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HSR Informal Interpretations

0404019 Informal Interpretation

… 0404019 Informal Interpretation 0404019 Informal Interpretation Apri127, 2004 … DC Dear Mike: I am writing to follow up on and confirm the telephoneconversation that (redacted) and I had with you on April 26 regarding the saleof four crude oil tankers. The facts as we described …
Date
Rule
802.50
Agree.
HSR Informal Interpretations

0404020 Informal Interpretation

… 0404020 Informal Interpretation 0404020 Informal Interpretation … and (ii) a limited partnership of whichan affiliate of the investment adviser is the general partner. These securitieswill not be purchased …
Date
Rule
801.1(c)
Agree. The investment advisor does not hold any of the V/S in the separately managed accounts on the partnership. No aggregation is required among them.
Advisory Opinions

Opinion 04-3

… Opinion 04-3 Opinion 04-3 Discusses what funeral goods and services must be separately itemized on the General Price List; under what circumstances items may be listed as "no charge"; whether funeral providers may use separate General Price Lists …
Date
Discusses what funeral goods and services must be separately itemized on the General Price List; under what circumstances items may be listed as "no charge"; whether funeral providers may use separate...
HSR Informal Interpretations

0404018 Informal Interpretation

… 0404018 Informal Interpretation 0404018 Informal Interpretation … Subject: HSR Question Mike, I had a quick question on theissue of control. In trying to determine who the UPE of the acquiring party is,the following facts are …
Date
Rule
801.1(b)
Agree. This does not constitute control.
Early Termination Notices

20040757: Morgan Stanley; Barra, Inc.

… 20040757: Morgan Stanley; Barra, Inc. HSR Early Termination Notice 20040757: Morgan Stanley; Barra, Inc. 20040757 Barra, Inc. Barra, Inc. Morgan Stanley … …
Date
Acquiring Party
Morgan Stanley
Acquired Party
Barra, Inc.
Acquired Entities
Barra, Inc.
Displaying 28261 - 28280 of 44537
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