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Advisory Opinions

Opinion 96-2

… Opinion 96-2 Opinion 96-2 Apparent applicability of the Franchise Rule to a commercial … program. Discusses in detail the likely availability of the fractional franchise exemption to the affiliation …
Date
Apparent applicability of the Franchise Rule to a commercial real estate affiliation program. Discusses in detail the likely availability of the fractional franchise exemption to the affiliation...
Federal Register Notice

Public Workshop on Consumer Privacy on the Global Information Infrastructure

… Public Workshop on Consumer Privacy on the Global Information Infrastructure Federal Register Notice Public Workshop on Consumer Privacy on the Global Information Infrastructure 960515publicworkshoponconsumerprivacy.pdf … Public Workshop on Consumer Privacy on …
Date
HSR Informal Interpretations

9605002 Informal Interpretation

… 1996 VIA FACSIMILE Mr. Richard Smith Premerger Notification Office Federal Trade Commission Washington, D.C. Re: Application of Hart-Scott-Rodino Antitrust Improvements Act of 1976 (the … of facts, New Hospital A will be controlled by Parent at the time of the transfer of assets between …
Date
Rule
802.4; 801.40; 801.1(c)(8)
5/13/96 Advised writer that transfer of assets from Hospital to New Hospital A by System, which is a health care system with other hospitals and activities, and assets from Hospital B to New Hospital...
HSR Informal Interpretations

9605012 Informal Interpretation

… 9605012 Informal Interpretation BY HAND DELIVERY Mr. Patrick Sharpe Compliance Specialist Premerger Notification Office Federal Trade Commission 6th Street & Pennsylvania …   Re:      Hart-Scott-Rodino Reporting Requirements: Size-of-Person Test Dear Mr. Sharpe:             Thank you very …
Date
Rule
801.1(c); 801.11
called (redacted)-- basically concur with letter. PS 5/3/96. RS concurs
HSR Informal Interpretations

9605001 Informal Interpretation

… DELIVERY Thomas F. Hancock, Esq. Premerger Notification Office Bureau of Competition Federal Trade Commission 6th & Pennsylvania … Formation of Joint Venture Management and Operating Company Dear Tom: Two not-for-profit (redacted) have proposed …
Date
Rule
801.40; 802.40
Called the writer and told him that the formation of Newco is not a reportable eventprimarily because there is no acquisition. No assets are being transferred to Newco. We did not reach the issue of...
HSR Informal Interpretations

9605003 Informal Interpretation

… AND MAIL Hy David Rubenstein, Esq. Premerger Notification Office Bureau of Competition Federal Trade Commission 601 Pennsylvania … Avenue, N.W. Washington, D.C. 20580 Re: Formation of Partnership Dear Hy: I am writing to confirm the substance …
Date
Rule
Partnership formation
None.
HSR Informal Interpretations

9605006 Informal Interpretation

… - (202) 326-2624 Ms. Nancy Ovuka Premerger Notification Office Bureau of Competition Federal Trade Commission Room … this conversation we discussed that a limited liability company, similar to a partnership, may be exempt from filing … or other fiduciary to conduct or supervise the business and affairs of the LLC or its assets and properties or any …
Date
Rule
Formation of LLC
None.
HSR Informal Interpretations

9605007 Informal Interpretation

… 9605007 Informal Interpretation VIA HAND-DELIVERY Mr. Patrick Sharpe Compliance Specialist Pre-Merger Notification Office Room H-303 Federal Trade Commission Sixth Street and … for FTC Staff Confirmation Regarding  “Non-Reportablility” of Proposed Transaction Dear Mr. Sharpe: …
Date
Rule
801.1(b); 801.11(e); 802.2(h)
Based on the facts there are no reporting obligations for the parties involved in these transactions. Called (redacted) 5-23-96. PS
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