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HSR Informal Interpretations

9510012 Informal Interpretation

… VIA FEDERAL EXPRESS Richard Smith Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania … (A), a venture capital fund organized as a limited partnership (B) and an irrevocable trust (C) intend to form …
Date
Rule
7A(c)(3); 801.1(b)(i)(ii) and (2)
11/2/95 - Writer explains that last full sentence on Pg. means that A will form a wholly owned sub & B will form a wholly owned sub, which will be members (with C) of LLC. Advised that since an...
HSR Informal Interpretations

9511002 Informal Interpretation

… FAX 202-326-2624 Nancy Ovuka, Esq. Premerger Notification Office Bureau of Competition Federal Trade Commission 600 … by (redacted) L.L.C. (redacted) limited liability company and 99% owned subsidiary of s wholly owned subsidiary … with the Federal Trade Commission (the FTC) and the Department of Justice (DOJ) under the Hart-Scott-Rodino Act …
Date
Because the acquisition is one transaction, the company may rely on the balance sheet available at 12/95 when it begins consummating the deal.
HSR Informal Interpretations

9511005 Informal Interpretation

… Nancy Ovuka Federal Trade Commission Premerger Notification Office Bureau of Competition, Room 303 Washington, D.C. 20580 Dear Ms. … with two other entities, will forma limited liability company (an LLC) for the purposed of transacting business with …
Date
Rule
801.40
None noted
HSR Informal Interpretations

9511006 Informal Interpretation

… (202) 326-2624 Ms. Nancy Ovuka Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania … with two other entities, will form a limited liability company (an LLC) for the purpose of transacting business with …
Date
Rule
801.40
None
Federal Register Notice

Test Procedures and Labeling Standards for Recycled Oil - 16 CFR Part 311

… Procedures and Labeling Standards for Recycled Oil - 16 CFR Part 311 Federal Register Notice Test Procedures and Labeling Standards for Recycled Oil - 16 CFR Part 311 951031recycledoil.pdf … Test Procedures and Labeling Standards for Recycled Oil - 16 CFR Part 311 …
Date
HSR Informal Interpretations

9510009 Informal Interpretation

… Interpretation Dick Smith, Esq. Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania … size-of-person of H determined? The financial statements prepared for the IPO filing can be considered to contain the …
Date
Rule
801.40; 801.2(d)
10/27/95 - talked with writer. As to l., the joint formation seems to be in connection with a subsequent merger. (Also, forming persons are not $10MM in size and thus not reportable under 801.40). As...
HSR Informal Interpretations

9410012 Informal Interpretation

… October 24, 1994 Via Facsimile Premerger Notification Office Bureau of Competition, Room 303 Federal Trade Commission Sixth … Pennsylvania Avenue, N.W. Washington, D.C. 20580 Attention:Patrick Sharpe, Compliance Specialist Re: Notification …
Date
Rule
802.50(b), 801.21
I disagree with the PMN Office approach in #268. (AS concurs). Have advisedto file as one transaction because of nexus with the U.S., 802.50 does not apply tothe second part. Called (redacted) 10-25...
HSR Informal Interpretations

9512010 Informal Interpretation

… Telecopier Hy David Rubenstein, Esq. Premerger Notification Office Room 303 Federal Trade Commission Sixth Street and … Avenue, NW Washington, D.C. 20580 Re: Application of Hart-Scott-Rodino Premerger Notification Requirements to Formation of a Limited Liability Company Dear Hy: Per our conversation of earlier today, I am …
Date
Rule
801.40
110/23 Spoke to writer: Exemptions are limited to officers and directors but can include employees of either side.
Federal Register Notice

Sunshine Act Meeting - In the Matter of California Dental Association

… Sunshine Act Meeting - In the Matter of California Dental Association Federal Register Notice Sunshine Act Meeting - In the Matter of California Dental Association 9259 … … Sunshine Act Meeting - In the Matter of California Dental Association …
Date
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