13, and a person...
HSR Informal Interpretations

9111017 Informal Interpretation

… Esq. Federal Trade Commission Premerger Notification Office Room H-303 6th St. and Pennsylvania Avenue, NW … you provided yesterday regarding the nonreportability of the following transaction: A controls 100% of the voting … for voting securities by each bondholder, regardless of the particular facts concerning the size of person or …
Date
Rule
802.63
OK. John Sipple expressed some reservations about a situation in which someone heard about this plan and bought up B bonds in order to acquire control of whatused to be B. Its not clear how this case...
HSR Informal Interpretations

9111018 Informal Interpretation

… 9111018 Informal Interpretation November 27, 1991 Patrick Sharp, Esq. Premerger Notification Office Federal Trade Commission Washington, D.C. 20580   … the same powers and responsibilities over the business and affairs of the Partnership... which the board of directors …
Date
Rule
801.40
This transaction is a formation of a partnership not a corporation - - not reportable. 7-31-78 SBP at 33485. Contacted (redacted); not reportable. PS. RS concurs, but notes minor flaws in letter.
Advocacy Filings

FTC Staff Comment Before the Federal Communications Commission In the Matter of Reexamination of the Effective Competition Standard for the Regulation of Cable Television Basic Service Rates

… Before the Federal Communications Commission In the Matter of Reexamination of the Effective Competition Standard for the Regulation of Cable Television Basic Service Rates Enviado por …
Date
Matter Number
V910020
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