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HSR Informal Interpretations

9512010 Informal Interpretation

… 9512010 Informal Interpretation 9512010 Informal Interpretation … 18, 1995 By Telecopier Hy David Rubenstein, Esq. Premerger Notification Office Room 303 Federal Trade Commission Sixth Street and Pennsylvania Avenue, NW Washington, D.C. 20580 Re: …
Date
Rule
801.40
110/23 Spoke to writer: Exemptions are limited to officers and directors but can include employees of either side.
HSR Informal Interpretations

9510008 Informal Interpretation

… 9510008 Informal Interpretation 9510008 Informal Interpretation … is to confirm our telephone conferences on October 5, 1995 and October 13, 1995, relating to the Federal Trade … a hotel by a partnership whose ultimate parent entity is a real estate investment trust (REIT). The factual …
Date
Rule
7A(c)(1)
10/14/95 - Advised co-author that letter reflects position of Premerger Office concerning realty purchases by REITs which have not yet qualified with IRS. Noted that should REIT fail to qualify the...
HSR Informal Interpretations

9510006 Informal Interpretation

… 9510006 Informal Interpretation 9510006 Informal Interpretation BY TELECOPIER Richard B. Smith, Esq. Premerger Notification Office Bureau of Competition Federal Trade … you gave to me in our telephone conversations of yesterday and today regarding under what circumstances the formation …
Date
Rule
801.40
10/13/95 - Advised writer’s phone mail that letter was correct in its statement of how the PMN Office presently views formation of LLC’s. RBSmith
HSR Informal Interpretations

9510005 Informal Interpretation

… 9510005 Informal Interpretation 9510005 Informal Interpretation October 13, 1995 VIA HAND DELIVERY Mr. Richard B. Smith Premerger Notification … Office (PNO) has interpreted 7(a)(c)(10) to exempt transactions such as the one described in this letter. Based …
Date
Rule
802.10; 7A(c)(10)
10/13/95 - Advised writer that it is the view of the PMN Office that the transaction described would be exempt under 802.10. Letter 236 in 1991 ABA book notes that creation of a new shell holding...
HSR Informal Interpretations

9510004 Informal Interpretation

… 9510004 Informal Interpretation 9510004 Informal Interpretation … October 10, 1995 BY TELECOPY Richard B. Smith, Esq. Premerger Notification Office Bureau of Competition Federal Trade … the transaction described below. The parties, Companies A and B, will be jointly forming a new corporation, NewCo. …
Date
Rule
801.40; 801.2(d)
10/11/95 - Advised writer that filing as an 801.40 formation was inappropriate in this fact setting. While Company A is being merged in a sub of Newco Company B remains inexistence as a contributor to...
HSR Informal Interpretations

9510002 Informal Interpretation

… 9510002 Informal Interpretation 9510002 Informal Interpretation October 2, 1995 Premerger Notification Office Bureau of Competition Federal Trade … Opinion Regarding Filing Under Hart Scott Rodino Act Ladies and Gentlemen: This office represents (redacted) and the …
Date
Rule
7A(a)(c)(8); 801.10(b); 802.20
10/5/95. Called writer. He confirmed that none of the listed entities controlled any other entities. Fair market value of Partnership assets is not book value and has been determined without...
HSR Informal Interpretations

9510001 Informal Interpretation

… 9510001 Informal Interpretation 9510001 Informal Interpretation October 2, 1995 VIA MESSENGER Richard B. Smith, Esq. Premerger Notification Office … discussion regarding the proper treatment under the HSR Act and Rules of the following conduct involving our client. We …
Date
Rule
801.2; 801.1(a)(2)
10/4/95 - Left phone mail message for writer that I agreed with his conclusion. (Noted, however, that I was not addressing the issue of potential HSR reportability for the two licenses presently held...
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