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HSR Informal Interpretations

9611011 Informal Interpretation

… 9611011 Informal Interpretation 9611011 Informal Interpretation … (redacted) November 27, 1996 VIA FACSIMILE (202) 326-2624 and UPS   Richard B. Smith Federal Trade Commission … The parties have chosen this structure independently of HSR considerations. The LLC will be governed by a Board of …
Date
Rule
801.40 (LLC formation, partnership formation)
12/2/96 - Advised writer that neither the partnership or LLC formation would be reportable under HSR. However, partnership would be controlled by A & B due to their direct holdings of49.5% and their...
Advisory Opinions

Southwest Florida Oral Surgery Associates

… Southwest Florida Oral Surgery Associates Southwest Florida Oral Surgery Associates re: Cooperative of oral and maxillofacial surgery practices Advisory Opinion … Southwest Florida Oral Surgery Associates …
Date
re: Cooperative of oral and maxillofacial surgery practices
HSR Informal Interpretations

9612006 Informal Interpretation

… 9612006 Informal Interpretation 9612006 Informal Interpretation Victor Cohen, Esq. Premerger Notification Office Bureau of Competition Federal Trade … the informal interpretation you provided (redacted) and me over the telephone on December 11, 1996 relating to …
Date
Rule
801.1 (c); #76 Premerger Notification Practice Manual
Facts presented indicate that the 4 entities have entered into a partnership agreement for the operation of the hospitals. If there is a management agreement with operation of hospital by previous non...
HSR Informal Interpretations

9612007 Informal Interpretation

… 9612007 Informal Interpretation 9612007 Informal Interpretation … Office Bureau of Competition Federal Trade Commission 6th and Pennsylvania Avenue, N.W. Washington, D.C. 20580   … exemption set forth therein. 16 C.F.R. § 802.20(b) exempts transactions where the acquiring person does not acquire …
Date
Rule
801.11 (c); 802.20; #158 Premerger Notification Practice Manual
Since the consolidating statement is part of the annually prepared financial statements it should be included in determining the annual sales of the subsidiary to be sold. Together they show “net”...
Advocacy Filings

FTC Staff Comment to the Honorable Ron Stephens Concerning Illinois H.B. 3285 to Repeal Ban on Rental Car Firms Offering Collision Damage Waivers and Imposing Certain Disclosures and CDW Price Caps

… FTC Staff Comment to the Honorable Ron Stephens Concerning Illinois H.B. 3285 to Repeal Ban on Rental Car Firms Offering Collision Damage Waivers and Imposing Certain Disclosures and CDW Price Caps Enviado …
Date
Cases and Proceedings

Hale Products, Inc., In the Matter of

… Hale Products, Inc., In the Matter of Hale Products, Inc., In the Matter of … Hale Products, Inc., In the Matter …
Type of Action
Administrative
Last Updated
FTC Matter/File Number
901 0061
Docket Number
C-3694
Cases and Proceedings

Waterous Company, Inc., a corporation

… Waterous Company, Inc., a corporation Waterous Company, Inc., a corporation Waterous and Hale Products, Inc. agreed to settle charges that for more than 50 years they …
Waterous and Hale Products, Inc. agreed to settle charges that for more than 50 years they sold fire pumps on an exclusive basis to fire truck manufacturers in an attempt to allocate the customers each would serve, thereby making it more difficult for other pump makers to enter the market. The two consent orders prohibit each company from enforcing any requirement that fire truck manufacturers refrain from purchasing mid-ship mounted fire pumps from any other company, or that they purchase or sell only the relevant Waterous or Hale pumps.
Type of Action
Administrative
Last Updated
FTC Matter/File Number
9010061a
Docket Number
C-3693
Cases and Proceedings
Closing Letters

General Electric / United Technologies Corporation

… General Electric / United Technologies Corporation General … Electric / United Technologies Corporation 961122gefeinsteinletter.pdf 961122gesmithletter.pdf … General Electric / …
Date
Matter Number
961 0072
HSR Informal Interpretations

9611008 Informal Interpretation

… 9611008 Informal Interpretation 9611008 Informal Interpretation … November 21, 1996 VIA TELECOPY   Victor L. Cohen Premerger Notification Office Bureau of Competition Room 303 Federal Trade Commission 6th and Pennsylvania Avenue, N.W. Washington, D.C. 20580 …
Date
Rule
801.1(c); 801.90; #239 Premerger Practice Manual
Answer to 11/21/96 letter to Victor Cohen from (redacted). Possible transfer “a.”: the transfer of an undivided 50% interest to B1 is the transfer of an asset and reportable if all HSR tests are met...
Federal Register Notice

Guides for the Mirror Industry - 16 CFR Part 21

… Guides for the Mirror Industry - 16 CFR Part 21 Federal Register Notice Guides for the Mirror Industry - 16 CFR Part 21 961121mirrorindustry.pdf … Guides …
Date
HSR Informal Interpretations

9611006 Informal Interpretation

… 9611006 Informal Interpretation 9611006 Informal Interpretation VIA TELECOPY (202) 326-2624 Ms. Nancy Ovuka Premerger Notification Office Bureau of Competition Room 303 Federal Trade Commission 6th and Pennsylvania Avenue, N.W. Washington, D.C. 20580 …
Date
Rule
801.40
11/20/96 A should report for its acquisition of B assets. Subsequent formation of LLC is exempt. To meet “continuum theory” criteria, the last event must be reportable which it is not here. RS concurs...
Advisory Opinions

Opinion 96-4

… Opinion 96-4 Opinion 96-4 Apparent applicability of the Franchise Rule to a joint venture and license agreement. Discusses the ineffectiveness of … of the mark and of franchisee waivers to avoid coverage or compliance obligations. Advisory Opinion … Opinion 96-4 …
Date
Apparent applicability of the Franchise Rule to a joint venture and license agreement. Discusses the ineffectiveness of transfers to affiliated companies of ownership of the mark and of franchisee...
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