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HSR Informal Interpretations

9111002 Informal Interpretation

… Patrick Sharp, Compliance Specialist Premerger Notification Office, Room 303 Bureau of Competition Federal Trade … that conversation, you concurred with our opinion that the transaction we discussed, as described below, would be …
Date
Rule
7A (c)(1); 802.1; 801.40
This letter is in error; called (redacted) 11-5-91 and informed her of such. PS
HSR Informal Interpretations

9401003 Informal Interpretation

… B. Smith, Esq. Senior Attorney Premerger Notification Office Federal Trade Commission 6th Street & Pennsylvania … Requirement for Potential Transaction As we discussed on the phone today, I appreciate the chance to describe some of …
Date
Rule
801.10(b), 801.10(c)
Exclusive licenses. Valuation of. 11/4/91 advised writer that grant of 4 year, North American exclusive patent and know-how license is the transfer of an asset. The lump sum payment and estimated...
HSR Informal Interpretations

9111011 Informal Interpretation

…   BY TELECOPIER Mr. Patrick Sharpe Premerger Notification Office Room 303 Federal Trade Commission Washington, D.C. 20580   Dear Mr. Sharpe:   This is to confirm the advice you provided to me over the telephone today …
Date
Rule
801.30; 802.51
Called (redacted) and informed notice must be given to V (the issuer) and perhaps cc a copy to C to bring them into the loop. Otherwise, I agree with letter. PS. RS concurs. See PDF exhibit for...
HSR Informal Interpretations

9111013 Informal Interpretation

… D.C. 20580   Dear Mr. Schechter: This letter provides further information concerning our telephone conversation of Monday, November 18, 1991, in which I requested your …
Date
Rule
802.1
Writer told that this was NOT an exempt transaction. WS called (redacted) andtold that this transaction was not exempt. WS discussed this letter with R Smithand N. Ovuka, and they concurred.
HSR Informal Interpretations

9111015 Informal Interpretation

…   Mr. Victor L. Cohen, Esquire Premerger Notification Office Bureau of Competition Federal Trade Commission Room … our phone conversations of today and yesterday in providing the Premerger Offices position regarding the …
Date
Rule
7A(c)(2); 801.21; 801.13
The acquisition of mortgages is exempt under 7A(c)(2) and a mortgage is not an asset under 801.21. Therefore, its value need not be aggregated with other non-exempt assets under 801.13, and a person...
HSR Informal Interpretations

9111017 Informal Interpretation

… Esq. Federal Trade Commission Premerger Notification Office Room H-303 6th St. and Pennsylvania Avenue, NW …   Dear Mr. Hancock: I am writing this letter to confirm the oral advice you provided yesterday regarding the …
Date
Rule
802.63
OK. John Sipple expressed some reservations about a situation in which someone heard about this plan and bought up B bonds in order to acquire control of whatused to be B. Its not clear how this case...
HSR Informal Interpretations

9111018 Informal Interpretation

… 27, 1991 Patrick Sharp, Esq. Premerger Notification Office Federal Trade Commission Washington, D.C. 20580   … required to file a premerger notification under Title II of the Hart-Scott-Rodino Antitrust Improvements Act of 1976 …
Date
Rule
801.40
This transaction is a formation of a partnership not a corporation - - not reportable. 7-31-78 SBP at 33485. Contacted (redacted); not reportable. PS. RS concurs, but notes minor flaws in letter.
Advocacy Filings

FTC Staff Comment Before the Federal Communications Commission In the Matter of Reexamination of the Effective Competition Standard for the Regulation of Cable Television Basic Service Rates

… FTC Staff Comment Before the Federal Communications Commission In the Matter of Reexamination of the Effective Competition Standard for …
Date
Matter Number
V910020
Advocacy Filings

FTC Staff Comment Before the Federal Aviation Administration In the Matter of High Density Traffic Airports: Slot Allocation and Transfer Methods

… FTC Staff Comment Before the Federal Aviation Administration In the Matter of High Density Traffic Airports: Slot Allocation and …
Date
Matter Number
V910024
HSR Informal Interpretations

9110016 Informal Interpretation

… Avenue, NW Washington, D.C. 20580   Re: Formation of Joint Venture by Creditors of Bankrupt Debtor   Dear Mr. … confirm our conversation of September 30, 1991 concerning the applicability of the Hart-Scott-Rodino Premerger …
Date
Rule
801.40
Called (redacted) 10-29-91 -- 801.40 does not apply since size thresholds are notmet. PS. RS concurs but notes flaws.
HSR Informal Interpretations

9110013 Informal Interpretation

… VIA FACSIMILE Mr. John Sipple Assistant Director Premerger Office of the Bureau of Competition Federal Trade Commission Washing …
Date
Rule
802.63
10/23/91 Per J/Ss request, called (redacted). He advised that B was not acompetitor of A, the insurance company. I advised that A appeared to be acreditor of B and, as such, in a bona fide debt...
HSR Informal Interpretations

9110006 Informal Interpretation

… October 4, 1991   Richard Smith Premerger Notification Office Bureau of Competition Federal Trade Commission 6th & … D.C. 20580   Dear Mr. Smith:   I am writing in further reference to the request for advice contained in my …
Date
Rule
7A(c)(1); 802.1 (a)
10/15/91-Advised (redacted) that we viewed the sale of the voting stock as the sale of anentity whose assets consist solely of real property and assets incidental to the ownership ofreal property and...
HSR Informal Interpretations

9110010 Informal Interpretation

… Interpretation Thomas Hancock Premerger Notification Office Bureau of Competition Federal Trade Commission 6th & … 8, 1991, we are writing to request your advice as to whether, in the circumstances descried below, a limited partner …
Date
Rule
801.1(b)
10/15/91 - Told writer that X would control because meets definition of control at the time of consummation, despite the fact that after consummation, it would no longer have 50% interest.
HSR Informal Interpretations

9110008 Informal Interpretation

… October 8, 1991   Patrick Sharpe Premerger Notification Office Bureau of Competition Federal Trade Commission 6th & …   Dear Mr. Sharpe: A few weeks ago, I talked with you about the interpretation of various statements in the Statement of …
Date
Rule
802.30; 802.52
Called (redacted) 10-9-91 Basically concur with letter and noted comments. [note 1-graph regarding corporations]-[note 2-Does anyone else control A? -No confirmed from(redacted)]-[note 3-U.S. subs...
HSR Informal Interpretations

9110005 Informal Interpretation

… October 4, 1991   John Stipple, jr. Premerger Notification Office Bureau of Competition Federal Trade Commission 6th & …   (redacted) represents 9redacted) in connection with the following: In (redacted) the Office of Thrift …
Date
Rule
7A(c)(4)
Called on 10/8/91 - Based on facts presented, the acquisition is exempt under c(4) as an acquisition from a federal agency. Here, the RTC controls the financial institution through receivership; the...
HSR Informal Interpretations

9110007 Informal Interpretation

… Interpretation October 4, 1991   Premerger Notification Office Bureau of Competition Federal Trade Commission 6th & … and Waiting Period Requirements in Connection with the Purchase of Voting Securities of (redacted)   Dear Mr. …
Date
Rule
7A(c)(4)
10/8/91-talked to (redacted). Advised that I was not speaking for the Commission but only for the PMN Office, which advice was not binding on the Commission. I agreed that, since the RTC was approving...
HSR Informal Interpretations

9110004 Informal Interpretation

… October 2, 1991   John Sipple Premerger Notification Office Bureau of Competition Federal Trade Commission 6th & … Hart-Scott-Rodino Act Advice   Dear John: This will confirm the advice received on October 1, 1990 regarding the …
Date
Rule
7A(c)(6)
Called on 10/3 - agree the letter reflects the advice given [note 1-Attachment]
HSR Informal Interpretations

9109009 Informal Interpretation

… 24, 1991   Hy David Rubenstein Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenue, … is hereby made to my letter to you dated September 5, 1991 (the Request Letter), a copy of which is attached hereto) in …
Date
Rule
802.9; 7A(c)(9)
10/2/91 Called (redacted) points support the acquiring persons intent. FTC or DOJ may still investigate to determine actual intent [note 1-the conclusion the acquiring person not the staffs conclusion...
Displaying 17041 - 17060 of 18682
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