The legal library gives you easy access to the FTC’s case information and other official legal, policy, and guidance documents.
Displaying 34181 - 34200 of 45488
0010002 Informal Interpretation
Date
Rule
801.1(c)
Agree, The first potentially reportable event would be the purchase of 100% interest in the portfolio. (N. Ovuka, T. Hancock and R. Smith concur)
File
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(76.95 KB)
0010003 Informal Interpretation
Date
Rule
801.2(d), 801.40, 802.40
Unknown
File
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(45.65 KB)
0010004 Informal Interpretation
Date
Rule
Formal Interpretation 15
Agree - LLC is not $10 MM person & is its own UPE
File
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(48.34 KB)
0010005 Informal Interpretation
Date
Rule
Formal Interpretation 15
Agree - LLC is not $10 MM person & is its own UPE
File
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(48.99 KB)
0010006 Informal Interpretation
Date
Rule
801.2
As a result of the consolidation C would be attributed the assets/revenue of A & B and would be a $100 MM person. $10 MM shareholders of A & B would have potential filing obligation.
File
Original Image File
(23.27 KB)
0010007 Informal Interpretation
Date
Rule
801.2
Advised the writer that it was unlikely that the FTC would seek civil penalties against holding company if a shareholder acquired it voting stock in violation of the ACT.
File
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(39.61 KB)
0010008 Informal Interpretation
Date
Rule
801.2(d), 802.41
Either A or B should file & include information from both companies. Two certification are require.
File
Original Image File
(26.07 KB)
0010009 Informal Interpretation
Date
Rule
802.1(c)
Advised the writer that in a merger, B would file only with respect to the operations and would not include A.
File
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(43.71 KB)
20005125: Harbin Clinic, LLC; PhyCor, Inc.
Date
Acquiring Party
Harbin Clinic, LLC
Acquired Party
PhyCor, Inc.
Acquired Entities
PhyCor, Inc.
20005102: CGW Southeast Partners IV, L.P.; CapeSuccess LLC
Date
Acquiring Party
CGW Southeast Partners IV, L.P.
Acquired Party
CapeSuccess LLC
Acquired Entities
CapeSuccess LLC
20005085: H Group Holding, Inc.; Eli Lilly and Company
Date
Acquiring Party
H Group Holding, Inc.
Acquired Party
Eli Lilly and Company
Acquired Entities
Eli Lilly and Company
20005083: Arrow Electronics, Inc.; Stonington Capital Appreciation 1994 Fund, L.P.
Date
Acquiring Party
Arrow Electronics, Inc.
Acquired Party
Stonington Capital Appreciation 1994 Fund, L.P.
Acquired Entities
Merisel Open Computing Alliance, Inc.
20005068: Salzgitter AG; Vodafone Group Plc
Date
Acquiring Party
Salzgitter AG
Acquired Party
Vodafone Group Plc
Acquired Entities
Mannesmannrohren-Werke
20005067: WPS Resources Corporation; Wisconsin River Power Company
Date
Acquiring Party
WPS Resources Corporation
Acquired Party
Wisconsin River Power Company
Acquired Entities
Wisconsin River Power Company
20005066: Coachmen Industries, Inc.; Miller Building Systems, Inc.
Date
Acquiring Party
Coachmen Industries, Inc.
Acquired Party
Miller Building Systems, Inc.
Acquired Entities
Miller Building Systems, Inc.
20005065: Quokka Sports, Inc.; Total Sports Inc.
Date
Acquiring Party
Quokka Sports, Inc.
Acquired Party
Total Sports Inc.
Acquired Entities
Total Sports Inc.
20005057: Enron Corp.; HSB Group, Inc.
Date
Acquiring Party
Enron Corp.
Acquired Party
HSB Group, Inc.
Acquired Entities
Integrated Process Technologies, L.L.C.
20005053: Teligent, Inc.; Executive Conference, Inc.
Date
Acquiring Party
Teligent, Inc.
Acquired Party
Executive Conference, Inc.
Acquired Entities
Executive Conference, Inc.
20005052: SOFTBANK Corp.; TeraBeam Networks, Inc.
Date
Acquiring Party
SOFTBANK Corp.
Acquired Party
TeraBeam Networks, Inc.
Acquired Entities
TeraBeam Networks, Inc.
Displaying 34181 - 34200 of 45488