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HSR Informal Interpretations

9611010 Informal Interpretation

Date

11 de Dic de 1996

Rule

801.40 (LLC formation)

12/11/96 - Confirmed with writer that LLC would be controlled by both universities. The chief executive officer of the LLC would be, therefore, an employee of both universities. Representatives of...

Original Image File (101.19 KB)

HSR Informal Interpretations

9612004 Informal Interpretation

Date

10 de Dic de 1996

Rule

802.31

See Letter #62 for the formula used in #94. Does the underlying v/s (of the preferred stock)enable the holder of securities to vote for exactly two directors (the same number it can currently appoint)...

Original Image File (69.35 KB)

HSR Informal Interpretations

9612002 Informal Interpretation

Date

10 de Dic de 1996

Rule

802.5(b)

12/10/96 - Called writer to confirm that this transaction is exempt under Rule 802.5(b)

Original Image File (50.92 KB)

Cases and Proceedings

Closing Letters

Jones Intercable, Inc. / InterMedia Partners III, L.P.

Date

10 de Dic de 1996

Matter Number

961 0040

Letter to Gale T. Miller, Esq., Counsel for Jones Intercable, Inc. (38.54 KB)

Letter to Jeffrey Schmidt, Esq., Counsel for InterMedia Partners III, L.P. (28.84 KB)

Federal Register Notice

Progressive Mortgage Corporation; Sanford Cramer; Analysis to Aid Public Comment

Date

10 de Dic de 1996

HSR Informal Interpretations

9612003 Informal Interpretation

Date

9 de Dic de 1996

Rule

802.20

12/9/96 - Advised writer that I agreed with his conclusion. However, disagreed with sentence two in paragraph (2) above. The HSR Act says nothing about partnership interests. The5/29/87 SBP at 20061...

Original Image File (100.6 KB)

Federal Register Notice

California SunCare, Inc.; Donald J. Christal; Analysis to Aid Public Comment

Date

5 de Dic de 1996

Federal Register Notice

General Motors Corp., American Honda Motor Co., Inc., American Isuzu Motors, Inc., Mazda Motor of America, Inc., and Mitsubishi Motor Sales of America, Inc., Analysis To Aid Public Comment

Date

5 de Dic de 1996

Federal Register Notice

Phaseout of America, Inc.; Products & Patents, Ltd.; Analysis To Aid Public Comment

Date

5 de Dic de 1996

HSR Informal Interpretations

9612001 Informal Interpretation

Date

3 de Dic de 1996

Rule

801.2

I concur with this letter. PS. TH and RS agree. Called (redacted) 12/3/96 and informed him

Original Image File (103.48 KB)

HSR Informal Interpretations

9611011 Informal Interpretation

Date

2 de Dic de 1996

Rule

801.40 (LLC formation, partnership formation)

12/2/96 - Advised writer that neither the partnership or LLC formation would be reportable under HSR. However, partnership would be controlled by A & B due to their direct holdings of49.5% and their...

Original Image File (129.12 KB)

Advisory Opinions

Southwest Florida Oral Surgery Associates

Date

2 de Dic de 1996

re: Cooperative of oral and maxillofacial surgery practices

HSR Informal Interpretations

9612006 Informal Interpretation

Date

1 de Dic de 1996

Rule

801.1 (c); #76 Premerger Notification Practice Manual

Facts presented indicate that the 4 entities have entered into a partnership agreement for the operation of the hospitals. If there is a management agreement with operation of hospital by previous non...

Original Image File (148.28 KB)

HSR Informal Interpretations

9612007 Informal Interpretation

Date

1 de Dic de 1996

Rule

801.11 (c); 802.20; #158 Premerger Notification Practice Manual

Since the consolidating statement is part of the annually prepared financial statements it should be included in determining the annual sales of the subsidiary to be sold. Together they show “net”...

Original Image File (169.91 KB)

Advocacy Filings

FTC Staff Comment to the Honorable Ron Stephens Concerning Illinois H.B. 3285 to Repeal Ban on Rental Car Firms Offering Collision Damage Waivers and Imposing Certain Disclosures and CDW Price Caps

Date

1 de Dic de 1996

FTC Staff Comment to the Honorable Ron Stephens Concerning Illinois H.B. 3285 to Repeal Ban on Rental Car Firms Offering Collision Damage Waivers and Imposing Certain Disclosures and CDW Price Caps (74.75 KB)

Cases and Proceedings

Closing Letters

Meineke Discount Muffler Shops, Inc.

Date

27 de Nov de 1996

Matter Number

942 3008

Letter to Neil Simon, Esq., Counsel for Meineke Discount Muffler Shops, Inc. (30.42 KB)

Federal Register Notice

Granting of Request for Early Termination of the Waiting Period Under the Premerger Notification Rules

Date

27 de Nov de 1996

Cases and Proceedings

Hale Products, Inc., In the Matter of

Type of Action

Administrative

Last Updated

26 de Nov de 1996

FTC Matter/File Number

901 0061

Docket Number

C-3694

Cases and Proceedings

Waterous Company, Inc., a corporation

Waterous and Hale Products, Inc. agreed to settle charges that for more than 50 years they sold fire pumps on an exclusive basis to fire truck manufacturers in an attempt to allocate the customers each would serve, thereby making it more difficult for other pump makers to enter the market. The two consent orders prohibit each company from enforcing any requirement that fire truck manufacturers refrain from purchasing mid-ship mounted fire pumps from any other company, or that they purchase or sell only the relevant Waterous or Hale pumps.

Type of Action

Administrative

Last Updated

26 de Nov de 1996

FTC Matter/File Number

9010061a

Docket Number

C-3693

Cases and Proceedings

Closing Letters

General Electric / United Technologies Corporation

Date

22 de Nov de 1996

Matter Number

961 0072

Letter to Deborah L. Feinstein, Esq., Counsel for The General Electric Company (32.67 KB)

Letter to William Randolph Smith, Esq., Counsel for United Technologies Corporation (33.3 KB)

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