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HSR Informal Interpretations

9910008 Informal Interpretation

… that the present transaction is exempt from the reporting requirements of the Act because the Commissioner … State or political subdivision thereof are exempt from the reporting requirements of the Act. Moreover, 16 C.F.R. … and be exempt under Section 7A(c)(4) of the Act from the reporting requirements of the Act. A copy of the foregoing …
Date
Rule
7A(c)(4), 801.1(a)(20,
(none)
HSR Informal Interpretations

9909012 Informal Interpretation

… 1, 1999 (copy attached). My question was whether the non-reportability of the sale of stock from Company A to Company … whether Company As repurchase of Subsidiary C is a reportable event. You advised that this would not change … that the sale from Company A to Company D would not be reportable because Company D would not meet the size of …
Date
Rule
801.1(c)(1)
9/30/99 - We do not [sic] the reportability of the second transaction, but antitrustreview of As cto for B, which includes company C, has been made. The transferof B to D (in this case not reportable)...
Federal Register Notice

Report of the "Tar" Nicotine, and Carbon Monoxide of the Smoke of 1262 Varieties of Domestic Cigarettes for the Year 1996 and Report of the "Tar" Nicotine, and Carbon Monoxide of the Smoke of 1252 Varieties of Domestic Cigarettes for the Year 1997

… Report of the "Tar" Nicotine, and Carbon Monoxide of the … 1262 Varieties of Domestic Cigarettes for the Year 1996 and Report of the "Tar" Nicotine, and Carbon Monoxide of the … Cigarettes for the Year 1997 Federal Register Notice Report of the "Tar" Nicotine, and Carbon Monoxide of the …
Date
HSR Informal Interpretations

9909009 Informal Interpretation

… to the HSR Acts filing requirements. The formation is not reportable because it will not involve the contribution of …
Date
Rule
Formal Interpretation 15
Agree that none of the above is reportable. R. Smith and T. Hancock concur. 9/27/99. Note# 1 - Acquisition of less than 10% for cash. Note #2 - only one business contributed..
HSR Statements of Basis and Purpose

64 FR 51763

Federal Register Cite
… required with filings 990924premergernotificationreporting.pdf … 64 FR 51763 …
Type
Notice
Date
Description
Affidavit and Certification Formal Interpretation 16--only one original affidavit and certification required with filings
Topic
Administrative
Form
Rules - 803
Federal Register Notice

Premerger Notification: Reporting and Waiting Period Requirements

… Premerger Notification: Reporting and Waiting Period Requirements Federal Register Notice Premerger Notification: Reporting and Waiting Period Requirements 990924premergernotificationreporting.pdf … Premerger Notification: Reporting and …
Date
HSR Informal Interpretations

9909006 Informal Interpretation

… to the HSR Acts filing requirements. The formation is not reportable because it will not involve the contribution fo …
Date
Rule
Formal Interpretation 15
9/22/99 - Called writer who confirmed that LLC-1 referred to in letter is the presently existing LLC between X and Y, in which control adjustments will bemade for financial and business reasons before...
Cases and Proceedings

Provident Companies, Inc. and UNUM Corporation

… Association of Insurance Commissioners for studies and reports … Provident Companies, Inc. and UNUM Corporation …

The consent order ensures that the merged firm of Provident and UNUM Corporation will continue to participate in industry-wide solicitations for data to make actuarial predictions on probable future claims by applicants who hold policies with providers of individual disability insurance. The order requires Provident-to provide data to the Society of Actuaries and/or the National Association of Insurance Commissioners for studies and reports

Type of Action
Administrative
Last Updated
FTC Matter/File Number
9910101
Docket Number
C-3894
HSR Informal Interpretations

9909007 Informal Interpretation

… previous exclusive license? 1. These facts relate to the reportability of an August 31, 1999 agreement (the 1999 … and H Company. Both Agreements and issues pertinent to the reportability of the 1999 Agreement are described below. The …
Date
Rule
801.90, 801.1(c), 801.14
9/17/99 - Sender advised that 1993 Agreement had not been filed for. Asked that they confirm that no filing was needed. (at that time, S was privately held so price for stock was just short of $10MM...
HSR Informal Interpretations

9909004 Informal Interpretation

… partnership interest held by B, it would nevertheless be reportable because it is an acquisition of voting stock of … agreed, that the acquisition of this LLC interest was not reportable. In addition, we agreed that it would not change …
Date
Rule
801.1(f)(1); 802.4
9/9/99 Called writer and advised that while Steps (1) and (2) above would not be reportable, step (3) is reportable, as long as the partnership below does not hold exempt realty, which would permit...
HSR Informal Interpretations

9909002 Informal Interpretation

… 31, 1999, that the following three-step transaction is not reportable under the Hart-Scott-Rodino Antitrust … viewed as the creation of an LLC. For the creation to be reportable, two pre-existing separately-controlled …
Date
Rule
F.I. 15
9/7/99 Talked to writer. Advised that first step is not viewed by Premerger Office as the formation of an LLC. An LLC needs two different persons participating in it. However, no reportable LLC...
HSR Informal Interpretations

9909010 Informal Interpretation

… our analysis that the below-described transactions are not reportable under the HSR Act. This letter pertains to the … conversations, we discussed the above transactions and the reporting obligations of the parties under the HSR Act and … with which you concurred, the two transactions would not be reportable. 1. Formation of Foreign NewCo. The formation of …
Date
Rule
801.40, 802.50(b), 802.51(b) and 801.11(e)
See notes on attached draft. (Editors note: this letter was the final version of9009008 and 9909011. On 9909011, staff made some notes/edits which were incorporated into this final document).
HSR Informal Interpretations

9908011 Informal Interpretation

… will be jointly appointed by the System members (A&B). Not Reportable.”]                2.           In Scenario 2, a … Comment : **** “801.40 No v/s are being acquired - not reportable.”                                 ***** “Potentially reportable.”]   In Scenario 3, Newco would be created as a …
Date
Rule
801.40; 801.10
Called (redacted) 8/26/99 – Facts are not clear. Called (redacted) 8/26/99 and discussed the issues (see notes) and clarification of the scenarios presented
Displaying 1661 - 1680 of 2689
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