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HSR Informal Interpretations

9406004 Informal Interpretation

… 9406004 Informal Interpretation 9406004 Informal Interpretation VIA HAND DELIVERY Nancy Ovuka Premerger Notification Office Bureau of Competition Federal Trade …
Date
Rule
801.11(e)
6/15/94-Neither formation or subsequent acquisition is reportable. [note 1-If $16 MM from bank is not guaranteed by other investors (and bank not getting voting stock), then Company A appears to have...
HSR Statements of Basis and Purpose

59 FR 30545

Federal Register Cite
… 59 FR 30545 59 FR 30545 Proposed Form changes No Final Rule issued 940614pr59fr30545.pdf … 59 FR 30545 …
Type
Proposed Rule
Date
Description
Proposed Form changes No Final Rule issued
Topic
Form
Item 3
Item 4
Item 5
Item 6
Item 7
Item 8
Rules - 803
Advisory Opinions

Elkhart General Hospital

… Elkhart General Hospital Elkhart General Hospital re: Sales of pharmaceuticals by non-profit … hospital to hospital operated home health care program Advisory Opinion … Elkhart General Hospital …
Date
re: Sales of pharmaceuticals by non-profit hospital to hospital operated home health care program
HSR Informal Interpretations

9406003 Informal Interpretation

… 9406003 Informal Interpretation 9406003 Informal Interpretation VIA … whether our client, referred to herein as company A, and our client’s joint venture partner, herein referred to … are separated aby existing roadways and have separate legal descriptions. Of the (redacted) parcels, (redacted) …
Date
Rule
801.15
6/9/94 - Called letter writer and advised that I was in agreement with the analysis and conclusions in this letter. [note 1-site sketch]
HSR Informal Interpretations

9406001 Informal Interpretation

… 9406001 Informal Interpretation 9406001 Informal Interpretation June 7, 1994 Via Messenger Ms. Melea Epps Premerger Notification and Screening Federal Trade Commission 6th and Pennsylvania …
Date
Rule
801.2
6/8/94 I called (redacted) and confirmed that the above-stated opinion constitutes the policy of the Premerger Notification Office and is not binding on the Commission.
HSR Informal Interpretations

9406002 Informal Interpretation

… 9406002 Informal Interpretation 9406002 Informal Interpretation VIA FACSIMILE Richard B. Smith Premerger Notification Office Bureau of Competition Federal Trade … 69,000,000 shares, representing roughly 51% of the outstanding voting securities, are held in a trust (the …
Date
Rule
801.1(b)(2); 801.1(c)(4); 801.11(b)(1) and (2)
6/8/94-Advised writer that I agreed with his conclusion that Mrs. A did not have the contractual power to designate (or to vote in) 50% or more of the directors of the Corporation or the trustees of...
HSR Informal Interpretations

9405013 Informal Interpretation

… 9405013 Informal Interpretation 9405013 Informal Interpretation May … Trade Commission Room 323 6th Street & Pa. Ave., N.W. Washington, D.C. 20580 Dear Mr. Smith: I am writing to confirm our … conversations regarding the appropriate manner in which to handle Hart-Scott-Rodino filing with respect to a particular …
Date
Rule
801.2(d)
6/3/94 - Advise author that letter correctly reflects the PMN position on non-profit merger except that in the next to last paragraph, where A would be acquiring the assets of non-profits B and C, two...
HSR Informal Interpretations

9405010 Informal Interpretation

… 9405010 Informal Interpretation 9405010 Informal Interpretation May 26, 1994 Hy David Rubenstein, Esquire Premerger Notification Office Bureau of Competition, Room 303 Federal Trade Commission Sixth Street and Pennsylvania Avenue, N.W. Washington, DC 20580 Dear Mr. …
Date
Rule
801.40
See below 5/31 Called writer; Step 1 is formation of a non-corp - not reportable
HSR Informal Interpretations

9405011 Informal Interpretation

… 9405011 Informal Interpretation 9405011 Informal Interpretation May … Bureau of Competition Federal Trade Commission Sixth Street and Pennsylvania Avenue, N.W. Washington, D.C. 20580 re: Section 7A(c)(1) Exemption for Acquisitions of Realty Dear Mr. Smith: I am writing to confirm the advice …
Date
Rule
7A(c)(1); 802.1(b); 801.15
5/26/94 - advised writer that his conclusion was correct. (Redacted) are "realty", and payments for such can be subtracted from acquisition price under 801.15 reference to 7A(c)(1). Remaining assets...
Cases and Proceedings

Orkin Exterminating Company, Inc.

… Orkin Exterminating Company, Inc. Orkin Exterminating Company, Inc. Federal Trade Commission Decisions, Volume …

Federal Trade Commission Decisions, Volume 117, Page 747

Type of Action
Federal
Last Updated
HSR Informal Interpretations

9405009 Informal Interpretation

… 9405009 Informal Interpretation 9405009 Informal Interpretation May … VIA FACSIMILE (202) 326-2050 Federal Trade Commission Premerger Notification Office Washington, DC 20580 Attention: … Transaction Dear Ms. Epps: This letter confirms my understanding of our conversation yesterday regarding the method …
Date
Rule
801.10(c)(2)
See below 5/23/94 Discussed w/PS, who concurred that the letter correctly states current PNO policy. I called and informed (redacted) on 5/23/94 -
HSR Informal Interpretations

9405007 Informal Interpretation

… 9405007 Informal Interpretation 9405007 Informal Interpretation May 17, 1994 BY HAND Richard B. Smith, Esquire Premerger Notification Office Bureau of Competition, Room 303 …
Date
Rule
801.11(c)(2)
See below 5/18/94 Advised writer that PMN Office agreed with his conclusion. (Discussed with John Sipple who concurred in conclusion). R.B. Smith
HSR Informal Interpretations

9405008 Informal Interpretation

… 9405008 Informal Interpretation 9405008 Informal Interpretation May 18, 1994 Richard B. Smith, Esquire Premerger Notification Office Federal Trade Commission Washington, … obligations arose by reason of contracts between the seller and its former employees. At the time of the closing of the …
Date
Rule
801.10(c)(2)
See below 5/17/94 Advised writer that I disagreed with his conclusion. Estimated future health care cost reimbursement amounts must be included as a liability assumed by the buyer and must, therefore...
Policy Statements

Enforcement Policy Statement on Food Advertising

… Enforcement Policy Statement on Food Advertising Enforcement Policy Statement on Food Advertising I. Introduction II. Legal Framework for Commission Action III. Nutrient Content Claims A.  Claims Describing the Absolute and Comparative Nutrient Content of Foods Absolute Nutrient …
Date
I. Introduction II. Legal Framework for Commission Action III. Nutrient Content Claims A. Claims Describing the Absolute and Comparative Nutrient Content of Foods Absolute Nutrient Content Claims...
HSR Informal Interpretations

9405003 Informal Interpretation

… 9405003 Informal Interpretation 9405003 Informal Interpretation May … TELECOPY Mr. Richard Smith Federal Trade Commission Sixth and Pennsylvania Ave., N.W. Washington, DC 20580 Re: Interpretive Advice on Hart-Scott-Rodino …
Date
Rule
801.1(b); 802.63; 7A(c)(11)
See below 5/6/94 Writer advises that lender meets ordinary course of business requirement of 802.63. Also that partnership has been set up in the described manner for tax reasons and not for avoidance...
HSR Informal Interpretations

9405004 Informal Interpretation

… 9405004 Informal Interpretation 9405004 Informal Interpretation … RECEIPT STAMPED: May 9, 1994 Mr. Patrick Sharpe Compliance Specialist Premerger Notification Office Bureau … relating to joint venture proposed by (redacted) and (redacted) Dear Mr. Sharpe: See file # 9404005 Thank you …
Date
Rule
802.51
See below 5/6/94 Writer advises that lender meets ordinary course of business requirement of 802.63. Also that partnership has been set up in the described manner for tax reasons and not for avoidance...
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