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HSR Informal Interpretations

9611006 Informal Interpretation

… (202) 326-2624 Ms. Nancy Ovuka Premerger Notification Office Bureau of Competition Room 303 Federal Trade Commission 6th and … that involves the formation of a limited liability company. We believe that the events described in the attached …
Date
Rule
801.40
11/20/96 A should report for its acquisition of B assets. Subsequent formation of LLC is exempt. To meet “continuum theory” criteria, the last event must be reportable which it is not here. RS concurs...
Federal Register Notice

Conopco, Inc.; Van Den Bergh Foods Company; Analysis to Aid Public Comment

… Conopco, Inc.; Van Den Bergh Foods Company; Analysis to Aid Public Comment Federal Register Notice Conopco, Inc.; Van Den Bergh Foods Company; Analysis to Aid Public Comment 912 3336 … 961115conopco.pdf … Conopco, Inc.; Van Den Bergh Foods Company; Analysis to Aid Public Comment …
Date
Advisory Opinions

Opinion 96-4

… Opinion 96-4 Opinion 96-4 Apparent applicability of the Franchise Rule to a joint … and license agreement. Discusses the ineffectiveness of transfers to affiliated companies of ownership of the …
Date
Apparent applicability of the Franchise Rule to a joint venture and license agreement. Discusses the ineffectiveness of transfers to affiliated companies of ownership of the mark and of franchisee...
Advisory Opinions

Opinion 96-5

… Opinion 96-5 Opinion 96-5 Inapplicability of the Franchise Rule retroactively where the parties anticipated at the time of the purchase that the Rule would not apply because the …
Date
Inapplicability of the Franchise Rule retroactively where the parties anticipated at the time of the purchase that the Rule would not apply because the only required payments were deferred until at...
HSR Informal Interpretations

9611005 Informal Interpretation

… 8, 1996 Richard B. Smith, Esq,. Premerger Notification Office Bureau of Competition Federal Trade Commission 6th … N.W. Washington, D.C. 20580 Re:Definition of Finance Company for Purposes of 802.64 Dear Dick: I am writing to … of its business is financing, including debt financing, consumer financing, leasing and equity financing. For …
Date
Rule
802.64 (a)(7)
11/14/96 Advised writer that it was the view of the PMN Office (PS, NO, TH and VC) that(redacted) can qualify as a finance company under 802.64(a)(7). I pointed out to the writer that in order to use...
HSR Informal Interpretations

9611003 Informal Interpretation

… 6, 1996 VIA COURIER Richard Smith Premerger Notification Office Bureau of Competition Federal Trade Commission 601 Pennsylvania … B) and that those shareholders and the corporation are parties to a shareholder agreement. Shareholder A currently …
Date
Rule
801.1(b)(2)
11/14/96 - Agreed with conclusion of letter. In order to have an objective, easily administrable control by contract criterion, the test is whether the person has the contractual power to appoint half...
HSR Informal Interpretations

9611004 Informal Interpretation

… Interpretation John M. Sipple, Esq., Premerger Notification Office, Bureau of Competition Federal Trade Commission Washington, D.C. …             We represent two foreign banking and finance companies (redacted) and (redacted), both incorporated in …
Date
Rule
802.51(d)
11/8/96 – Advised caller’s assistant that income from securities and other investments must be included in revenues for 802.51(d) even though such securities and investments may be in foreign firms...
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