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HSR Informal Interpretations

9206005 Informal Interpretation

… 9206005 Informal Interpretation 9206005 Informal Interpretation June 15, 1992 Premerger Notification Office Bureau of Competition Federal …
Date
Rule
7A(c)(1)
6/18/92 Advised (redacted) that his letter accurately reflects the present view of the PMN Office regarding real estate purchases by REITs governed by the applicable IRS regulations.
HSR Informal Interpretations

9205009 Informal Interpretation

… 9205009 Informal Interpretation 9205009 Informal Interpretation May 27, 1992 Richard Smith, Esq. Federal Trade … letter, please contact me to discuss the position of the FTC staff with respect to the described transaction. Very …
Date
Rule
801.1(c); 802.20(b)
6/8/92 - called (redacted) and advised that, based on the fact scenario outlined above, B would not control X through the holding of voting stock but rather pursuant to a stockholders' agreement...
HSR Informal Interpretations

9206001 Informal Interpretation

… 9206001 Informal Interpretation 9206001 Informal Interpretation June 3, 1992 Victor L. Cohen, Esq. Premerger … of the patents. We note that, in analogous situations, the FTC staff has viewed the length of time for which a …
Date
Rule
801 generally
Grant of an exclusive license for a specific product use and limited in time and geographic scope is the transfer of an asset and subject to the HSR Act. Product, time and geographic limitations go to...
HSR Informal Interpretations

9206002 Informal Interpretation

… 9206002 Informal Interpretation 9206002 Informal Interpretation June 5, 1992 Premerger Notification Office Bureau of Competition Federal …
Date
Rule
Item 5 of the Form
When assets being acquired constitute an entire entity, division or operating business, Items 5(a), 5(b)(i) and 5(b)(iii) should be completed assuming such data is transferred to the acquiring person...
HSR Informal Interpretations

9206004 Informal Interpretation

… 9206004 Informal Interpretation 9206004 Informal Interpretation June 10, 1992 By Hand Delivery Victor L. Cohen, Esq. Premerger Notification Office Bureau of Competition Federal …
Date
Rule
801.90, 801.1(f)
Acquisition of less than 100% of partnership interests is not reportable event. The .5%which remains outstanding was created when the partnership was originally formed and then sold to a 3rd person to...
HSR Informal Interpretations

9206006 Informal Interpretation

… 9206006 Informal Interpretation 9206006 Informal Interpretation June 19, 1992 John M. Sipple, Jr., Esq. Assistant Director For Premerger Notification Federal Trade Commission Pennsylvania …
Date
Rule
802.1; 7A(c)(1); 7A(c)(2)
Accurately reflects advice given. Also, (redacted) servicing rights are not considered c(2) assets. Therefore, another exemption is necessary if filing is not to be required when servicing rights are...
Advocacy Filings

FTC Staff Comment to the Hon. Patrick Johnston Concerning S.B. 1986 to Limit the Ability of Health Insurance Companies to Arrange Pharmacy Services through Contracts with Non-Resident Pharmacy Firms

… FTC Staff Comment to the Hon. Patrick Johnston Concerning … Firms Enviado por wfg-adm109 el Lun, 01/06/1992 - 00:00 FTC Staff Comment to the Hon. Patrick Johnston Concerning … Non-Resident Pharmacy Firms af-18.pdf Advocacy Filing … FTC Staff Comment to the Hon. Patrick Johnston Concerning …
Date
Matter Number
V920017
Advocacy Filings

FTC Staff Comment to the Hon. Jerry Bartos Concerning Potential Modification of the Restrictions on the Use of Dallas Love Field

… FTC Staff Comment to the Hon. Jerry Bartos Concerning … Field Enviado por wfg-adm109 el Lun, 01/06/1992 - 00:00 FTC Staff Comment to the Hon. Jerry Bartos Concerning … Love Field v920014-tx-love-field.pdf Advocacy Filing … FTC Staff Comment to the Hon. Jerry Bartos Concerning …
Date
Matter Number
V920014
Advocacy Filings

FTC Staff Comment Before the Securities and Exchange Commission Concerning Proposed Changes in Regulations Governing Registration and Reporting Disclosure of Small Business Issuers

… FTC Staff Comment Before the Securities and Exchange Commission Concerning Proposed Changes in Regulations Governing Registration and … Issuers Enviado por wfg-adm109 el Lun, 01/06/1992 - 00:00 FTC Staff Comment Before the Securities and Exchange …
Date
Matter Number
V920011
HSR Informal Interpretations

9205006 Informal Interpretation

… 9205006 Informal Interpretation 9205006 Informal Interpretation May 14, 1992 Richard B. Smith, Esquire Hand … business under 7A(c)(1) of that Act. You explained that the FTCs Premerger Notification Office interprets 7A(c)(1) to …
Date
Rule
7A(c)(1); 802.20(a)
5/14/92 - called (redacted) and advised that the letter set forth a proper use of7A(c)(1) and, based on the facts in the letter, no filing would be required.
HSR Informal Interpretations

9205003 Informal Interpretation

… 9205003 Informal Interpretation 9205003 Informal Interpretation May 11, 1992 Via Hand Delivery Mr. Patrick Sharpe … me know immediately if I have in any way misunderstood the FTCs position on this issue. Sincerely, (redacted) … 9205003 …
Date
Rule
802.1
called (redacted) 5-11-92. I concur with letter.
HSR Informal Interpretations

9205001 Informal Interpretation

… 9205001 Informal Interpretation 9205001 Informal Interpretation May 1, 1992 VIA … the consent of [Company C] is obtained) for review by the FTC: 1.Private Letter Ruling relating to the liquidation of … review this letter with the appropriate individuals at the FTC; if the consent of [Company C] is obtained, we will …
Date
Rule
802.20
Where is annual report with note restating net sales and total assets (See ABA # 158)? Unless you can convince us otherwise, the PMNO is not convinced that the net sales are separable from the...
HSR Informal Interpretations

9205005 Informal Interpretation

… 9205005 Informal Interpretation 9205005 Informal Interpretation May 14, 1992 Dear Mr. Cohen: I am writing to … I outlined the following transaction: Corporations A and B propose to form a Partnership in which A will hold a 51% …
Date
Rule
801.1 (b)(1)
When a partnership is formed, no reporting is required where money is distributed to a partner who has contributed other assets as long as the distribution is proportional to the relative partnership...
HSR Informal Interpretations

9205007 Informal Interpretation

… 9205007 Informal Interpretation 9205007 Informal Interpretation May 18, 1992 VIA FACSIMILE AND MAIL Victor Cohen, Esquire Federal Trade Commission Premerger Notification Office, Room 398 6th Street and …
Date
Rule
7A(c)(4)
If sale has been ordered, approved & supervised by RTC then it is exempt as a transfer from a govt. agency. Sale may be from a subsidiary of its assets.
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