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HSR Informal Interpretations

0009004 Informal Interpretation

… 0009004 Informal Interpretation 0009004 Informal Interpretation From :       … 11:40 AM Subject :  HSR Filing Obligations Please confirm the following analysis with respect to HSR filing … mange 8 limited liability companies and 7 corporations (together the "X Companies") owned by Corporation Z. A and B …
Date
Rule
802.1, 802.2(d)
#1. (i) refer to comment #1 (ii) yes last statement No. #2 Yes #3 No. #4 Correct #5 refer to commentComment: parking lots/office space acquired in conjunction with a business was not exempt under 802...
HSR Informal Interpretations

0009006 Informal Interpretation

… 0009006 Informal Interpretation 0009006 Informal Interpretation [redacted] … that you could confirm that no filing is necessary in the following situation. Company A and Partnership B (both … under 801.40 both A and B are $100 million entities and the NewCo will have total assets of more than $10 million. …
Date
Rule
801.4, 802.2(d), 802.4
This is not an 801.40 analysis. We would treat this as a "consolidation"' Company A is deemed to have acquired all of the assets of partnership B and partnership B is deemed to have acquired all of...
HSR Informal Interpretations

0009007 Informal Interpretation

… 0009007 Informal Interpretation 0009007 Informal Interpretation From :     … that both Company a and Partnership B have investments in other homebuilding partnerships or LLCs - all of whose assets …
Date
Rule
802.4
Company A acquiring partnership B: - 100% interests - look through to underlying assets - minority interest - exempt regardless of underlying assets Partnership B acquiring Company A - minority or...
HSR Informal Interpretations

0009009 Informal Interpretation

… 0009009 Informal Interpretation 0009009 Informal Interpretation [ redacted ] … Avenue, N.W. Washing ton, D.C. 20580 Dear Mr. Verne: The purpose of this letter is to confirm your recent advice regarding the application of the exemption from premerger notification …
Date
Rule
802.9
Agree
HSR Informal Interpretations

0009010 Informal Interpretation

… 0009010 Informal Interpretation 0009010 Informal Interpretation … From Same UPE Dear Mr. Sharpe: This is to confirm the advice you rendered regarding the applicability of 16 … Office that if any sequence of the simultaneous accusations would result in a filing obligation (because, for …
Date
Rule
801.11(e)
Concur
HSR Informal Interpretations

0009011 Informal Interpretation

… 0009011 Informal Interpretation 0009011 Informal Interpretation September … D.C. 20580 Dear Patrick: This letter will recapitulate the facts of a transaction described to you on the phone this afternoon, as to which you agreed that no HSR …
Date
Rule
801.10, 801.21, 802.4
Concur
HSR Informal Interpretations

0009013 Informal Interpretation

… 0009013 Informal Interpretation 0009013 Informal Interpretation [redacted] September 28, 2000 By Hand Delivery Mr. Michael Verne Premerger Notification … telephone conversation regarding Items 7(a) and 7(c) of the Hart-Scott-Rodino Notification and Report Form ("HSR …
Date
Rule
Item 7
Assets which do not constitute an entity.
HSR Informal Interpretations

0009014 Informal Interpretation

… 0009014 Informal Interpretation 0009014 Informal Interpretation (redacted) … mverne@ftc.gov Date:  Thu, Sep 28, 2000 8:39 PM Is the grant of an exclusive license to market and sell a … NOTICE TO RECIPIENT: THIS E-MAIL IS MEANT FOR ONLY THE INTENDED RECIPIENT OF THE TRANSMISSION, AND MAY BE A …
Date
Rule
801.2
If it is purely a marketing/distribution license, it is not considered the acquisition of an assets, even if it is exclusive.
Amicus Briefs

American Bioscience v. Bristol-Myers

… American Bioscience v. Bristol-Myers Amicus brief before the U.S. District Court for the Central District of California regarding a proposed settlement between American Bioscience, Inc. (ABI) and Bristol-Myers Squibb Co. regarding the …
Date
Citation Number
CV-00-08577 WMB
Amicus brief before the U.S. District Court for the Central District of California regarding a proposed settlement between American Bioscience, Inc. (ABI) and Bristol-Myers Squibb Co. regarding the...
Advocacy Filings

FTC Staff Comment Before the Department of Justice, Executive Office for United States Trustees Concerning How Filing for Bankruptcy Relief Affects the Privacy of Individual Consumer Information

… FTC Staff Comment Before the Department of Justice, Executive Office for United States Trustees Concerning How Filing for Bankruptcy Relief Affects the Privacy of Individual …
Date
Matter Number
V000013
Early Termination Notices

20004621: Lancaster Colony Corporation; Patricia W. Barnes

… Colony Corporation; Patricia W. Barnes HSR Early Termination Notice 20004621: Lancaster Colony Corporation; … W. Barnes 20004621 Sister Schubert's Homemade Rolls, Inc. Patricia W. Barnes Lancaster Colony Corporation … …
Date
Acquiring Party
Lancaster Colony Corporation
Acquired Party
Patricia W. Barnes
Acquired Entities
Sister Schubert's Homemade Rolls, Inc.
Early Termination Notices

20004644: Fortis (NL) N.V.; Service Corporation International

… 20004644: Fortis (NL) N.V.; Service Corporation International HSR Early Termination Notice 20004644: Fortis (NL) N.V.; Service Corporation International 20004644 American Memorial Life Insurance …
Date
Acquiring Party
Fortis (NL) N.V.
Acquired Party
Service Corporation International
Acquired Entities
American Memorial Life Insurance Company
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