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Displaying 43621 - 43640 of 45584
… April 27, 1992 FEDERAL EXPRESS Premerger Notification Office Bureau of Competition Room 303 Federal Trade Commission Washington, … of 1976 (the Act). The proposed transaction involves two companies engaged in the lease financing business. Company A, …
Date
Rule
7A(c)(1)
None (but see 9204015)
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(164.71 KB)
9204001 Informal Interpretation
… 9204001 Informal Interpretation April 1, 1992 Mr. Patrick Sharpe Premerger Office H-303 Federal Trade Commission Washington, D.C. 20580 Re: Proposed Transaction Dear Mr. Sharpe: The purpose of this letter is to confirm our telephone conversation of …
Date
Rule
801.14; 801.15; 801.1(c)(8); 801.21; 7A(c)(2); 7A(c)(3)
None.
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(173.18 KB)
9203008 Informal Interpretation
… 9203008 Informal Interpretation March 25, 1992 Mr. Patrick Sharpe Compliance Specialist Pre-Merger Notification Office Bureau of Competition Room 303 Federal Trade … conversation today, the conclusion was reached that the department* would look to the Group Trust, as majority …
Date
Rule
801.40; 801.11; 801.1(e); 802.71
Called Mr.(redacted) 3-27-92. Must look at Section 801.40. Does it apply? Who controls the newly formed company? It is its own UPE since the v/s in theRevocable Trust are attributed back to the...
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(108.92 KB)
Tech Spray, Inc.
… Spray, Inc. Federal Trade Commission Decisions, Volume 115, Page 433 … Tech Spray, Inc. …
Federal Trade Commission Decisions, Volume 115, Page 433
Type of Action
Federal
Last Updated
Docket Number
C-3377
American Enviro Products, Inc.
… Inc. Federal Trade Commission Decisions, Volume 115 , Page 339 … American Enviro Products, Inc. …
Federal Trade Commission Decisions, Volume 115 , Page 339
Type of Action
Administrative
Last Updated
FTC Matter/File Number
C-3376
9203006 Informal Interpretation
… 9203006 Informal Interpretation March 16, 1992 Mr. Patrick Sharpe, Premerger Notification Office Federal Trade Commission Pennsylvania Avenue at 6th … is to confirm our telephone conversation on the afternoon of March 9, 1992 in which you informed me that the Premerger …
Date
Rule
802.64
I concur, but caution that secondary acquisitions aggregated with current X minority holdings may take them out of the 802.64 exemption for certain secondary acquisitions. Called (redacted) 3-17-92...
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(48.81 KB)
9203005 Informal Interpretation
… Trade Commission Premerger Notification Bureau Bureau of Competition Room 303 Federal Trade Commission Washington, … conversation today, I referred to our telephone discussion of June 1991 and my letter of June 21, 1991 (copy attached), … A’s sole investment is in the Issuer, but A’s ultimate parent entity is an individual with investments in several …
Date
Rule
802.63
No response provided.
File
Original Image File
(160.37 KB)
9203004 Informal Interpretation
… 202-326-2050 Hy Rubenstein, Esq. Premerger Notification Office Bureau of Competition Federal Trade Commission Washington, D.C. … during which we discussed the following hypothetical. Company A, a U.S. person, proposes to sell to Company B, a U.S. …
Date
Rule
802.50(a)(1)
3-17-92 Called (redacted) and confirmed. (Redacted) agree.
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(82.36 KB)
9203003 Informal Interpretation
… John M. Sipple, Jr., Esquire Chief Premerger Notification Office Federal Trade Commission Room 306 6th and … Avenue, N.W. Washington, D.C. 20580 Re: Applicability of 16 C.F.R. 802.63 Dear John: This letter confirms our … my client, a major United States domiciled (redacted) company (redacted), will acquire 100% of the voting securities …
Date
Rule
802.63
Called on 3/12. Left message stating that the letter accurately reflects our conversation and informal advice rendered. The acquisition appears to be part of a bona fide debt workout although the...
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(77.67 KB)
9202010 Informal Interpretation
… Interpretation February 27, 1992 Premerger Notification Office Federal Trade Commission 6th Street and Pennsylvania … N.W. Room 303 Washington, D.C. 20580 Re:Applicability of Hart-Scott-Rodino Antitrust Improvement Act of 1976 … Federal Deposit Insurance Corporation, and other third parties. Corporation C has provided financing to corporation …
Date
Rule
802.20
Called (redacted) 3-5-92-- I agree with letter (since notes clear up some of the questions) RS concurs. What is the size of W. Corp? If less than $25MM in net sales and total assets then exempt under...
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(189.71 KB)
9203001 Informal Interpretation
… March 4, 1992 BY HAND Pre-Merger Notification Office Bureau of Competition Room 303 Federal Trade Commission 6th and … February 27, 1992, in accordance with the Bank Holding Company Act of 1956, as amended, regarding an indirect …
Date
Rule
7A(c)(8)
We may have some questions about whether this is exempt under c-8 or not. JS is discussing this with DOJ. Have exempted this under c-8 for this transaction only.// Per RS who indicated that JS ok'd...
File
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(41.76 KB)
9203007 Informal Interpretation
… VIA FACSIMILE Victor Cohen, Esq. Pre-Merger Notification Office Federal Trade Commission Sixth and Pennsylvania … (Seller) which for many years has been in the business of owning and developing commercial real property, primarily industrial and raw land parcels. The Seller has properties in most of the United …
Date
Rule
802.1
Industrial land such as an income producing warehouse will not be exempt even ifit is being sold to a developer of realty. The raw land is exempt and could bedeleted from the overall transaction to...
File
Original Image File
(85.11 KB)
9203010 Informal Interpretation
… 9203010 Informal Interpretation March 26, 1992 Mr. Patrick Sharpe Premerger Office H-303 Federal Trade Commission Washington, D.C. 20580 Re:Proposed Transaction Dear Mr. Sharpe: The purpose of this letter is to confirm our telephone conversation …
Date
Rule
7A(c)(3); 7A(c)(2); 801.14; 801.15; 802.30
801.14 - The assets must be aggregated with v/s of Sub. Z. Note: If asset purchase occurs first, do not aggregate. See example 801.14 and 801.13(b). Even if aggregated, value is less than $15 MM. (See...
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(176.92 KB)
9203012 Informal Interpretation
… Assistant Director for Premerger Notification Bureau of Competition Federal Trade Commission Sixth Street & … D.C. 20580 Dear John: I am writing to confirm the substance of our telephone conversation on March 26, 1992, in which … investment is this interest in the Issuer, but its ultimate parent entity is an individual with investments in several …
Date
Rule
802.63(a)
Called on 3/31 to confirm that the letter reflects the advice provided. In an early conversation I explained that 802.63 was applicable even though A did not regularly lend money since the loan was...
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Original Image File
(205.35 KB)
9202005 Informal Interpretation
… 14, 1992 Richard Smith, Esq. Premerger Notification OfficeVIA TELECOPIER Federal Trade Commission, Room 303 … to purchase certain assets from S, Inc. (an ultimate parent entity that meets the $10 million size test) and P (a natural person and a shareholder of S, Inc.). S, Inc. and P are the partners in S, L.P., an …
Date
Rule
802.1(b); 801.15; 7A(c)(1)
2/21/92 - Advised (redacted) that the PMN Office was the view that the consideration paid for the six parcels of undeveloped land, i.e., $9.4 MM, could be excluded from the acquisition price under 801...
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(149.25 KB)
9202006 Informal Interpretation
… 19, 1992 Richard Smith, Esq. Premerger Notification Office Federal Trade Commission, Room 303 sixth Street and … This letter serves to confirm our telephone conversation of Tuesday, February 18, 1992. During that conversation, … properties was further broken down into approximately 68 separate values given to particular interests. All of the …
Date
Rule
7A(c)(1); 801.15; 801.10
2/21/92 Advised (redacted) that the PMN office was of the view that the $1MM paid for non-producing properties could, under § 801.15, be excluded from the acquisition price since, in our view, such...
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(166.88 KB)
9202003 Informal Interpretation
… 9202003 Informal Interpretation February 4, 1992 Mr. Patrick Sharpe Compliance Specialists Pre-Merger and Notification Office Bureau of Competition Room 303, Federal Trade Commission 600 …
Date
Rule
7A(c)(3)
I concur. PS. Called 2-7-92
File
Original Image File
(42.83 KB)
9202004 Informal Interpretation
… Esquire Federal Trade Commission Premerger Notification Office, Rm. 398 6th Street and Pennsylvania Avenue, NW … under Hart-Scott-Rodino Antitrust Improvements Act of 1976. The transaction is essentially a … a corresponding reduction of the pre-transaction ultimate parent’s interest in the entity controlling those …
Date
Rule
801.40; 802.60
2/5/92 - talked to (redacted). As to conclusion 2, pg 3., advised that, although underwriters are exempt under 802.60, if they are part of the formation of N, their contributions should be included in...
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Original Image File
(211.14 KB)
Displaying 43621 - 43640 of 45584